25:0600(45)NG - AFGE Local 3231 and HHS, SSA -- 1987 FLRAdec NG
[ v25 p600 ]
25:0600(45)NG
The decision of the Authority follows:
25 FLRA No. 45 AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL CIO, LOCAL 3231 Union and DEPARTMENT OF HEALTH AND HUMAN SERVICES, SOCIAL SECURITY ADMINISTRATION Agency Case No. 0-NG-687 17 FLRA 554 DECISION AND ORDER ON REMAND I. Statement of the Case This case is before the Authority pursuant to a remand from the United States Court of Appeals for the District of Columbia Circuit. In the decision remanded by the Court, the Authority had found the following proposal nonnegotiable. Upon request all employees in Area IV will be granted paid time without charge to leave, up to 5 minutes before and up to 5 minutes after the lunch period, for the purpose of preparation and cleanup. In its ruling, the Authority relied solely upon a decision of the Comptroller General. In remanding the case, the Court stated that while the Comptroller General's decision had precedential value, it lacked binding force and that the Authority was required to evaluate independently the Union's proposal against the applicable provision of 5 U.S.C. Section 6101. The Court noted that the Office of Personnel Management (OPM), as contrasted with the Comptroller General or the Authority, is responsible for administering 5 U.S.C. Section 6101. We solicited an advisory opinion from OPM as to whether the proposal is consistent with that section. The response of OPM is attached to this decision as Appendix. The parties filed comments on the OPM response. II. Positions of OPM and the Parties OPM is of the opinion that the proposed extension of the lunch period without a matching extension of the workday violates the requirement in 5 U.S.C. Section 6101(a)(2)(A) for a 40-hour workweek. The Agency agrees with OPM's position. The Union does not. The Union contends that nothing in 5 U.S.C. Section 6101 specifically prohibits adding a paid extension to the unpaid lunch period. Additionally, it asserts that the Agency has broad discretion to excuse employees from work with pay and without charge to leave. Consequently, it contends that the proposal is negotiable. III. Analysis and Conclusion As explained by the Union, the proposal was put forth in response to the Agency's action in terminating a practice of allowing employees 45 minutes, rather than 30, for lunch without requiring a corresponding 15 minute extension of the work day. According to its submissions the Union seeks 5 minutes "paid time without change to leave" on each end of the lunch period to allow employees time for preparation and cleanup in the lunchroom. Section 6101 of title 5 requires that the basic workweek consist of 40 hours of "work." /1/ The issue presented by this dispute is, essentially, whether time set aside for eating constitutes hours of "work" to be counted toward the 40 hour requirement. The question of what sort of activities constitute "work" or "employment" for purposes of compensation has been litigated in the context of claims for payment of overtime. The general rule which has evolved is that those activities which are controlled or required by the employer and pursued necessarily and primarily for the benefit of the employer are compensable as "employment" or "work" under statutes governing payment of overtime. Armour and Co. v. Wantock, 323 U.S. 126 (1944); Leone v. Mobil Oil Corporation, 523 F.2d 1153 (D.C. Cir. 1975); and NTEU v. Gregg, No. 83-546 (D.D.C. Sept. 28, 1983). In considering the specific issue of whether time set aside for, or devoted to, eating is "work" or "employment" for purposes of overtime compensation, the Court of Claims has held that it is not unless substantial labor is performed in the time set aside for eating (or sleeping). For example, Baker v. United States, 218 Ct. Cl. 602, 617-24 (Ct. Cl. 1978). In our view the holding of the Court of Claims is consistent with the definition of "work" or "employment" which has generally been applied in questions relating to what activities are compensable for overtime purposes. We see no reason why the concept of what is "work" or "employment" should be different for purposes of fulfilling the requirement of a basic 40 hour workweek than it is for purposes of overtime compensation. We conclude that, insofar as time set aside for eating is concerned, generally, such activity cannot be considered "work" or "employment" for purposes of fulfilling the requirement for a 40 hour workweek. Because the proposal would effectively require counting time set aside for an activity that is not "work, i.e. eating, in the 40 hours of "work" required by 5 U.S.C. Section 6101, it conflicts with Federal law and is nonnegotiable. Accord, Decision of the Comptroller General B-190011, December 30, 1977. We also reject the Union's argument that the Agency has discretion to implement the proposal under its authority to excuse employees from work with pay and without charge to leave. The circumstances involved in this proposal are distinguishable from those under which the Agency is authorized to grant such administrative leave. This proposal would effectively require that the Agency excuse employees from work on administrative leave on a regular, daily basis. In our view, the provisions which give agencies the authority to grant administrative leave /2/ do not authorize them to grant such leave on a regular, daily basis. Rather, the essence of such leave is that it is only occasionl or sporadic -- when warranted by specific circumstances which are not a part of the daily routine of work. We conclude that the Agency's authority to grant administrative leave does not extend to the type of circumstance involved in this proposal. Compare National Labor Relations Board Union, Local 5 and National Labor Relations Board, Region 5, 2 FLRA 327 (1979); and Long Beach Naval Shipyard, Long Beach, California and International Federation of Professional and Technical Engineers, Local 174, AFL-CIO, 7 FLRA 362 (1981) in which the Authority found negotiable proposals which sought grants of such leave on a limited or occasional basis. IV. Order The Union's petition for review is dismissed. Issued, Washington, D.C., February 6, 1987. Jerry L. Calhoun, Chairman Henry B. Frazier III, Member Jean McKee, Member FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- (1) In relevant part, that section provides: Chapter 61 -- Hours of Work Subchapter 1 -- General Provisions Section 6101. Basic 40-hour workweek; work schedules; regulations. (2) The head of each Executive agency, military department, and of the government of the District of Columbia shall -- (A) establish a basic administrative workweek of 40 hours for each full-time employee in his organization and (B) require that the hours of work within that workweek be performed within a period of not more than 6 of any 7 consecutive days. (3) Except when the head of an Executive agency a military department, or of the government of the District of Columbia determines that his organization would be seriously handicapped in carrying out its functions or that costs would be substantially increased, he shall provide, with respect to each employee in his organization that -- (A) assignments to tours of duty are scheduled in advance over periods of not less than 1 week; (B) the basic 40-hour workweek is scheduled on 5 days, Monday through Friday when possible, and the 2 days outside the basic workweek are consecutive; (C) the working hours in each day in the basic workweek are the same; (D) the basic nonovertime workday may not exceed 8 hours; (E) the occurrence of holidays may not affect the designation of the basic workweek; and (F) breaks in working hours of more than 1 hour may not be scheduled in a basic workday. (2) Federal Personnel Manual (FPM), Chapter 610, subchapter 3; FPM Supplement 990-2, Book 610, subchapter S3-2; FPM, Chapter 630, subchapter 11; FPM Supplement 990-2, Book 630, subchapter S11. United States Office of Personnel Management Washington, D.C. 20415 December 1, 1986 Mr. Harold D. Kessler Director of Case Management Federal Labor Relations Authority 500 C Street, S.W. Washington, D.C. 20424 Re: American Federation of Government Employees, AFL-CIO, -local 3231 and Department of Health and Human Services, Social Security Administration Case No. 0-NG-687 17 FLRA 554 (1985) Dear Mr. Kessler: This is in response to your letter of September 15, 1986, requesting an advisory opinion concerning the proper interpretation of civil service laws and regulations which pertain to the disputed contract proposal in the above referenced case. The union offered the following contract proposal: Upon request all employees in Area IV will be granted paid time without charge to leave, up to 5 minutes before and up to 5 minutes after the lunch period, for the purpose of preparation and cleanup. The agency had terminated a 15 minute paid "grace period" connected with the half hour unpaid lunch period. Instead, in those offices where the unpaid lunch period was to be greater than 30 minutes, the agency decided to extend the office hours by the same amount. Under 5 U.S.C. Section 6101(a)(2)(A), the head of each Executive agency is required to establish a basic administrative workweek of 40 hours for each full-time employee in the organization. Normally, the 40-hour basic workweek is scheduled on 5 days, Monday through Friday. Each workday consists of 8 hours with an additional authorized unpaid lunch period. The length of the lunch period is subject to the administrative authority of each agency. A lunch break is a period of time set aside for the purpose of eating. Agency heads have consistently allowed for lunch periods during the workday under their general authority to regulate the conduct of employees contained in section 301 of title 5, United States Code. Normally, an employee is off duty and in a nonpay status during an authorized lunch period. Any extension of the non-compensated lunch period must be matched by a similar extension of the workday in order to comply with the requirement in Section 6101(a)(2)(A) for a 40-hour workweek. Rest periods are for the purpose of providing a brief period of time for a respite from the work routine and are distinguished from lunch periods in that they are a part of the basic workweek for which employees are compensated. The clear intent of the union's proposal is to provide the employees with a longer period of time to eat. In their submission to the Federal Service Impasses Panel, the union stated that the 10 minutes of preparation/cleanup time was in connection with the lunch period. Permitting employees to be compensated for the 10 minutes would ignore the legal distinctions between lunch periods and rest periods and the underlying purposes of each. Based on the above, the proposal, in effect, would provide for a workweek of less than 40 hours since the extension of the lunch period (non-compensated) by 10 minutes would not be matched by a similar extension of the workday. The proposal would, therefore, violate the requirement in 5 U.S.C. Section 6101(a)(2)(A) for a 40-hour workweek. Sincerely, Allan D. Heuerman Assistant Director for Employee, Labor and Agency Relations