21:0546(72)CA - SSA (Baltimore, Md.) And OHA, Region II (New York, N.Y.) And OHA (Syracuse and Buffalo, N.Y.) and AFGE, Local 1760 -- 1986 FLRAdec CA
[ v21 p546 ]
21:0546(72)CA
The decision of the Authority follows:
21 FLRA No. 72 SOCIAL SECURITY ADMINISTRATION (BALTIMORE, MARYLAND) AND OFFICE OF HEARINGS AND APPEALS, REGION II (NEW YORK, NEW YORK) AND OFFICE OF HEARINGS AND APPEALS (SYRACUSE AND BUFFALO, NEW YORK) Respondents and AMERICAN FEDERATION OF G0VERNMENT EMPLOYEES, LOCAL 1760 Charging Party Case No. 1-CA-20322 1-CA-20341 DECISION AND ORDER I. Statement of Case This unfair labor practice case is before the Authority because of exceptions filed by the Respondents to the attached Decision of the Administrative Law Judge. The General Counsel filed a response in opposition and cross exceptions. The issue concerns whether the Respondents violated section 7116(a)(1) and (5) of the Federal Service Labor-Management Relations Statute (the Statute) by refusing to bargain concerning the procedures to be observed in implementing the relocations of their Hearings and Appeals offices in Buffalo and Syracuse, New York, and concerning appropriate arrangements for employees adversely affected by such relocations. II. Background These consolidated cases involved the displacement and relocation of the entire office staffs in Respondents' Region II Hearings and Appeals Offices in Syracuse and Buffalo, New York, a distance of some five and four city blocks, respectively. The Union requested impact and implementation bargaining and submitted a number of proposals. Agreement was reached on several of the proposals but the Respondents refused to bargain on others, claiming that those proposals involved working conditions which were either unchanged or improved as a result of the move. III. Judge's Decision The Judge concluded that the Respondent's improperly refused to bargain over the impact and implementation of the office relocations and thereby violated section 7116(1)(1) and (5) of the Statute. In reaching such conclusion, the Judge found that the foreseeable impact of the relocation of the Syracuse and Buffalo offices was "substantial." Once the impact test was met, the Judge concluded that the Respondents were obligated to bargain over the Union's proposals submitted in connection with and relating to the office relocations which all concerned working conditions, even if a particular proposal addressed a situation where no change or an improvement in preexisting working conditions resulted from the relocation of the offices. IV. Positions of the Parties The Respondents except to the Judge's Decision, asserting essentially that the relocations had no substantial adverse impact on unit employees as a whole. They further take issue with the Judge's finding that they must bargain over specific proposals, contending that each proposal must address substantial adverse impact. Finally, they assert that those proposals involving issues under negotiation at the national level could not be negotiated at the regional or local level. The General Counsel's opposition to the Respondents' exceptions fully agrees with the Judge's findings, conclusions and rationale. V. Analysis With respect to the Respondents' initial contention pertaining to the impact of the relocations on unit employees, after the Judge issued his Decision in this case, the Authority held that "where an agency in exercising a management right under section 7106 of the Statute, changes conditions of employment of unit employees . . . , the statutory duty to negotiate comes into play if the change results in an impact upon unit employees or such impact was reasonably foreseeable." (Footnote omitted.) U.S. Government Printing Office, 13 FLRA 203, 204-05 (1083). The Authority thereafter held that "no duty to bargain arises from the exercise of a management right that results in an impact or a reasonably foreseeable impact on bargaining unit employees which is no more than de minimis." Department of Health and Human Services, Social Security Administration, Chicago Region, 15 FLRA 922 (1984). Further, the Authority looks to the totality of the facts and circumstances presented in each case in determining whether the impact or reasonably foreseeable impact of the exercise of a management right on bargaining unit employees is more than de minimis. Thus, in Department of Health and Human Services, Social Security Administration, Region V, Chicago, Illinois, 19 FLRA No. 101 (1985), the Authority looked to such factors as the nature of the change (e.g., the extent of the change in work duties, location, office space, hours, loss of benefits or wages and the like); the temporary, recurring or permanent nature of the change (i.e., duration and frequency of the change affecting unit employees); the number of employees affected or foreseeably affected by the change; the size of the bargaining unit; and the extent to which the parties may have established, through negotiations or past practice, procedures and appropriate arrangements concerning analogous changes in the past. The Authority also emphasized that the factors considered in the circumstances of that case were not intended to constitute an all-inclusive list or to be applied in a mechanistic fashion. Moreover, where there is no indication that the nature and degree of impact is at issue in the case, the Authority will not necessarily require in every case a determination as to whether the exercise of the management right results in a change in a condition of employment having an impact or a reasonably foreseeable impact on bargaining unit employees which is more than de minimis. However, in cases where it must be determined whether the nature and degree of impact is more than de minimis, factors such as those listed above will be considered. In applying the above factors to this case, the Authority finds, based upon the totality of the facts and circumstances presented, that the relocation of the Syracuse and Buffalo offices did have an impact or a reasonably forseeable impact on the conditions of employment of unit employees and that such impact or reasonably foreseeable impact was more than de minimis. Therefore, the Respondents were obligated to notify the Union and bargain upon request over the procedures they would observe in exercising its section 7106 rights and concerning appropriate arrangements for adversely affected employees. In reaching this result, the Authority notes that the nature of the change involved the movement of the entire Syracuse and Buffalo offices a distance of some five and four city blocks, respectively, from their former locations, and that the moves brought about differences in such things as building structures and office space. Further, the duration of the moves was permanent. Although the employees are part of a consolidated unit, the Authority notes in the particular circumstances of this case that the moves involved the displacement and relocation of the entire office staffs in two of the Respondents' Region II Hearings and Appeals Offices. Accordingly, based on the totality of the facts and circumstnaces presented, the Authority finds that the relocation of the two offices imposed a duty upon the Respondent to bargain with the Union concerning procedures and appropriate arrangements for adversely affected employees. Finally, for the reasons stated by the Judge, the Authority finds no merit to the Respondents' other two contentions that they were relieved of the duty to bargain because each Union proposal must meet the test of substantial adverse impact and because those proposals involving issues under negotiations at the national level could not be negotiated at the regional or local levels. See Social Security Administration, Office of Hearings and Appeals, Region II, New York, New York, 19 FLRA No. 47 (1985), which involved basically the same parties and similar issues and arguments. VI. Remedy Having found that the Respondents' conduct violated section 7116(a)(1) and (5) of the Statute, the remaining issue concerns the appropriate remedial order. The Authority notes as to remedy that no retroactive relief was sought by the General Counsel. The Judge, in noting the same circumstances, chose to address the need for a status quo ante remedy, and in keeping with our decision in Federal Correctional Institution, 8 FLRA 604 (1982), determined that such a remedy was not warranted. The Authority is in agreement with that analysis by the Judge and determines that a prospective remedy is warranted and will fully effectuate the purposes and policies of the Statute in the circumstances of this case. VII. Conclusion Pursuant to Section 2423.29 of the Authority's Rules and Regulations and Section 7118 of the Statute, the Authority has reviewed the rulings of the Judge made at the hearing, finds that no prejudicial error was committed, and thus affirms those rulings. The Authority has considered the Judge's Decision, the exceptions to that Decision, the positions of the parties and the entire record, and adopts the Judge's findings, conclusions and recommended Order. We therefore find, in agreement with the Judge, that the Respondents violated Section 7116(a)(1) and (5) of the Statute by implementing the Syracuse and Buffalo office relocations without negotiating over the Union's negotiable proposals concerning procedures and appropriate arrangements for unit employees adversely affected by such relocations. /1/ ORDER Pursuant to Section 2423.29 of the Federal Labor Relations Authority's Rules and Regulations and Section 7118 of the Federal Service Labor-Management Relations Statute, the Authority hereby orders that the Social Security Administration (Baltimore, Maryland) and Office of Hearings and Appeals, Region II (New York, New York) and Office of Hearings and Appeals (Syracuse and Buffalo, New York), shall: 1. Cease and desist from: (a) Relocating or moving their offices and employees, without first notifying the American Federation of Government Employees, Local 1760, the agent of the exclusive bargaining representative of its employees, and affording it the opportunity to negotiate concerning the procedures to be observed in implementing the relocations of the Hearings and Appeals offices in Buffalo and Syracuse, New York, and concerning appropriate arrangements for employees adversely affected by such relocations. (b) Refusing to negotiate in good faith with the American Federation of Government Employees, Local 1760, the agent of the exclusive bargaining representative of their employees, concerning the procedures to be observed in implementing the relocations of the Hearings and Appeals offices in Buffalo and Syracuse, New York, and concerning appropriate arrangements for employees adversely affected by such relocations. (c) In any like or related manner interfering with, restraining, or coercing employees in the exercise of their rights assured by the Federal Service Labor-Management Relations Statute. 2. Take the following affirmative action in order to effectuate the purposes and policies of the Federal Service Labor-Management Relations Statute: (a) Notify the American Federation of Government Employees Local 1760, the agent of the exclusive bargaining representative of their employees, of any intention to relocate or move any of their offices and employees and, upon request, negotiate with such representative concerning the procedures to be observed in implementing the relocations of the Hearings and Appeals offices in Buffalo and Syracuse, New York, and concerning appropriate arrangements for employees adversely affected by such relocations. (b) Post at its Hearings and Appeals offices in Buffalo and Syracuse, New York, copies of the attached Notice on forms to be furnished by the Federal Labor Relations Authority. Upon receipt of such forms, they shall be signed by an appropriate official and they shall be posted and maintained for 60 consecutive days thereafter, in conspicuous places, including all bulletin boards and other places where notices to employees are customarily posted. Reasonable steps shall be taken to insure that such Notices are not altered, defaced, or covered by any other material. (c) Pursuant to section 2423.30 of the Authority's Rules and Regulations, notify the Regional Director, Region I, Federal Labor Relations Authority, in writing, within 30 days from the date of this Order, as to what steps have been taken to comply with the Order. Issued, Washington, D.C., April 30, 1986. /s/ Jerry L. Calhoun, Chairman /s/ Henry B. Frazier, III Member FEDERAL LABOR RELATIONS AUTHORITY NOTICE TO ALL EMPLOYEES PURSUANT TO A DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY AND IN ORDER TO EFFECTUATE THE POLICIES OF CHAPTER 71 OF TITLE 5 OF THE UNITED STATES CODE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS WE HEREBY NOTIFY OUR EMPLOYEES THAT: WE WILL NOT relocate or move our offices and employees without first notifying the American Federation of Government Employees, Local 1760, the agent of the exclusive bargaining representative of our employees, and affording it the opportunity to negotiate concerning the procedures to be observed in implementing the relocations of the Hearings and Appeals offices in Buffalo and Syracuse, New York, and concerning appropriate arrangements for employees adversely affected by such relocations. WE WILL NOT refuse to negotiate in good faith with the American Federation Of Government Employees, Local 1760, the agent of the exclusive bargaining representative of our employees, concerning the procedures to be observed in implementing the relocations of the Hearings and Appeals offices in Buffalo and Syracuse, New York, and concerning appropriate arrangements for employees adversely affected by such relocations. WE WILL NOT in any like or related manner interfere with, restrain, or coerce our employees in the exercise of their rights assured by the Federal Service Labor-Management Relations Statute. WE WILL notify the American Federation of Government Employees, Local 1760, the agent of the exclusive bargaining representative of our employees, of any intention to relocate or move any of our offices and employees and, upon request, negotiate with such representative concerning the procedures to be observed in implementing the relocations of the Hearings and Appeals offices in Buffalo and Syracuse, New Yrok, and concerning appropriate arrangements for employees adversely affected by such relocations. (Agency) Dated: By: (Signature) (Title) This Notice must remain posted for 60 consecutive days from the date of posting, and must not be altered, defaced, or covered by any other material. If employees have any questions concerning this Notice or compliance with its provisions, they must communicate directly with the Regional Director, Region I, Federal Labor Relations Authority, whose address is: 441 Stuart Street, 9th Floor, Boston, MA 02116, and whose telephone number is: (617) 223-0920. -------------------- ALJ$ DECISION FOLLOWS -------------------- Case No. 1-CA-20322 and 1-CA-20341 SOCIAL SECURITY ADMINISTRATION (BALTIMORE, MARYLAND) AND OFFICE OF HEARINGS AND APPEALS, REGION II (NEW YORK, NEW YORK) AND OFFICE OF HEARINGS AND APPEALS (SYRACUSE AND BUFFALO, NEW YORK Respondents and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1760 Charging Party DECISION This is a proceeding under Title VII of the Civil Service Reform Act of 1978, Pub. L. No. 95-454, 92 Stat. 1192, 5 U.S.C. 7101 et seq. (Supp. V, 1981), commonly known as the Federal Service Labor-Management Relations Statute, and hereinafter referred to as the "Statute," and the rules and regulations issued thereunder the published at 5 CFR 2411 et seq. Charges of an unfair labor practice under the Statute were filed in Case No. 1-CA-20341 on August 10, 1982 and amended on November 29, 1982 by the Charging Party (hereinafter also referred to as the "union"). The General Counsel of the Federal Labor Relations Authority ("Authority") investigated and, on November 30,1982, served as the complaint initiating Case No. 1-CA-20341. In Case No. 1-CA-20322, charges of unfair labor practices under the Statute were filed on July 14,1982, and amended on November 29, 1982. The General Counsel investigated and, on November 30, 1982, served this complaint initiating Case No. 1-CA-20322. As amended at the hearing, /2/ each complaint in this proceeding alleges that the Respondent has engaged, and is engaging in unfair labor practices in violation of 5 U.S.C. 7116(a)(1) and (5). /3/ Each complaint names the alleged violative act as being the relocation of a hearing office without affording the Union an opportunity to negotiate concerning the impact and implementation of the decision to relocate. At the hearing, the two cases were consolidated. The hearing was held on April 21, 1983, in New York City. The parties appeared, adduced evidence and examined witnesses. Pursuant to an order dated May 9, 1983, the briefing time was extended until June 23. Respondent filed its brief on June 21. The General Counsel, on June 22, filed a memorandum, enclosing a copy of a decision rendered on May 23 by Administrative Law Judge William Naimark in Case Nos. 12-CA-20179 and 20355, entitled Social security Administration, Office of Hearings and Appeals, Region II, New York, New York, Respondent and American Federation of Government Employees, Local 1760, Charging Party. That proceeding also involved, inter alia, alleged violations of 5 U.S.C. 7116(a)(1) and (5) caused by an alleged unilateral relocation of an office -- from Mineola to Hempstead New York. In the memorandum filed in this proceeding, the General Counsel asserts that there are "no material differences between the facts and legal arguments raised in the proceeding before Judge Naimark from those present in the instant case" and that the same legal conclusions should be reached herein. Filed along with the memorandum and the decision was the brief submitted on behalf of the General Counsel in Case No. 12-CA-20179 and 20355. Judge Naimark concluded that it was "the change in location that underlies a possible obligation to bargain in such a situation; and he rejected Respondent's position that what controlled was "the extent of a change in a particular condition." See his slip opinion, pages 10-11 in OALJ-83-89. He concluded that if a decision to relocate involves foreseeable impact and the specific union proposals relate to working conditions encompassed by the move, an employer is required to bargain regarding the impact and implementation of the relocation. Judge Naimark noted that the foreseeable impact of a planned relocation must be a substantial one and not "a mere possibility of some impact" (slip op.12). In the case before him, the move was "from one town to another, with attendant differences in building structures and size, location, area, neighborhood facilities, transit routes and security - to name a few considerations . . ." (slip op.12). These factors led to Judge Naimark's conclusion "that it is a reasonable likelihood such relocation will produce a substantial and adverse impact upon Respondent's workers" (slip op.12). Accordingly, he concluded that Respondent must bargain with the Union over any proposal which related to working conditions, even though the particular proposal might represent an improvement over that particular working condition at the old location, or even no change. As examples, there was a water cooler at both locations; and there were no day care centers or lounge areas at either location. Nevertheless, Judge Naimark concluded that Respondent must bargain over Union's proposals on water coolers, lounge areas, and a space for a day care center. Based upon the record made in this case, including my observation of the demeanor of the witnesses, and the brief and memorandum filed, I enter the following findings of fact, conclusions of law and recommended order. Findings of Fact /4/ 1. It is admitted that Respondent is an "agency" and the Union is a "labor organization", within the meaning of the Statute. 2. It is further admitted that the American Federation of Government Employees ("AFGE") is the exclusive bargaining representative of a consolidated nationwide unit of Respondent's employees, including ones employed at Respondent's hearing offices located at Buffalo and Syracuse, New Yrok. 3a. In Case No. 1-CA-20322, it is further admitted that, at all times material herein, Respondent has recognized Local 1760 of AFGE, as a representative of AFGE, "for the purposes of collective bargaining at the Hearings Offices of the Office of Hearings and Appeals, New York Region on matters involving changes in working conditions at the local level." The New York Region is also referred to as "Region II." 3b. In Case No. 1-CA-20341, it is further admitted that, at all times material herein, Local 1760 of AFGE "has been, and is now recognized by Respondent Office of Hearings and Appeals, Region II, New York, New York, and Respondent Office of Hearings and Appeals, Buffalo, New York acting thereby as agents of Respondent Social Security Administration, Baltimore, Maryland . . . as the agent of American Federation of Government Employees for the purpose of collective bargaining, at the Regional and local (Hearing Office) level, concerning the impact and implementation of changes in conditions of employment affecting employees employed by Respondent at its Hearing Office located at Buffalo, New York." 4a. It is stipulated that Respondent has an obligation to bargain with the Union over the impact and implementation of the relocation of the Syracuse and Buffalo hearing offices of the Office Of Hearings and Appeals("OHA"), of the Social Security Administration ("SSA"), in accordance with 5 U.S.C. 7106(b)(2) and (3). /5/ 4b. It is undisputed that the Union submitted proposals on the relocations and agreement was reached as to some items. As to the rejected ones, management's basis response was that "there was no adverse impact" and, as to a "few", that they were "on the table at the national level" (TR 118). 5a. Effective June 11, 1982, AFGE and SSA are bound by a national agreement applicable to the nationwide bargaining unit. The agreement remains in effect for three (3) years from its effective date, and automatically renews itself from year to year thereafter. At the time of the relocations here at issue (May 3, 1982 for the Buffalo office and February 20, 1982 for the Syracuse office) only memorandum of understandings existed between AFGE and SSA; and they concerned grievances, negotiations, and official time. 5b. Articles in the national agreement cover such items as health and safety; parking; child care, including a study on a model child care center at one facility; excused absences; and supplemental agreements. The national contract provides for supplemental negotiations over seven items, including health and safety; facilities, parking, and flextime. See R 1.9, Section 3 of Article 5. As of the time of the hearing in these cases, there had been no negotiations for supplemental agreements. See TR 70. 6a. James Armet, Vice-President for Administration, Local 1760, is responsible for negotiating with Respondent on matters dealing with a change in physical location for any OHA office in New York and New Jersey. 6b. Elliot Glassman served as Region II'S technical advisor on management's team negotiating the relocations here at issue. He serves as "labor relations coordinator" (TR 57). Specialists "at the central office of OHA" advised him of what was "on the table at the national negotiations" (TR 60). Case No. 20322, the Syracuse relocation 7. Around 40 bargaining unit employees work in the Syracuse office of OHA. 8. By letter dated October 27, 1981, the Deputy Regional Management Office of OHA notified Mr. Armet that the Syracuse office of OHA would be relocated. The letter stated that the move was to be made on or about December 1 from the Federal Building at 100 South Clinton Steet to the seventh floor of a building at 351 South Warren Street. 9. On October 30, 1981, Mr. Armet wrote a letter to Respondent in which he demanded bargaining on the "plans to relocate" and the "potential adverse impact of that decision on members of the bargaining unit" (GC 3). 10. On November 12, 1981, Respondent replied to the October 30 demand to bargain. The letter stated that the move was to a building "a distance of approximately 5 city blocks" and that "(s)ince both new and old locations (were) in the same neighborhood with access to the same transportation and both locations conform to GSA (General Services Administration) requirements and regulations, the potential adverse impact of this move is de minimis" (GC 4). The letter explained that GSA was forcing the move upon Respondent. It also contained an offer to meet with Mr Armet to "discuss any potential adverse impact that (he) identified" (GC 4). 11. Approximately 12 meetings were held between the parties on the impact and implementation of the Syracuse relocation, the first being on December 15, 1981 and the last on June 16, 1982. The move took place on February 20, 1982. 12. On December 17. 1981, the Union delivered its bargaining proposals to management. At the time the proposals were submitted, the negotiations on a national agreement were being mediated by an arbitrator appointed by the Federal Service Impasses Panel ("FSIP"). Larry Kramer, the Chief of labor relations for the central office of OHA, located in Arlington, Virginia, gave directions to the management team negotiating over the relocation of the Syracuse office. Mr. Kramer informed Mr. Glassman that "they did not want, under the guise of impact implementation bargaining, any of their subordinate region offices to reach an agreement which the union negotiating team then would use as a precedence in its negotiations -- either the national unit or any supplemental units have to negotiate on these things -- it's being on the table, you do not have to negotiate on it" (TR 64). The central office mentioned "certain areas" as being "on the negotiating table at the national level" (TR 64). 13. As to some union proposals, agreement was reached smoking; provision for a safe and healthy work environment and prompt action to correct any unsafe or unhealthy ones; provision for an emergency lighting system; provision for a security guard, subject to the availability of funds; and the application of the agreement to the Syracuse OHA office until specific provisions of a national agreement superceded them. See R 4. 14. As to seven proposals, agreement was not reached. 14a. Flextime. Mr. Armet explained that he had received an anonymous tip from an employee in the Syracuse OHA office that led to the Union's proposal on this item. The tipster told Mr. Armet that employees were "most upset about the relocation and that they were being relocated from a Federal building in the center of Syracuse, approximately six to eight blocks away in an area that was an urban renewal area . . . that was undergoing construction, renovation . . . that it wasn't a safe area, safe as the central location that they were in presently, and there were people hanging around in the street corners and things like that" (TR 19-20). The flextime proposal was to allow employees to be dropped off at a mutually convenient time for spouses and employees. This tip was not mentioned at the bargaining table. Management responded that it would not consider the flextime proposal; that it exceeded the scope of impact bargaining; that there was no substantial adverse impact; and that it was on the table at negotiations on the national agreement which were taking place in Baltimore. There is no article on flextime in the national agreement. Mention of flextime appears only in the provision for supplemental agreements. See finding 5b, supra. At Baltimore there was no discussion on the topic in the context of impact and implementation bargaining upon the relocation of offices. 14b. Day care center. The proposal on this topic was met with a management response that there was no adverse impact. Also, at the last negotiating session, on June 16, 1982, there was "general agreement" that there were provisions covering day care in the national agreement (TR 62.) Article 20 of the national agreement provides for a "feasibility study for a model child care center" at a mutually determined site or for the Woodlawn complex (R 1.33). 14c. Parking. The proposal on this topic was met with the management response that there was none "available previously, there's none now and there was no adverse impact" (TR 62). Also, management stated that "the matter was under discussion at the national level" (TR 23). Article 13 of the national agreement deals with "parking;" and there is also provision for supplemental agreements. See R 1.24 and finding 5b supra. 14d. Noise abatement. This topic was met with a management response that there was "no adverse impact" because there would be "less noise than there was previously" (TR 63) /6/ and that the matter was being negotiated at the national level. Article 9 of the national agreement deals with Health and Safety, but in general terms (R 1.15-16). The provision for supplemental agreements allows for further negotiations on "Health and Safety" (R 1.9 and see finding 5b, supra). 14e. Lunchrooms. Management may have alleged this proposal was contrary to a national law, rule, or regulation. 14f. Window coverings. This topic was met by a management response that there were "drapes previously and there's drapes now and there's no adverse impact" (TR 63). Management refused to sign off on a proposal to provide drapes, which the Union felt it needed so that failure to provide them would be grievable and to insure the protection of employees' rights. 14g. Water coolers. This topic was met by a management response that "the supply of water was even better than it was previously, so there was no adverse impact" (TR 61). 15. While Mr. Glassman testified that management was prepared to negotiate with the Union over proposals that had less adverse impact (see TR 62-63), in fact management relied upon allegations of an absence of adverse impact to justify refusal to bargain, as set forth in finding 14, supra. 16. Management consulted with the office manager of the OHA hearing office in Syracuse throughout the negotiations on the relocation; and she testified at the hearing on the impact of the relocation. 16a. She established that the space allotted to OHA in the commercial building on Warren Street is not exactly the same as that which had been provided at the Federal building located at Clinton Street. At the Federal building the accomodations were "almost plush;" and the reluctance to relocate was over concern about giving up "some of the plushness" (TR 48). 16b. She established that the Warren Street location is approximately four blocks from the Federal building, and one block off the main drag of downtown Syracuse. It is closer to the shopping area and is served by the same transportation facilities. To her knowledge, the Warren Street building is not in an urban renewal area and the neighborhoods appear to be trafficked by the same people. She testified that there is presently no construction going on "in" the Warren Street location, nor was there at the time of the move (TR 49). Another witness testified that, on a visit to the Warren Street OHA office in November 1982, the streets surrounding the Warren Street building in which the OHA office is located were being torn up, and the noise from the drilling and construction equipment could be heard inside the building and was "disturbing and disconcerting" (TR 71). Both witnesses appeared to give truthful testimony and their testimony can be reconciled. One testified to construction in the building and the other to construction outside, but nearby the building. 16c. The office manager affirmed that there had been no day care center, flextime, or official parking at the Federal building. 16d. As to drapes, she established that there were open weave ones at the Federal building and wool-lined ones at the Warren Street location. 16e. As to the noise from office machines, she established that they had been located "on the floor with the employees," at the Federal building, and are now "housed in a separate room," with a resulting "decrease in that noise" (TR 46). 16f. As to water coolers, she established that there had been one on each floor, in the area of the elevators, at the Federal building, and that they were shared with the general public. At the Warren Street facility, there is one drinking fountain within the space allocated to Respondent, which has the entire fourth floor. 16g. As to parking, private parking lots are located closer to the Warren Street location than they were to the Federal building. 17. The union president, on a visit to the Warren Street location in November 1982, was approached by a panhandler, which he felt to be "unique in Syracuse" (TR 70-71). Employees told him that the OHA office on Warren Street was "not as nice" as their former quarters in the Federal building. 18. The reason for the relocation was that OHA wished to expand its office. There was insufficient space in the Federal building to accomodate the expansion, according to GSA, the Federal agency holding control over space for governmental agencies. GSA planned the relocation to Warren Street and promised the space occupied by OHA in the Federal building to other agencies. The office facilities arm of the OHA'S Region II, and its management operations specialist, tried to stop the move and then to delay it, but could not control GSA, which threatened to evict the OHA Syracuse office from the Federal building, if it did not move on GSA'S schedule. These futile attempts by Region II were communicated to Mr. Glassman. 19. On February 8, 1982, Respondent directed a letter to Herbert Collender, President of Local 1760, to notify him that the move would take place on February 20, 1982. 20. On February 12, 1982, Mr. Armet replied to the February 8 letter. He reminded Respondent that the move was "presently subject to impact bargaining" (GC 6). Respondent did not reply, in writing. 21. The Union learned that the Syracuse move had taken place while at a negotiation session on February 22, 1982. Case No. 20341, the Buffalo relocation 22. About 21 bargaining-unit employees worked in the Buffalo office of OHA, when it was located in the U.S. Courthouse. Within two weeks of the office relocation here at issue, the number rose to around 28. 23. By letter dated February 8, 1982, Mr. Glassman the labor relations coordinator for Region II of OHA, notified the president of Local 1760 that the Buffalo OHA office, then located at the U.S. Courhouse at 68 Court Street, would be moved to a building at 268 Main Street, three to six blocks away. 24. On February 17, 1982, Mr. Armet requested impact and implementation bargaining over the proposed relocation. 25. On March 18, 1982, Mr. Armet submitted the union proposals to Mr. Glassman. They were motiviated by a telephone call from the union steward at Buffalo. She complained that another relocation of the OHA office was to take place, to a "less desirable . . . seedy" location where the area was being reconstructed and to a building that was under renovation (TR 81). Mention was made of "derelicts on the street" (TR 81). These concerns were expressed to management during negotiations. Management checked them out and did not find them "believable" (TR 119-120). 26. The parties met in eight negotiation sessions, the first being on March 22, 1982 and the last on July 21. The relocation took place on May 3. 27. At the hearing, testimony was adduced on the items in the Union's proposals upon which agreement was not reached. 27a. Flextime. On March 23, 1982, and at subsequent negotiation sessions, management took the position that there had been no flextime at the U.S. Courthouse location and so no adverse impact from the relocation. Also, management responded that flextime was on the table at the national negotiations. (See finding 14a, supra, for what was negotiated in the national agreement). 27b. Day care center. On July 12, 1982, management's response was that there had been none at the U.S. Courthouse and so no adverse impact. Also, management "wouldn't discuss it" (TR 86) because it was for "a benefit that was covered in the national agreement" (TR 126). (See finding 14b, supra, for what was in the national agreement.) 27c. Parking. On July 12, 1982, management's response was that there was none at either location and so no adverse impact, and also that it was "on the table at a higher level of negotiations" (TR 86). (See finding 14c, supra, as to what was negotiated in the national agreement.) 27d. Health and Safety. On at least four occasions, the union's proposal met with the response that it was "beyond the scope of adverse impact and such conditions were being negotiated at the national level" (TR 83). (See finding 14d, supra, as to what was negotiated in the national agreement as to health and safety.) Included in the Union's health and safety proposals were ones relating to emergency lighting, smoke detectors, fire alarms, at least two water coolers, restrooms, a lounge area, sufficient lighting, and transportation to a health unit. See GC 12.3-5. 27e. Emergency lighting. Mr. Armet testified that management's response to this topic was that there was none at either facility, and thus no adverse impact. Mr. Glassman agreed that the response was no adverse impact, that that it was based on emergency lighting being in both locations. See TR 122. Mr. Glassman appeared more confident, on this point, than Mr. Armet. Accordingly, I credit the testimony of Mr. Glassman on this point. 27f. Smoke detectors. Again, Mr. Armet testified that management's response was that there was none in either building, and so no adverse impact. Mr. Glassman agreed that there were none and explained that this was because the Buffalo GSA cose required sprinkler systems. Mr. Glassman further explained that there was "either a sprinkler system installed or there would be one installed at the Main Street location" and, therefore, that there would be no adverse impact and no need to bargain on smoke detectors (TR 122). 27g. Fire alarms. Management's response was that similar systems existed in both buildings, and so there would be no adverse impact. 27h. Restrooms. As to this topic, management's response on June 21, 1982 was that the restrooms at the Main street builiding are "more private" and "much cleaner" (TR 93 and 125). Thus, management felt that the impact was "beneficial," and there was "no duty" to bargain (TR 125). 27i. Lounge area. On June 21, 1982, management responded that there was none in either facility, and therefore no adverse impact. 27j. Water coolers. In July 1982, /7/ management responded that the same or better conditions existed at the Main street location, and therefore there was no adverse impact, and "they would not negotiate the issue" (TR 85). 27k. Transportation to the health unit. On July 12, 1982, management's response was that there was no adverse impact. 27l. Lighting to avoid eye fatigue. On July 12, 1982, the response was that "the lighting would be equal or better," and so there would be no adverse impact (TR 125) and they "would not bargain on it" (TR 85). 27m. Break and lunch room. On July 12, 1982, management responded that there was none at either facility, and therefore there was no adverse impact and "no duty to bargain" (TR 126). Management did explain that it "could not authorize lunch rooms -- GSA -- officially, "but would attempt to solve the problem by "just having spare space" (TR 126). Management has been able to provide such spare space for the Buffalo OHA office. 27n. First aid kits. Management's response was that the kit they used in the Courthouse was "portable" and the OHA office had the same one at the Main Street facility (TR 128). Thus, there was "no adverse impact" (TR 128). It was admitted that OHA Buffalo was getting more employees in the Main Street building. According to Mr. Glassman, the Union did not state that it wanted to bargain over more kits because one was insufficient. See TR 128-129. The proposal was that: "Management will provide each working unit with a GSA approved first aid kit" (GC 11.7). 27o. Administrative leave on paydays to cash checks. Management's response was that the old and new location were in the same general area, with the same banks available. Therefore, there was "no adverse impact" (TR 129). 27p. Window coverings. Management's response was that there were drapes in the OHA office at both locations, and so there was no adverse impact, and thus "no need to bargain" (TR 127). 27q. Noisy office equipment. Management's response was that the new office would be "much quieter," since the machines would not be concentrated and were "off the floor and away from the office area" (TR 127), thus, no adverse impact. 28. Management consulted with the office manager of OHA office in Buffalo throughout the negotiations on the relocation. The office manager testified at the hearing on the impact of the relocation. 28a. He established that the distance between the former and present offices is three and a half blocks and that the bargaining-unit employees regard the U.S. Courthouse as "more prestigious" (TR 105). 28b. The office at Main Street was extensively remodeled to OHA'S specifications before the move. It met GSA'S minimum specifications. Approximately 60 days prior to the move, Mr. Allen inspected the construction "to make sure they they were complying to our specifications for (the) office needs" (TR 109.) More space was provided for each employee. 28c. A GSA inspection of the Main Street location involved areas of emergency lighting, fire alarms, and smoke detectors; and changes were made pursuant thereto, some at prodding of the office manager. 28d. The Main Street location is "much closer to the central transportation bus station which comes from all areas of western New York" (TR 90). It is not in an urban renewal area. 28e. Parking is "much better and reasonable" at the Main Street location (TR 99). 28f. Bargaining-unit employees had no windows at the U.S. Courthouse. Now they have windows covered by "beautiful flowered drapes." (TR 133). 28g. Noisy office machines are located further away from the work area of employees, at the Main Street office; and a decrease in the noise level has resulted. 28h. Within a three to four block area of the Main Street building, there are eight banks. One is about 50 feet from the building. These banks are located between the present and former buildings housing the OHA office. Only one branch bank that would have been used by OHA employees, when located in U.S. Courthouse, is not between it and the Main Street building; and the main office of that bank is located in the blocks between the two buildings. 28i. There was only one water cooler in the U.S. Courthouse. It was located directly in front of the elevators and about a 114-foot walk from the OHA office. At the Main Street building, a water cooler is located centrally, within the OHA office area. 28j. The first aid kit is not used frequently and is replenished before supplies are used up. 28k. At neither location have there been locked restrooms for the exclusive use of OHA employees, as in the Union's proposal, but at Main Street, they are shared with fewer people and are maintained in a "much cleaner" condition (TR 93). 28l. At neither location has there been an employee lounge or a health unit. The health unit used by employees at both locations is in a Federal building, which is three and a half blocks further away from the Main Street location, but is reached more comfortably (less windy) due to the shelter provided by buildings along the route. On the route between the health unit and the Main Street facility, one passes "business type people, shoppers" (TR 109). The walk to the health unit from the Main Street facility is "no different" than what was passed going from the U.S. Courthouse (TR 108). 28m. There is more "light power" at the Main Street location, and the light is "much better" because it is florescent (TR 96). Employees at the Main Street location have not complained over the existing level of lighting" (i)n the wroking areas" (TR 96). 28n. The lunch and break facilities at the U.S. Courthouse were in a room about 12 by 14 feet which also served as a mail and supply room and one in which to counsel SSA claimants. There were no vending or coffee machines, hot plates, or refrigerators for the exclusive use of bargaining-unit employees, as proposed by the Union for the Main Street location. At Main Street, a room which is 10 by 10 feet is used exclusively for break and lunch periods of the bargaining-unit employees. 28o. There are no day care centers sponsored by the Federal government in Buffalo. 29. The Buffalo OHA office relocation was occasioned by an OHA request for more space to accomodate a projected staff increase. Other agencies in the U.S. Courthouse also needed to expand. GSA decided to relocate OHA, and was being pressed by the other agencies to expedite the move. The office facilities arm of OHA'S Region II, and its management operations specialist, tried to stop the move and then delay it. GSA forced the move and specified the moving date. 30. By letter dated April 16, 1982 Mr. Glassman notified the union president that the Buffalo OHA office would be moved on May 3-4. 31. At meetings of the parties on April 26 and 30, 1982, the Union requested a delay in the implementation of the move. Management replied, each time, that GSA wanted the office "out" and a delay was not possible (TR 80). Discussion and Conclusions Respondent, at page 16 of its brief, correctly summarizes certain well established principles of law which it deems to be controlling in this proceeding. The first one is that: Impact and implementation bargaining ("I & I" or "impact" bargaining) is narrower in scope than other forms of midterm bargaining or term negotiations. While other forms of midterm or term bargaining may be concerned with substantive issues, impact bargaining is limited to (a) procedures management will follow in implementing its decision, and (b) appropriate arrangements for employees adversely affected by the decision. 5 U.S.C. 7106(b)(2) and (3). Intrinsically, the obligation to bargain over I & I can only arise as the result of management initiative (sic). Moreover, the management action must have or portend substantial impact on the conditions of employment of bargaining unit employees. Office of Program Operations Field Operations, Social Security Administration, San Francisco Region and Council of District Office Locals, American Federation of Government Employees, San Francisco Region, 5 FLRA No. 45 (1980). The second one is that: It is also a generally accepted principle of Federal sector labor relations that absent agreement otherwise, the obligation to negotiate exists at the level of recognition, and not at the local level. Social Security Administration and American Program Service Center, Kansas City Missouri and American Federation of Government Employees AFL-CIO Local 1336, 10 FLRA No. 4 (1982), Department of Health and Human Services, Social Security Administration and Local 1346, American Federation of Government Employees, AFL-CIO, 6 FLRA No. 33 (1981). (Emphasis added.) While these statements of legal principles are correct, their application, as urged by Respondent, is not. A. As to the impact of the relocations, the preponderence of the evidence indicates that the foreseeable impact was substantial. While the moves were not far in distance, they required the relinquishment of "plush" offices (at Syracuse) and a "prestigious" location (at Buffalo). While a few conditions may have been better at the new locations, even management recognized that they did not compensate for what was being given up and, unsuccessfully, tried to stop the moves altogether. B. Faced with the inevitability of a substantial change in working conditions (having to give up the comfort and pleasure of working in plush and prestigious quarters), the Union put together a set of proposals, some of which may have resulted in particular working conditions remaining the same, or being even better. Respondent refused to bargain over such items. In agreement with Judge Naimark, I conclude the Respondents improperly refused to bargain on the ground that particular proposals represented no change or an improvement in particular working conditions. Using the union proposal on window coverings for the Syracuse office as an example, it was established that there were drapes at both the old and new locations, but management refused to enter into a written agreement that there would be drapes at the new location. See finding 14(f) supra. The Union correctly asserted that it needed a written agreement to insure the matter and properly protect the bargaining-unit employees. To have agreements in writing is a statutory right. See 5 U.S.C. 7114(b)(5). Unions would probably not long retain their exclusive representative status if they relied on verbal statements from management. Using the union proposal on lounge areas as another example, the Union was within its rights in making such a proposal, even though there had been none at the old location. Overall, the relocation had a foreseeable substantial adverse impact. This item might alleviate that impact somewhat. c. All of the Union's proposals concerned working conditions. (Indeed, Respondent does not argue to the contrary and admits that it made no allegations of non-negotiability. See RBr 20.) See American Federation of State, County and Municipal Employees, AFL-CIO, Local 2477, et al., and Library of Congress, 7 FLRA No. 89, 7 FLRA 578 (1982), involving a relocation of employees to a new building and in which the Authority delcared that inter alia, the following proposals by the bargaining agent, as a result of the relocation, related to matters affecting working conditions: file cabinet space; office size; partitions to insure no noise; conformance to fire codes and regulations to the extent the agency had discretion; and prohibiting work in areas violating safety codes. See also American Federation of Government Employees, AFL-CIO, and Air Force Logistics Command, Wright-Patterson Air Force Base, Ohio, 2 FLRA No. 77, 2 FLRA 604 (1980), involving day care facilities; and National Treasury Employees Union and NTEU Chapter 80 and Department of the Treasury, Internal Revenue Service, Central Region, 8 FLRA No. 38, 8 FLRA (1982), involving installation of drapes, and noise abatement items. D. The fact that some items proposed by the Union were on the table at national negotiations does not matter, in these cases, because of Respondent's admission that Local changes in working conditions of unit employees in New York offices, which would include these here at Syracuse and Buffalo. See findings 3(a) and (b), supra. Agreements reached at the national level would, of course, supercede any conflicting ones arrived at regional or local levels. This would seem to be the case as to Local 1760's prpopsals on a day care center. See findings 5b, 14b, and 27b, supra. Remedy Counsel for the General Counsel did not ask for "a status quo ante remedy" (TR 74, 9). She did ask for an affirmative order to bargain in good faith on the previously submitted proposals and to require "any agreements reached between the parties to be made retroactive to the date of the move" (TR 9 and see also TR 75). She stated that she would submit a brief and was requested to submit a psoposed order for relief delineating "exactly what (she) meant by retroactively" as it related to the proposals. She agreed. However, neither a brief nor a proposed order has been submitted on behalf of the General Counsel. Instead, reliance is placed solely on Judge Naimark's decision and the brief filed on behalf of the General Counsel in Case Nos. 12-CA-20179 and 20355. Judge Naimark granted only prospective relief in those cases, without discussing the statement on page 15 of the brief seeking relief retroactive to the date of the relocations. The brief made no argument in support of such relief. It would be fair to assume, from the failure to submit a proposed order and argument in support of it, that the General Counsel is not too concerned about an order for retroactive relief. In any event, I do not consider such relief appropriate here, under standards enunciated by the Authority in such cases as Federal Correctional Institution, 8 FLRA No. 111, 8 FLRA 604, (1982). While Respondent did relocate the OHA offices during the course of bargaining, it tried to stop and delay the move, but to no avail. GSA was prepared to evict the OHA offices. Respondent gave timely notices of its actions to the Union and timely responded to the bargaining proposals of the Union. The responses, while rejected here, were not totally lacking in merit. I find no bad faith in Respondent's refusal to give the Union a written allegation of non-negotiability of any proposal, in view of Respondent's stance that it was not taking such a position. See RBr 20-22. While the evidence demonstrated that employees in the bargaining unit have suffered substantial adverse effects from their moves away from plush and prestigious offices, there is no evidence that they are so dire as to call for any but prospective relief, under all the circumstances of the case. Just how disruptive retroactive relief would be, or how much it would impair the efficiency and effectiveness of Respondents' operations is unclear from the record. Counsel for the General Counsel suggested only one specific type of retroactive relief -- correcting the records of any employees who were marked as late on paydays in view of the proposal to grant an extra one-half hour of administrative leave on paydays so that employees might cash their checks. Since a number of banks appear to be in close proximity to the new location, the impact upon unit employees of the failure to bargain this proposal is not sufficient to warrant the ordering of such relief. Under all the circumstances here involved, retroactive relief is best left to bargaining between the parties. Ultimate Findings and Recommended Order Respondent has engaged and is engaging in the unfair labor practices alleged in the complaints, in violation of 5 USC 7116(a)(1) and (5). Accordingly, and pursuant to Section 2423.29 of the Rules and Regulations of the Federal Labor Relations Authority and Section 7118 of the Federal Service Labor-Management Relations Statute, the Authority hereby orders that the Social Security Administration, Office of Hearings and Appeals, Region II, New York, New York, shall: 1. Cease and desist from: (a) Relocating or moving its offices and employees, wihtout first notifying the American Federation of Government Employees, Local 1760, and affording it the opportunity to negotiate, to the extent consonant with law and regulations, concerning the procedures to be observed in such relocation or move and the arrangements for employees adversely affected by such action. (b) Refusing to negotiate in good faith with the American Federation of Government Employees, Local 1760 to the extent consonant with law and regulations, as to the procedures to be observed in any further implementation of its relocation of OHA offices in Buffalo and Syracuse, New York, and the arrangements for employees adversely affected by the relocation, including, but not limited to proposals already made. (c) In any like or related manner interfering with, restraining, or coercing employees in the exercise of rights assured by the Statute. 2. Take the following affirmative action in order to effectuate the purposes and policies of the Statute: (a) Notify the American Federation of Government employees, Local 1760 of any intention to relocate or move any of its offices and employees, and afford it the opportunity to negotiate, to the extent consonant with law and regulations, concerning the procedures to be observed in such relocation or move and arrangements for employees adversely affected by such action. (b) Upon request, negotiate in good faith with the American Federation of Government Employees, Local 1760 to the extent consonant with law and regulations, as to the procedures to be observed in any further implementation of its relocation of OHA offices in Buffalo and Syracuse, New York, and the arrangements for employees adversely affected by the relocations, including, but not limited to proposals already made. (c) Post at its OHA offices in Buffalo and Syracuse, New York, copies of the attached notice, marked "Appendix B", on forms to be furnished by the Federal Labor Relations Authority. Upon receipt of such forms, they shall be signed by the head of Region II and they shall be posted for 60 consecutive days thereafter in conspicuous places including all places where notices to employees are customarily posted. Reasonable steps shall be taken to insure that said notices are not altered, defaced, or covered by any other materials. (d) Notify the Regional Director, Region I, Federal Labor Relations Authority, in writing, within 30 days from the date of this Order, as to what steps have been taken to comply herewith. /s/ Isabelle R. Capello Administrative Law Judge Dated: July 28, 1983 Washington, D.C. FOOTNOTES$ ----------------- (1) As noted by the Judge at page 16 of her Decision, the Respondents never alleged that such proposals were nonnegotiable. (2) The amendment consisted of striking from the complaint in Case No. 1-CA-20322, allegations concerning a failure to provide information. (3) 5 U.S.C. 7116(a) provides, in pertinent part, as follows: Section 7116. Unfair Labor practices (a) For the purpose of this chapter, it shall be an unfair labor practice for an agency -- (1) to interfere with, restrain, or coerce any employee in the exercise by the employee of any right under this chapter; . . . or (5) to refuse to consult or negotiate in good faith with a labor organization as required by this chapter . . . (4) The following abbreviations will be used. "TR" refers to the transcript in this proceeding. Corrections to it have been made pursuant to 5 CFR 2423.19(r). See Appendix A hereto. Other abbreviations to be used are as follows. "GC" refers to the exhibits of the General Counsel. "R" refers to the exhibits of the Respondent. Multipage exhibits will be referenced by the exhibit number followed by the page or paragraph number. "GCM" refers to the memorandum submitted by the General Counsel. "RBR" refers to the brief submitted by Respondent. Respondents will be referred to jointly as "Respondent," unless otherwise specifically noted. (5) 5 U.S.C. 7106 provides, in pertinent part, as follows: Section 7106. Management rights . . . (b) Nothing in this section shall preclude any agency and any labor organization from negotiating . . . (2) procedures which management officials of the agency will observe in exercising any authority under this section; or (3) appropriate arrangements for employees adversely affected by the exercise of any authority under this section by such management officials. This is commonly called "impact and implementation" bargaining. (6) There are two page 63's in the transcript. This citation is to the first one. (7) A witness believed the date was July 26 but did not seem sure. See TR 85. It was probably before that, as the last bargaining session was established to be on July 21. See finding 26, supra. APPENDIX B NOTICE TO ALL EMPLOYEES A DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY AND IN ORDER TO EFFECTUATE THE POLICIES OF CHAPTER 71 OF TITLE 5 OF THE UNITED STATES CODE FEDERAL SERVICE LABOR MANAGEMENT RELATIONS STATUTE We Hereby Notify Our Employees That: WE WILL NOT relocate or move our offices and employees, without first notifying the American Federation of Government Employees, Local 1760, the exclusive representative of our employees, and affording it the opportunity to negotiate, to the extent consonant with law and regulations. concerning the procedures to be observed in such relocation or move and the arrangements for employees adversely affected by such action. WE WILL NOT refuse to negotiate with the American Federation of Government Employees, Local 1760, the exclusive representative of our employees to the extent consonant with law and regulations, as to the procedures to be observed in any further implementation of the relocation of OHA offices in Buffalo and Syracuse, New York, and the arrangements for employees adversely affected by the relocations, including, but not limited to proposals already made. WE WILL NOT in any like or related manner interfere with, restrain, or coerce our employees in the exercise of rights assured by the Federal Service Labor-Management Relations Statute. WE WILL notify the American Federation of Government Employees, Local 1760, the exclusive representative of our employees, of any intention to relocate or move our offices and employees, and afford it the opportunity to negotiate, to the extent consonant with law and regulations concerning the procedures to be observed in such relocations or move and arrangements for employees adversely affected by such action. WE WILL, upon request, negotiate in good faith with the American Federation of Government Employees, Local 1760, the exclusive representative of our employees, to the extent consonant with law and regulations, as to the procedures to be observed in any further implementation of the relocations of OHA offices in Buffalo and Syracuse, New York, and the arrangements for employees adversely affected by the relocation, including, but not limited to proposals already made. (Agency or Activity) Dated: By: (Signature) This Notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced or covered by any other material. If employees have any questions concerning this Notice or compliance with any of its provisions, they may communicate directly with the Regional Director of the Federal Labor Relations Authority, Region I, whose address is; 441 Stuart Street, 9th Floor, Boston, MA 02116, and whose telephone number is: (617) 223-0920.