[ v10 p496 ]
10:0496(84)AR
The decision of the Authority follows:
10 FLRA No. 84 AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 3369, AFL-CIO Union and SOCIAL SECURITY ADMINISTRATION, NEW YORK REGION Activity Case No. O-AR-302 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON AN EXCEPTION TO THE AWARD OF ARBITRATOR BENJAMIN H. WOLF FILED BY THE UNION UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE) AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS. THE AGENCY FILED AN OPPOSITION. THE DISPUTE IN THIS MATTER CONCERNS THE SEPARATION OF THE GRIEVANT DURING HER PROBATIONARY PERIOD. A GRIEVANCE WAS FILED PROTESTING THE SEPARATION AND THE GRIEVANCE WAS ULTIMATELY SUBMITTED TO ARBITRATION WITH A THRESHOLD ISSUE OF WHETHER GRIEVANCES OVER THE SEPARATION OF PROBATIONERS ARE PRECLUDED FROM COVERAGE BY THE NEGOTIATED GRIEVANCE PROCEDURE OF THE PARTIES' COLLECTIVE BARGAINING AGREEMENT. AT THE OUTSET THE ARBITRATOR NOTED THAT THE PARTIES' AGREEMENT HAD BEEN NEGOTIATED UNDER EXECUTIVE ORDER NO. 11491 (THE ORDER) AND ACCORDINGLY CONTAINED, AS REQUIRED, THE LANGUAGE OF SECTION 12(A) OF THE ORDER IN ARTICLE III PROVIDING, AS RELEVANT TO THIS CASE, THAT THE AGREEMENT WAS GOVERNED BY APPROPRIATE REGULATIONS INCLUDING THE FEDERAL PERSONNEL MANUAL (FPM). WITH REGARD TO THE QUESTION OF ARBITRABILITY, THE UNION ESSENTIALLY ARGUED THAT NO LAW OR REGULATION PRECLUDED ALL GRIEVANCES OVER THE SEPARATION OF PROBATIONERS FROM THE PERMISSIBLE COVERAGE OF A GRIEVANCE PROCEDURE NEGOTIATED UNDER THE ORDER. THE ARBITRATOR, HOWEVER, REJECTED THE UNION'S ARGUMENT. HE DETERMINED, INSTEAD, THAT "THE SPIRIT AND LANGUAGE OF THE FPM" CLEARLY REFUTED THAT THESE GRIEVANCES WERE ARBITRABLE. THE ARBITRATOR WAS PARTICULARLY PERSUADED BY THE PROVISION OF FPM CHAPTER 315, SUBCHAPTER 8-4A(3) STATING THAT THE PROBATIONER IS NOT GIVEN A RIGHT OF REPLY TO THE NOTICE OF SEPARATION. /1/ EMPHASIZING THIS PROVISION OF THE FPM AND THE FPM REFERENCE IN SECTION 12(A) OF THE ORDER INCORPORATED IN ARTICLE III OF THE AGREEMENT, THE ARBITRATOR RULED THAT THE FPM AND, CORRESPONDINGLY, THE PARTIES' AGREEMENT PRECLUDE GRIEVANCES OVER THE SEPARATION OF PROBATIONERS. CONSEQUENTLY, AS HIS AWARD THE ARBITRATOR FOUND THE GRIEVANCE NONARBITRABLE. AS ITS EXCEPTION TO THE AWARD, THE UNION CONTENDS THAT THE AWARD FINDING THE GRIEVANCE NONARBITRABLE IS DEFICIENT AND MUST BE SET ASIDE. IN PARTICULAR, THE UNION MAINTAINS THAT THE FPM DOES NOT PRECLUDE PROBATIONARY EMPLOYEES FROM GRIEVING THEIR SEPARATION, AND CONSEQUENTLY THE PARTIES' AGREEMENT LIKEWISE DOES NOT, BY REFERENCE TO THE FPM, PRECLUDE GRIEVANCES OVER THE SEPARATION OF PROBATIONERS. IN ITS OPPOSITION THE AGENCY ARGUES THAT THE EXCEPTION SHOULD BE DENIED BECAUSE, AS FOUND BY THE ARBITRATOR, THE PARTIES' AGREEMENT DOES NOT PROVIDE FOR GRIEVANCES OVER THE SEPARATION OF PROBATIONARY EMPLOYEES. THE AUTHORITY FINDS THAT THE AWARD IS DEFICIENT BECAUSE THE GROUNDS ON WHICH THE ARBITRATOR FOUNDED HIS AWARD DO NOT CONSTITUTE A LEGITIMATE BASIS ON WHICH TO HAVE DETERMINED THE GRIEVANCE TO BE NONARBITRABLE. SEE MARINE CORPS LOGISTICS SUPPORT BASE, PACIFIC, BARSTOW, CALIFORNIA AND AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 1482, 3 FLRA 396(1980). AS NOTED, THE ARBITRATOR FOUND THE GRIEVANCE NONARBITRABLE ON THE EXPRESS BASIS THAT THE FPM AND, CORRESPONDINGLY, THE PARTIES' AGREEMENT PRECLUDE ALL GRIEVANCES OVER THE SEPARATION OF PROBATIONERS. THE AUTHORITY FINDS THAT THIS AWARD IS DEFICIENT BECAUSE THE FPM DOES NOT PRECLUDE PROBATIONARY EMPLOYEES FROM GRIEVING THEIR SEPARATION. CONTRARY TO THE SPECIFIC DETERMINATIONS OF THE ARBITRATOR, THE FPM DOES NOT OPERATE TO PRECLUDE ALL GRIEVANCES OVER THE SEPARATION OF PROBATIONERS FROM THE PERMISSIBLE COVERAGE OF A GRIEVANCE PROCEDURE NEGOTIATED UNDER THE ORDER, AND CONSEQUENTLY THE PARTIES' AGREEMENT LIKEWISE DOES NOT, BY ITS REFERENCE TO THE FPM, PRECLUDE GRIEVANCES OVER THE SEPARATION OF PROBATIONERS FROM COVERAGE BY THE PARTIES' NEGOTIATED GRIEVANCE PROCEDURE. THE FPM PROVISIONS RELIED ON BY THE ARBITRATOR RELATE SOLELY TO THE STATUTORY AND REGULATORY PERSONNEL PROCESS FOR THE SEPARATION OF PROBATIONARY EMPLOYEES. IN PARTICULAR, FPM CHAPTER 315, SUBCHAPTER 8-4A(3), STATING THAT THE PROBATIONER IS NOT GIVEN A RIGHT OF REPLY TO A SEPARATION NOTICE BASED ON POST-APPOINTMENT PERFORMANCE OR CONDUCT, WHICH THE ARBITRATOR FOUND PARTICULARLY PERSUASIVE, PERTAINS TO THE PROCESS IN REACHING A FINAL AGENCY DECISION ON THE SEPARATION ACTION. COMPARE SUBCHAPTER 8-4A WITH SUBCHAPTER 8-4B (PROVIDING FOR ADVANCE NOTICE, RIGHT OF REPLY, AND CONSIDERATION OF REPLY BEFORE A FINAL AGENCY DECISION ON A SEPARATION ACTION INITIATED FOR PRE-APPOINTMENT CONDUCT). IT DOES NOT PERTAIN TO WHAT PROCEDURES MAY BE AVAILABLE TO THE PROBATIONER ONCE NOTIFIED OF THE AGENCY'S FINAL DECISION TO SEPARATE. THUS, THE FPM PROVISIONS RELIED ON BY THE ARBITRATOR NEITHER CONCERN NOR ADDRESS WHETHER A GRIEVANCE MAY PROPERLY BE FILED UNDER A NEGOTIATED GRIEVANCE PROCEDURE BY A PROBATIONARY EMPLOYEE ADVERSELY AFFECTED BY A SEPARATION DECISION. SUCH DETERMINATIONS MUST, INSTEAD, BE MADE IN ACCORDANCE WITH PROVISIONS APPLICABLE TO THE PERMISSIBLE COVERAGE OF A NEGOTIATED GRIEVANCE PROCEDURE. CF. AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES LOCAL 3669, AFL-CIO AND VETERANS ADMINISTRATION MEDICAL CENTER, MINNEAPOLIS, MINNESOTA, 4 FLRA NO. 53(1980), RECONSIDERATION DENIED APRIL 28, 1982 (IN WHICH EXPRESS DETAILED PROVISIONS OF TITLE 38 OF THE EMPLOYEES WERE FOUND NOT TO PRECLUDE DISCIPLINARY GRIEVANCES OF SUCH EMPLOYEES OTHERWISE WITHIN THE PERMISSIBLE COVERAGE OF A NEGOTIATED GRIEVANCE PROCEDURE). FOR THESE REASONS, THE ARBITRATOR'S DETERMINATIONS ON WHICH HE EXPRESSLY BASED HIS AWARD ARE DEFICIENT AND ARE NOT A PROPER BASIS ON WHICH TO FIND THE GRIEVANCE NONARBITRABLE. CONSEQUENTLY, HIS AWARD IS SET ASIDE. ISSUED, WASHINGTON, D.C., NOVEMBER 18, 1982 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ AT ALL TIMES RELEVANT TO THIS CASE, THE PROVISIONS OF FPM CHAPTER 315, SUBCHAPTER 8-4 RELATING TO THE SEPARATION OF PROBATIONERS HAVE REMAINED SUBSTANTIALLY UNCHANGED. IN PARTICULAR, SUBCHAPTER 8-4A(3) HAS PROVIDED THAT THE PROBATIONER IS NOT GIVEN A RIGHT OF REPLY TO THE NOTICE OF SEPARATION WHEN THE SEPARATION ACTION, AS IN THIS CASE, IS FOR UNSATISFACTORY PERFORMANCE OR CONDUCT AFTER APPOINTMENT.