[ v10 p396 ]
10:0396(64)RO
The decision of the Authority follows:
10 FLRA No. 64 DEPARTMENT OF THE NAVY Activity and INTERNATIONAL ORGANIZATION OF MASTERS, MATES AND PILOTS, AFL-CIO Labor Organization/Petitioner Case No. 3-RO-99 DECISION AND DIRECTION OF ELECTION UPON A PETITION DULY FILED WITH THE FEDERAL LABOR RELATIONS AUTHORITY UNDER SECTION 7111(B)(1) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE), A HEARING WAS HELD BEFORE A HEARING OFFICER OF THE AUTHORITY. THE AUTHORITY HAS REVIEWED THE HEARING OFFICER'S RULINGS MADE AT THE HEARING AND FINDS THAT THEY ARE FREE FROM PREJUDICIAL ERROR. THE RULINGS ARE HEREBY AFFIRMED. UPON THE ENTIRE RECORD IN THIS CASE, INCLUDING THE PARTIES' BRIEFS, THE AUTHORITY FINDS: THE PETITIONER SEEKS TO REPRESENT A WORLD-WIDE UNIT OF CHIEF PILOTS AND PILOTS EMPLOYED BY THE DEPARTMENT OF THE NAVY UNDER CIVIL SERVICE APPOINTMENTS. /1/ THE PETITIONER TAKES THE POSITION, IN SUBSTANCE, THAT ALL THE EMPLOYEES SOUGHT ARE SUPERVISORS AND THAT, PURSUANT TO SECTION 7135(A)(2) OF THE STATUTE, /2/ THE PETITIONED FOR UNIT MAY BE FOUND APPROPRIATE FOR THE PURPOSE OF EXCLUSIVE RECOGNITION UNDER SECTION 7112 OF THE STATUTE. /3/ THE ACTIVITY, ON THE OTHER HAND, TAKES THE POSITION THAT THE UNIT SOUGHT WOULD NOT PROMOTE EFFECTIVE DEALINGS OR EFFICIENCY OF AGENCY OPERATIONS. IT ARGUES ALSO THAT, WHILE CHIEF PILOTS MAY BE SUPERVISORY EMPLOYEES, PILOTS ARE NOT. ADDITIONALLY, THE ACTIVITY CONTENDS THAT THE PETITION SHOULD BE DISMISSED BECAUSE OF EXISTING CONTRACT AND CERTIFICATION BARS. AT THE HEARING, THE PARTIES STIPULATED, INTER ALIA, THAT THE PETITIONER IS THE EXCLUSIVE REPRESENTATIVE OF A SUPERVISORY UNIT UNDER THE STATUTE AT THE MILITARY SEALIFT COMMAND. THE AUTHORITY TAKES OFFICIAL NOTICE THAT THE ABOVE-REFERENCED SUPERVISORY UNIT OF MASTERS AND FIRST OFFICERS WAS RECOGNIZED IN 1974 UNDER EXECUTIVE ORDER 11491, AS AMENDED. THE PETITIONER ALSO HAS HISTORICALLY REPRESENTED SUPERVISORY EMPLOYEES IN PRIVATE INDUSTRY AS ACKNOWLEDGED BY THE DEPARTMENT OF NAVY (NAVY) IN ITS BRIEF. THUS, THE PETITIONER HAS TRADITIONALLY REPRESENTED UNITS OF SUPERVISORS IN PRIVATE INDUSTRY AND HELD EXCLUSIVE RECOGNITION FOR A UNIT OF SUPERVISORS IN AN AGENCY ON THE EFFECTIVE DATE OF THE STATUTE, THEREBY SATISFYING BOTH SPECIFIC PREREQUISITES SET FORTH IN SECTION 7135(A)(2) FOR THE INITIAL ACCORDING OF RECOGNITION FOR UNITS OF SUPERVISORS. THE PETITIONED FOR UNIT IS COMPOSED OF 52 INDIVIDUALS WHO CONSTITUTE ALL OF THE NAVY'S CIVILIAN MARITIME PILOTS. OF THESE, 11 ARE CHIEF PILOTS, WM-28, AND 41 ARE PILOTS, WM-27. THEY ARE SITUATED AT 17 SEPARATE LOCATIONS, WORLD-WIDE, INCLUDING SHIPYARDS, SUBMARINE BASES, NAVAL STATIONS, CONSTRUCTION AND REPAIR CENTERS, AND SUPPLY OPERATIONS. THE RECORD, IN THE AUTHORITY'S VIEW, AMPLY DEMONSTRATES THAT CHIEF PILOTS AND PILOTS PERFORM SUBSTANTIALLY THE SAME DUTIES, INCLUDING REGULAR SUPERVISION OF EMPLOYEES IN THE COURSE OF THEIR WORK. THUS, AT EACH OF THE AFOREMENTIONED WORK-SITES, THE PETITIONED FOR EMPLOYEES SUPPORT THE MISSION OF THE NAVY BY PERFORMING THE SAME WORK, I.E., PILOTING, BERTHING AND UNBERTHING, AND DOCKING AND UNDOCKING VESSELS. IN THIS REGARD, THE PETITIONED FOR EMPLOYEES TYPICALLY TAKE OVER COMMAND OF A SHIP'S STEERING AND ENGINE CONTROLS IS CHANNEL AND HARBOR AREAS, OR OTHER WATERS WHERE SPECIALIZED KNOWLEDGE OF LOCAL GEOGRAPHY, WINDS, TIDES, CURRENTS, NAVIGATIONAL HAZARDS AND NAVIGATIONAL AIDS ARE REQUIRED, AND PROVIDE PILOTING SERVICES. CHIEF PILOTS AND PILOTS ARE REQUIRED BY LAW TO HAVE MASTER LICENSES WITH UNLIMITED FIRST CLASS PILOT ENDORSEMENTS, HAVE EXTENSION OF ROUTE CERTIFICATIONS FROM THE U.S. COAST GUARD, PASS RENEWAL EXAMINATIONS EVERY FIVE YEARS, AND REGULARLY UPDATE THEIR KNOWLEDGE OF RADAR AND SHIP SYSTEMS. ADDITIONALLY, A MAJORITY OF THE CHIEF PILOTS AND PILOTS HAVE WORKED AT MORE THAN ONE OF THE NAVY'S WORK-SITES AND REGULARLY ACCEPT TRANSFERS AND REASSIGNMENTS TO NEW LOCATIONS WHERE THEY PERFORM IDENTICAL JOB FUNCTIONS. CHIEF PILOTS AND PILOTS ARE ALSO SUBJECT TO A SPECIALIZED PAY SCALE, SEPARATE AND APART FROM OTHER NAVY EMPLOYEES, WHICH IS FIXED AT THE DEPARTMENT OF DEFENSE LEVEL, AND THAT CLOSELY FOLLOWS THE PREVAILING RATES AND PRACTICES OF THE PRIVATE SECTOR MARITIME INDUSTRY. WITH REGARD TO SUPERVISION, WHILE IT IS TRUE THAT CHIEF PILOTS ARE IN COMMAND WHEN PRESENT, THE PILOTS ARE IN COMPLETE COMMAND ON THE FREQUENT OCCASIONS WHEN NO CHIEF PILOT IS PRESENT. IN THIS REGARD, IT IS NOTED THAT THERE ARE ONLY 11 CHIEF PILOTS BUT 17 LOCATIONS INVOLVED HEREIN. MORE SPECIFICALLY, CHIEF PILOTS AND PILOTS SCHEDULE AND DIRECT THE WORK OF CIVILIAN TUGBOAT PERSONNEL AND CIVILIAN RIGGERS. MOREOVER, IN PERFORMING THESE FUNCTIONS, THEY CONSISTENTLY EXERCISE INDEPENDENT JUDGMENT. ACCORDINGLY, THE AUTHORITY CONCLUDES THAT THE CHIEF PILOTS AND PILOTS INVOLVED HEREIN ARE SUPERVISORS WITHIN THE MEANING OF SECTION 7103(A)(10) OF THE STATUTE. /4/ WITH RESPECT TO THE NAVY'S ASSERTION THAT THE PETITION SHOULD BE DISMISSED BECAUSE OF EXISTING CONTRACT AND CERTIFICATION BARS, THE EVIDENCE BEFORE THE AUTHORITY DISCLOSES THAT NONE OF THE CERTIFICATIONS OR CONTRACTS AT ANY OF THE NAVY'S 17 LOCATIONS INVOLVED IN THIS CASE COVERS A UNIT OF SUPERVISORS, AND THUS NO CERTIFICATION OR CONTRACT BARS EXIST WITH RESPECT TO THE UNIT SOUGHT. /5/ BASED ON THE FOREGOING, IT IS CONCLUDED THAT THE UNIT SOUGHT IS APPROPRIATE. THUS, THE CHIEF PILOTS AND PILOTS HAVE A COMMUNITY OF INTEREST SEPARATE AND APART FROM OTHER NAVY PERSONNEL SINCE THEY SHARE A UNIQUE FUNCTION, PAY SCALE AND WORKING CONDITIONS. FURTHER, A SUPERVISORY UNIT OF ALL CHIEF PILOTS AND PILOTS WILL PROMOTE EFFECTIVE DEALINGS WITH, AND EFFICIENCY OF THE OPERATIONS OF, THE NAVY SINCE THIS UNIT AVOIDS THE PROSPECT OF A NUMBER OF SMALLER, FRAGMENTED UNITS OF CHIEF PILOTS AND PILOTS AT EACH OF THE NAVY'S 17 LOCATIONS HEREIN. ACCORDINGLY, THE AUTHORITY FINDS THE FOLLOWING UNIT IS APPROPRIATE FOR THE PURPOSE OF EXCLUSIVE RECOGNITION WITHIN THE MEANING OF THE STATUTE: ALL CHIEF PILOTS, WM-28, AND PILOTS, WM-27, EMPLOYED BY THE DEPARTMENT OF THE NAVY UNDER CIVIL SERVICE APPOINTMENTS, EXCLUDING ALL MANAGEMENT OFFICIALS, OTHER SUPERVISORS, CONFIDENTIAL EMPLOYEES, EMPLOYEES ENGAGED IN FEDERAL PERSONNEL WORK IN OTHER THAN A PURELY CLERICAL CAPACITY, EMPLOYEES ENGAGED IN ADMINISTERING THE STATUTE, EMPLOYEES ENGAGED IN INTELLIGENCE OR OTHER SECURITY WORK DIRECTLY AFFECTING NATIONAL SECURITY, AND EMPLOYEES PRIMARILY ENGAGED IN INVESTIGATION OR AUDIT FUNCTIONS RELATED TO THE INTERNAL SECURITY OF THE ACTIVITY, AS DESCRIBED IN 5 U.S.C 7112(B)(2), (3), (4), (6) AND (7). DIRECTION OF ELECTION AN ELECTION BY SECRET BALLOT SHALL BE CONDUCTED AMONG EMPLOYEES IN THE UNIT DESCRIBED ABOVE AS SOON AS FEASIBLE. THE APPROPRIATE REGIONAL DIRECTOR SHALL SUPERVISE OR CONDUCT THE ELECTION, AS APPROPRIATE, SUBJECT TO THE AUTHORITY'S RULES AND REGULATIONS. ELIGIBLE TO VOTE ARE THOSE IN THE VOTING GROUP WHO WERE EMPLOYED DURING THE PAYROLL PERIOD WORK DURING THAT PERIOD BECAUSE THEY WERE OUT ILL OR ON VACATION OR ON FURLOUGH, INCLUDING THOSE IN THE MILITARY SERVICE WHO APPEAR IN PERSON AT THE POLLS. INELIGIBLE TO VOTE ARE EMPLOYEES WHO HAVE QUIT OR WERE DISCHARGED FOR CAUSE SINCE THE DESIGNATED PAYROLL PERIOD AND WHO HAVE NOT BEEN REHIRED OR REINSTATED BEFORE THE ELECTION DATE. THOSE ELIGIBLE SHALL VOTE ON WHETHER THEY DESIRE TO BE REPRESENTED FOR THE PURPOSE OF EXCLUSIVE RECOGNITION BY THE INTERNATIONAL ORGANIZATION OF MASTERS, MATES AND PILOTS, AFL-CIO. ISSUED, WASHINGTON, D.C., OCTOBER 15, 1982 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ THE UNIT DESCRIPTION APPEARS AS AMENDED AT THE HEARING. /2/ SECTION 7135(A)(2) PROVIDES: SECTION 7135. CONTINUATION OF EXISTING LAWS, RECOGNITIONS, AGREEMENTS, AND PROCEDURES (A) NOTHING CONTAINED IN THIS CHAPTER SHALL PRECLUDE-- . . . . (2) THE RENEWAL, CONTINUATION, OR INITIAL ACCORDING OF RECOGNITION FOR UNITS OF MANAGEMENT OFFICIALS OR SUPERVISORS REPRESENTED BY LABOR ORGANIZATIONS WHICH HISTORICALLY OR TRADITIONALLY REPRESENT MANAGEMENT OFFICIALS OR SUPERVISORS IN PRIVATE INDUSTRY AND WHICH HOLD EXCLUSIVE RECOGNITION FOR UNITS OF SUCH OFFICIALS OR SUPERVISORS IN ANY AGENCY ON THE EFFECTIVE DATE OF THIS CHAPTER. /3/ SECTION 7112 PROVIDES IN PERTINENT PART: SECTION 7112. DETERMINATION OF APPROPRIATE UNITS FOR LABOR ORGANIZATION REPRESENTATION (A)(1) THE AUTHORITY SHALL DETERMINE THE APPROPRIATENESS OF ANY UNIT. THE AUTHORITY SHALL DETERMINE IN EACH CASE WHETHER, IN ORDER TO ENSURE EMPLOYEES THE FULLEST FREEDOM IN EXERCISING THE RIGHTS GUARANTEED UNDER THIS CHAPTER, THE APPROPRIATE UNIT SHOULD BE ESTABLISHED ON AN AGENCY, PLANT, INSTALLATION, FUNCTIONAL, OR OTHER BASIS AND SHALL DETERMINE ANY UNIT TO BE AN APPROPRIATE UNIT ONLY IF THE DETERMINATION WILL ENSURE A CLEAR AND IDENTIFIABLE COMMUNITY OF INTEREST AMONG THE EMPLOYEES IN THE UNIT AND WILL PROMOTE EFFECTIVE DEALINGS WITH, AND EFFICIENCY OF THE OPERATIONS OF, THE AGENCY INVOLVED. (B) . . . NOR SHALL A UNIT BE DETERMINED TO BE APPROPRIATE IF IT INCLUDES-- (1) EXCEPT AS PROVIDED UNDER SECTION 7135(A)(2) OF THIS TITLE, ANY MANAGEMENT OFFICIAL OR SUPERVISOR(.) /4/ SECTION 7103(A)(10) DEFINES A "SUPERVISOR" AS: . . . AN INDIVIDUAL EMPLOYED BY AN AGENCY HAVING AUTHORITY IN THE INTEREST OF THE AGENCY TO HIRE, DIRECT, ASSIGN, PROMOTE, REWARD, TRANSFER, FURLOUGH, LAYOFF, RECALL, SUSPEND, DISCIPLINE, OR REMOVE EMPLOYEES, TO ADJUST THEIR GRIEVANCES, OR TO EFFECTIVELY RECOMMEND SUCH ACTION, IF THE EXERCISE OF THE AUTHORITY IS NOT MERELY ROUTINE OR CLERICAL IN NATURE BUT REQUIRES THE CONSISTENT EXERCISE OF INDEPENDENT JUDGMENT. . . . /5/ MOREOVER, IN VIEW OF OUR FINDING THAT CHIEF PILOTS AND PILOTS ARE SUPERVISORS WITHIN THE MEANING OF SECTION 7103(A)(10) OF THE STATUTE, SUCH INDIVIDUALS COULD NOT APPROPRIATELY HAVE BEEN INCLUDED IN BARGAINING UNITS WITH NONSUPERVISORY EMPLOYEES.