[ v09 p629 ]
09:0629(70)NG
The decision of the Authority follows:
9 FLRA No. 70 NATIONAL TREASURY EMPLOYEES UNION Union and DEPARTMENT OF THE TREASURY, U.S. CUSTOMS SERVICE Agency Case No. O-NG-293 DECISION AND ORDER ON NEGOTIABILITY ISSUES THE PETITION FOR REVIEW IN THIS CASE COMES BEFORE THE FEDERAL LABOR RELATIONS AUTHORITY (THE AUTHORITY) PURSUANT TO SECTION 7105(A)(2)(E) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE) AND RAISES ISSUES CONCERNING THE NEGOTIABILITY OF TWO UNION PROPOSALS. UPON CAREFUL CONSIDERATION OF THE ENTIRE RECORD, INCLUDING THE PARTIES' CONTENTIONS, THE AUTHORITY MAKES THE FOLLOWING DETERMINATIONS. UNION PROPOSAL 1 THE EMPLOYER AGREES TO PAY THE TRAVEL EXPENSES INCURRED BY EMPLOYEES WHILE USING OFFICIAL TIME AVAILABLE UNDER THE TERMS OF THIS AGREEMENT. QUESTION BEFORE THE AUTHORITY THE QUESTION PRESENTED IS WHETHER THE UNION'S PROPOSAL IS, AS ALLEGED BY THE AGENCY, INCONSISTENT WITH FEDERAL LAW. OPINION CONCLUSION AND ORDER: UNION PROPOSAL 1 IS NOT INCONSISTENT WITH FEDERAL LAW. ACCORDINGLY, PURSUANT TO SECTION 2424.10 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2424.10 (1981)), IT IS ORDERED THAT THE AGENCY SHALL PASS UPON REQUEST (OR AS OTHERWISE AGREED TO BY THE PARTIES) BARGAIN CONCERNING UNION PROPOSAL 1. /1/ REASONS: IN INTERPRETATION AND GUIDANCE, 2 FLRA 265 (1979), THE AUTHORITY DETERMINED THAT EMPLOYEES ON OFFICIAL TIME UNDER SECTION 7131(A) OF THE STATUTE /2/ ARE ENTITLED TO PAYMENT FOR THEIR DUTY TIME AND TRAVEL AND PER DIEM EXPENSES. IN THIS REGARD, THE AUTHORITY, NOTING THAT IT IS WELL ESTABLISHED THAT SUCH EXPENSES ARE AUTHORIZED WHEN AN EMPLOYEE IS ENGAGED ON "OFFICIAL BUSINESS FOR THE GOVERNMENT," FOUND THAT AN EMPLOYEE ON OFFICIAL TIME UNDER SECTION 7131(A) CLEARLY IS ENGAGED IN SUCH OFFICIAL BUSINESS. SEE ALSO BUREAU OF ALCOHOL, TOBACCO AND FIREARMS, WESTERN REGION, DEPARTMENT OF THE TREASURY, SAN FRANCISCO, CALIFORNIA AND NATIONAL TREASURY EMPLOYEES UNION, CHAPTER 81, 4 FLRA NO. 40 (1980), ENFORCED SUB NOM. BUREAU OF ALCOHOL, TOBACCO AND FIREARMS V. FEDERAL LABOR RELATIONS AUTHORITY, . . . F.2D . . . (9TH CIR. 1982). LIKEWISE, IN SECTION 2429.13 OF ITS RULES AND REGULATIONS, THE AUTHORITY INTERPRETED SECTION 7131(C) OF THE STATUTE /3/ AS ENTITLING AN EMPLOYEE PARTICIPATING ON OFFICIAL TIME IN ANY PROCEEDING BEFORE THE AUTHORITY TO TRAVEL AND PER DIEM EXPENSES. IN EACH OF THESE INSTANCES, THE CRITICAL FACTOR AUTHORIZING PAYMENT OF TRAVEL EXPENSES UNDER 5 U.S.C. SEC. 5701 ET SEQ. HAS BEEN THE REQUIREMENT THAT AN EMPLOYEE BE AUTHORIZED OFFICIAL TIME UNDER SECTION 7131 OF THE STATUTE. WHILE SECTION 7131(D) OF THE STATUTE, /4/ AS RELEVANT HEREIN, DOES NOT CREATE AN ENTITLEMENT TO OFFICIAL TIME, IT DOES PROVIDE THAT OFFICIAL TIME SHALL BE GRANTED IN ANY AMOUNT THE AGENCY AND THE EXCLUSIVE REPRESENTATIVE INVOLVED AGREE TO BE REASONABLE, NECESSARY, AND IN THE PUBLIC INTEREST. THUS, WHERE, UNDER THE PROVISIONS OF SECTION 7131(D) OF THE STATUTE, IT IS AGREED THAT AN EMPLOYEE IS TO BE GRANTED OFFICIAL TIME, CONSISTENT WITH THE AUTHORITY'S PREVIOUSLY CITED POLICIES, TRAVEL DURING SUCH OFFICIAL TIME WOULD PERFORCE ENTITLE AN EMPLOYEE TO PAYMENTS FROM THE AGENCY FOR TRAVEL AND PER DIEM EXPENSES. THE DISPUTED PROPOSAL HERE WOULD REQUIRE THE AGENCY TO PAY TRAVEL EXPENSES FOR EMPLOYEES WHO TRAVEL ON OFFICIAL TIME PURSUANT TO SECTION 7131(D). AS SUCH, IT WOULD MERELY INCORPORATE INTO THE PARTIES' AGREEMENT THE LEGAL ENTITLEMENT TO SUCH EXPENSES. SINCE THE PROPOSAL IS THUS NOT INCONSISTENT WITH SECTION 7131 OR ANY OTHER PROVISION OF LAW, THE AGENCY'S ALLEGATION THAT THE PROPOSAL IS NOT WITHIN THE DUTY TO BARGAIN CANNOT BE SUSTAINED. UNION PROPOSAL 2 THE EMPLOYER SHALL STAY THE EFFECT OF ANY DECISION TO TAKE (DISCIPLINARY ACTION, ADVERSE ACTION, OR ACTION BASED UPON UNACCEPTABLE PERFORMANCE) /5/ AGAINST ANY EMPLOYEE PENDING THE OUTCOME OF ANY ADMINISTRATIVE APPEAL THROUGH THE GRIEVANCE AND ARBITRATION PROCEDURE, OR ANY APPEAL TO THE M.S.P.B., AS APPROPRIATE. QUESTION BEFORE THE AUTHORITY THE QUESTION PRESENTED IS WHETHER UNION PROPOSAL 2 IS, AS ALLEGED BY THE AGENCY, INCONSISTENT WITH SECTION 7106(A)(2)(A) OF THE STATUTE. /6/ OPINION CONCLUSION AND ORDER: UNION PROPOSAL 2 IS INCONSISTENT WITH SECTION 7106(A)(2)(A) OF THE STATUTE. ACCORDINGLY, PURSUANT TO SECTION 2424.10 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2424.10 (1981)), IT IS ORDERED THAT THE PETITION FOR REVIEW AS TO UNION PROPOSAL 2 BE, AND IT HEREBY IS, DISMISSED. REASONS: IN AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 1999 AND ARMY-AIR FORCE EXCHANGE SERVICE, DIX-MCGUIRE EXCHANGE, FORT DIX, NEW JERSEY, 2 FLRA 152 (1979), ENFORCED SUB NOM. DEPARTMENT OF DEFENSE V. FEDERAL LABOR RELATIONS AUTHORITY, 659 F.2D 1140 (D.C. CIR. 1981), CERT. DENIED SUB NOM. AFGE V. FLRA, 50 U.S.L.W. 3669 (FEB. 23, 1982), THE AUTHORITY HELD THAT A PROPOSAL TO STAY A DISCIPLINARY SUSPENSION OR REMOVAL PENDING THE EXHAUSTION OF THE NEGOTIATED GRIEVANCE AND ARBITRATION PROCESS WAS WITHIN THE DUTY TO BARGAIN AS A NEGOTIABLE PROCEDURE UNDER SECTION 7106(B)(2) OF THE STATUTE BECAUSE IT WOULD NOT PREVENT THE AGENCY FROM ACTING AT ALL WITH RESPECT TO ITS MANAGEMENT RIGHTS. THE PROPOSAL IN THIS CASE, HOWEVER, WOULD STAY DISCIPLINARY ACTIONS, ADVERSE ACTIONS, OR ACTIONS BASED ON UNACCEPTABLE PERFORMANCE PENDING AN APPEAL THROUGH EITHER THE GRIEVANCE PROCEDURE OR THROUGH THE MERIT SYSTEMS PROTECTION BOARD (MSPB). MSPB HAS TWO FORMS OF JURISDICTION-- ORIGINAL (I.E., CASES BROUGHT DIRECTLY BEFORE THE BOARD) AND APPELLATE (I.E., APPEALS FROM AGENCY ACTIONS). BASED UPON THE LANGUAGE OF MSPB'S REGULATIONS, MSPB WILL NOT ENTERTAIN AN APPEAL THROUGH ITS APPELLATE JURISDICTION UNTIL FINAL AGENCY ACTION HAS BEEN TAKEN. SPECIFICALLY, 5 CFR 1201.3(A) DEFINES MSPB'S APPELLATE JURISDICTION TO BE OVER CASES WHERE THERE HAS BEEN PRIOR ACTION WITHIN AN AGENCY. MOREOVER, THE MSPB'S REGULATIONS SPECIFY THAT PETITIONS FOR APPEAL ARE TO BE FILED BEGINNING ON THE DAY AFTER THE EFFECTIVE DATE OF THE ACTION BEING APPEALED. 5 CFR 1201.22(B) AND 1201.23. IN CARDIN V. DEPARTMENT OF THE NAVY, 4 MSPB 97 (1980), MSPB INDICATED THAT IT WOULD REQUIRE STRICT ADHERENCE TO SUCH REGULATIONS. IN THAT CASE, AN EMPLOYEE FILED AN APPEAL WITH MSPB AFTER RECEIVING A REDUCTION-IN-FORCE NOTICE BUT BEFORE THE EFFECTIVE DATE THEREOF. MSPB ACCEPTED JURISDICTION ONLY AFTER THE EMPLOYEE HAD BEEN REMOVED FROM HIS POSITION, HOLDING THAT THE APPEAL COULD HAVE BEEN DISMISSED FOR WANT OF JURISDICTION AT ANY TIME PRIOR TO THE EFFECTIVE DATE OF THE REMOVAL OF THE EMPLOYEE FROM HIS POSITION. THUS, MSPB REQUIRES FINAL AGENCY ACTION AS A JURISDICTIONAL PREREQUISITE. SEE ALSO KOROWIN V. DEPARTMENT OF JUSTICE, 4 MSPB 140 (1980); ALFORD V. DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE, 1 MSPB 305 (1980). THE PROPOSAL IN THIS CASE WOULD STAY CERTAIN ACTIONS BY THE AGENCY PENDING THE OUTCOME OF AN APPEAL TO THE MSPB. HOWEVER, IN THE EVENT OF SUCH A STAY, THERE COULD BE NO FINAL AGENCY ACTION WITHIN THE MEANING OF MSPB'S REGULATIONS. THIS BEING SO, MSPB WOULD NOT ENTERTAIN AN APPEAL. THUS, THE PROPOSAL WOULD HAVE THE ANOMALOUS EFFECT OF STAYING AGENCY ACTION PERMANENTLY, I.E., THE CONDITION PRECEDENT TO AGENCY ACTION, THE "OUTCOME" OF AN APPEAL TO MSPB, NEVER COULD OCCUR BECAUSE MSPB WOULD NOT ACCEPT JURISDICTION IN THE ABSENCE OF FINAL AGENCY ACTION. IN SHORT, THE PROPOSAL WOULD PREVENT THE AGENCY FROM ACTING AT ALL TO TAKE THE ACTIONS SPECIFIED IN THE PROPOSAL AGAINST AN EMPLOYEE. ACCORDINGLY, THE PROPOSAL IS NOT A NEGOTIABLE PROCEDURE UNDER SECTION 7106(B)(2) BUT RATHER IS INCONSISTENT WITH SECTION 7106(A)(2)(A) AND, THEREFORE, NOT WITHIN THE DUTY TO BARGAIN. ISSUED, WASHINGTON, D.C., JULY 21, 1982 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ IN DECIDING THAT THE PROPOSAL IS WITHIN THE DUTY TO BARGAIN, THE AUTHORITY MAKES NO JUDGMENT AS TO ITS MERITS. /2/ SECTION 7131(A) PROVIDES AS FOLLOWS: SEC. 7131. OFFICIAL TIME (A) ANY EMPLOYEE REPRESENTING AN EXCLUSIVE REPRESENTATIVE IN THE NEGOTIATION OF A COLLECTIVE BARGAINING AGREEMENT UNDER THIS CHAPTER SHALL BE AUTHORIZED OFFICIAL TIME FOR SUCH PURPOSES, INCLUDING ATTENDANCE AT IMPASSE PROCEEDING, DURING THE TIME THE EMPLOYEE OTHERWISE WOULD BE IN A DUTY STATUS. THE NUMBER OF EMPLOYEES FOR WHOM OFFICIAL TIME IS AUTHORIZED UNDER THIS SUBSECTION SHALL NOT EXCEED THE NUMBER OF INDIVIDUALS DESIGNATED AS REPRESENTING THE AGENCY FOR SUCH PURPOSES. /3/ SECTION 7131(C) PROVIDES AS FOLLOWS: SEC. 7131. OFFICIAL TIME . . . . (C) EXCEPT AS PROVIDED IN SUBSECTION (A) OF THIS SECTION, THE AUTHORITY SHALL DETERMINE WHETHER ANY EMPLOYEE PARTICIPATING FOR, OR ON BEHALF OF, A LABOR ORGANIZATION IN ANY PHASE OF PROCEEDINGS BEFORE THE AUTHORITY SHALL BE AUTHORIZED OFFICIAL TIME FOR SUCH PURPOSE DURING THE TIME THE EMPLOYEE OTHERWISE WOULD BE IN A DUTY STATUS. /4/ SECTION 7131(D) PROVIDES AS FOLLOWS: SEC. 7131. OFFICIAL TIME . . . . (D) EXCEPT AS PROVIDED IN THE PRECEDING SUBSECTION OF THIS SECTION-- (1) ANY EMPLOYEE REPRESENTING AN EXCLUSIVE REPRESENTATIVE, OR (2) IN CONNECTION WITH ANY OTHER MATTER COVERED BY THIS CHAPTER, ANY EMPLOYEE IN AN APPROPRIATE UNIT REPRESENTED BY AN EXCLUSIVE REPRESENTATIVE, SHALL BE GRANTED OFFICIAL TIME IN ANY AMOUNT THE AGENCY AND THE EXCLUSIVE REPRESENTATIVE INVOLVED AGREE TO BE REASONABLE, NECESSARY, AND IN THE PUBLIC INTEREST. /5/ AS SUBMITTED TO THE AUTHORITY, UNION PROPOSAL 2 DID NOT /5/ AS SUBMITTED TO THE AUTHORITY, UNION PROPOSAL 2 DID NOT SPACE AT THAT POINT. BASED UPON THE UNION'S STATEMENTS TO THE AUTHORITY, HOWEVER, IT IS CLEAR THAT THE PROPOSAL IS INTENDED TO EFFECT A STAY OF DISCIPLINARY ACTIONS, ADVERSE ACTIONS, OR ACTIONS BASED UPON UNACCEPTABLE PERFORMANCE. /6/ SECTION 7106(A)(2)(A) PROVIDES AS FOLLOWS: SEC. 7106. MANAGEMENT RIGHTS (A) SUBJECT TO SUBSECTION (B) OF THIS SECTION, NOTHING IN THIS CHAPTER SHALL AFFECT THE AUTHORITY OF ANY MANAGEMENT OFFICIAL OF ANY AGENCY-- . . . . (2) IN ACCORDANCE WITH APPLICABLE LAWS-- (A) TO HIRE, ASSIGN, DIRECT, LAYOFF, AND RETAIN EMPLOYEES IN THE AGENCY, OR TO SUSPEND, REMOVE, REDUCE IN GRADE OR PAY, OR TAKE OTHER DISCIPLINARY ACTION AGAINST SUCH EMPLOYEES(.)