[ v07 p766 ]
07:0766(129)CA
The decision of the Authority follows:
7 FLRA No. 129 DEPARTMENT OF THE NAVY PORTSMOUTH NAVAL SHIPYARD Respondent and PORTSMOUTH FEDERAL EMPLOYEES METAL TRADES COUNCIL, AFL-CIO Charging Party Case Nos. 1-CA-127 1-CA-128 1-CA-129 DECISION AND ORDER THE ADMINISTRATIVE LAW JUDGE ISSUED THE ATTACHED DECISION AND ORDER IN THE ABOVE-ENTITLED PROCEEDING FINDING THAT THE RESPONDENT HAD ENGAGED IN CERTAIN UNFAIR LABOR PRACTICES AND RECOMMENDING THAT IT CEASE AND DESIST THEREFROM AND TAKE CERTAIN AFFIRMATIVE ACTION. THE JUDGE FURTHER FOUND THAT THE RESPONDENT HAD NOT ENGAGED IN CERTAIN OTHER ALLEGED UNFAIR LABOR PRACTICES AND RECOMMENDED DISMISSAL OF THE COMPLAINT WITH RESPECT TO THEM. EXCEPTIONS TO THE JUDGE'S DECISION AND ORDER WERE FILED BY THE GENERAL COUNSEL. PURSUANT TO SECTION 2423.29 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2423.29) AND SECTION 7118 OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE), THE AUTHORITY HAS REVIEWED THE RULINGS OF THE JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE JUDGE'S DECISION AND ORDER, AND THE ENTIRE RECORD, THE AUTHORITY HEREBY ADOPTS THE JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATIONS. ORDER PURSUANT TO SECTION 2423.29 OF THE FEDERAL LABOR RELATIONS AUTHORITY'S RULES AND REGULATIONS AND SECTION 7118 OF THE STATUTE, IT IS ORDERED THAT THE PORTSMOUTH NAVAL SHIPYARD, PORTSMOUTH, NEW HAMPSHIRE, SHALL: 1. CEASE AND DESIST FROM: (A) DISCOURAGING BY IMPLIED THREATS OR OTHER MEANS, MARK POULIN OR ANY OTHER EMPLOYEE FROM EXERCISING THE RIGHTS ACCORDED THEM BY THE FEDERAL LABOR-MANAGEMENT RELATIONS STATUTE TO FILE OR PROCESS GRIEVANCES UNDER THE CONTRACTUAL GRIEVANCE PROCEDURE. (B) DISCOURAGING, BY IMPLIED THREATS OR OTHER MEANS, FRED W. LIGHTELL OR ANY OTHER EMPLOYEE FROM EXERCISING THE RIGHTS ACCORDED THEM BY THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE TO ACT AS A REPRESENTATIVE OF A LABOR ORGANIZATION, AND IN THAT CAPACITY, TO PRESENT THE VIEWS OF THE LABOR ORGANIZATION TO HEADS OF AGENCIES AND OTHER APPROPRIATE AUTHORITIES. (C) IN ANY LIKE OR RELATED MANNER INTERFERING WITH, RESTRAINING, OR COERCING ITS EMPLOYEES IN THE EXERCISE OF RIGHTS ASSURED BY THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE. 2. TAKE THE FOLLOWING AFFIRMATIVE ACTION IN ORDER TO EFFECTUATE THE PURPOSES AND POLICIES OF THE STATUTE: (A) POST AT ITS FACILITIES COPIES OF THE ATTACHED NOTICE MARKED "APPENDIX" ON FORMS TO BE FURNISHED BY THE AUTHORITY. UPON RECEIPT OF SUCH FORMS, THEY SHALL BE SIGNED BY THE COMMANDER OF THE PORTSMOUTH NAVAL SHIPYARD AND SHALL BE POSTED AND MAINTAINED BY HIM FOR SIXTY CONSECUTIVE DAYS THEREAFTER, IN CONSPICUOUS PLACES, INCLUDING ALL BULLETIN BOARDS AND OTHER PLACES WHERE NOTICES TO EMPLOYEES ARE CUSTOMARILY POSTED. THE COMMANDER SHALL TAKE REASONABLE STEPS TO INSURE THAT SUCH NOTICES ARE NOT ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. (B) PURSUANT TO SECTION 2423.30 TO THE AUTHORITY'S RULES AND REGULATIONS, NOTIFY THE REGIONAL DIRECTOR, REGION I, FEDERAL LABOR RELATIONS AUTHORITY, IN WRITING, WITHIN THIRTY DAYS FROM THE DATE OF THIS ORDER AS TO WHAT STEPS HAVE BEEN TAKEN TO COMPLY HEREWITH. IT IS HEREBY FURTHER ORDERED THAT THE COMPLAINTS IN CASE NOS. 1-CA-127, 1-CA-128, AND 1-CA-129 IN ALL OTHER RESPECTS, BE, AND THEY HEREBY ARE, DISMISSED. ISSUED, WASHINGTON, D.C., JANUARY 28, 1982 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY NOTICE TO ALL EMPLOYEES PURSUANT TO A DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY AND IN ORDER TO EFFECTUATE THE POLICIES OF CHAPTER 71 OF TITLE 5 OF THE UNITED STATES CODE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS WE HEREBY NOTIFY OUR EMPLOYEES THAT: WE WILL NOT DISCOURAGE, BY MEANS OF IMPLIED THREATS OR OTHER MEANS, MARK POULIN OR ANY OTHER EMPLOYEE FROM EXERCISING THE RIGHTS ACCORDED THEM BY THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE TO FILE OR PROCESS GRIEVANCES UNDER THE CONTRACTUAL GRIEVANCES: PROCEDURE. WE WILL NOT DISCOURAGE, BY MEANS OF IMPLIED THREATS OR OTHER MEANS, FRED W. LIGHTELL OR ANY OTHER EMPLOYEE FROM EXERCISING THE RIGHTS ACCORDED THEM BY THE STATUTE TO ACT AS A REPRESENTATIVE OF A LABOR ORGANIZATION AND, IN THAT CAPACITY, TO PRESENT THE VIEWS OF THE LABOR ORGANIZATION, TO HEADS OF AGENCIES AND OTHER APPROPRIATE AUTHORITIES. WE WILL NOT IN ANY LIKE OR RELATED MANNER INTERFERE WITH, RESTRAIN, OR COERCE OUR EMPLOYEES IN THE EXERCISE OF THEIR RIGHTS ASSURED BY THE STATUTE. (AGENCY OR ACTIVITY) DATED: BY: (SIGNATURE)(TITLE) THIS NOTICE MUST REMAIN POSTED FOR 60 CONSECUTIVE DAYS FROM THE DATE OF POSTING AND MUST NOT BE ALTERED, DEFACED OR COVERED BY ANY OTHER MATERIAL. IF EMPLOYEES HAVE ANY QUESTION CONCERNING THIS NOTICE OR COMPLIANCE WITH ANY OF ITS PROVISIONS, THEY MAY COMMUNICATE DIRECTLY WITH THE REGIONAL DIRECTOR, FEDERAL LABOR RELATIONS AUTHORITY, REGION I, WHOSE ADDRESS IS: 441 STUART STREET, 8TH FLOOR, BOSTON, MASSACHUSETTS 02116, AND WHOSE TELEPHONE NUMBER IS (617)223-0920. -------------------- ALJ$ DECISION FOLLOWS -------------------- A. GENE NIRO, ESQUIRE FOR THE RESPONDENT RICHARD B. BLAZAR, ESQUIRE FOR THE GENERAL COUNSEL BEFORE: GARVIN LEE OLIVER ADMINISTRATIVE LAW JUDGE DECISION STATEMENT OF THE CASE THIS CASE AROSE PURSUANT TO THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, 5 U.S.C. 7101 ET SEQ., (THE STATUTE), AS A RESULT OF A CONSOLIDATED UNFAIR LABOR PRACTICE COMPLAINT DATED DECEMBER 28, 1979 FILED BY THE REGIONAL DIRECTOR, FIRST REGION, FEDERAL LABOR RELATIONS AUTHORITY (FLRA), BOSTON, MASSACHUSETTS, AGAINST THE DEPARTMENT OF THE NAVY, PORTSMOUTH NAVAL SHIPYARD, PORTSMOUTH, NEW HAMPSHIRE (RESPONDENT). THE COMPLAINT ALLEGED, IN SUBSTANCE, THAT RESPONDENT VIOLATED SECTION 7116(A)(1), (5), AND (8) OF THE STATUTE. THE COMPLAINT CHARGED THAT RESPONDENT (1) DISCRIMINATED AGAINST A BARGAINING UNIT EMPLOYEE BECAUSE HE FILED A GRIEVANCE AND SOUGHT REPRESENTATION BY THE UNION BY REQUIRING HIM TO TAKE A SPECIAL TEST AND AN HOUR'S LEAVE WITHOUT PAY; (2) MADE COERCIVE STATEMENTS TO THE GRIEVANT AND HIS UNION STEWARD; (3) UNILATERALLY INSTITUTED A NEW TESTING PROCEDURE; AND (4) DENIED THE UNION AN OPPORTUNITY TO BE REPRESENTED AT A FORMAL DISCUSSION AND AT AN EXAMINATION CONDUCTED IN CONNECTION WITH AN INVESTIGATION. RESPONDENT DENIED THE ALLEGATIONS. A HEARING WAS HELD IN THIS MATTER IN BOSTON, MASSACHUSETTS. THE RESPONDENT AND THE GENERAL COUNSEL, FLRA, WERE REPRESENTED BY COUNSEL AND AFFORDED FULL OPPORTUNITY TO BE HEARD, ADDUCE RELEVANT EVIDENCE, EXAMINE AND CROSS-EXAMINE WITNESSES, AND FILE BRIEFS. POST-HEARING BRIEFS WERE FILED BY THE GENERAL COUNSEL, FLRA AND THE RESPONDENT WHICH WERE OF CONSIDERABLE ASSISTANCE IN MY RESEARCH AND DELIBERATIONS. BASED ON THE ENTIRE RECORD HEREIN, INCLUDING MY OBSERVATION OF THE WITNESSES AND THEIR DEMEANOR, THE EXHIBITS AND OTHER RELEVANT EVIDENCE ADDUCED AT THE HEARING, AND THE BRIEFS, I MAKE THE FOLLOWING FINDINGS OF FACT, CONCLUSIONS OF LAW, AND RECOMMENDATIONS. FINDINGS OF FACT 1. RESPONDENT, A NAVAL SHIPYARD AT PORTSMOUTH, NEW HAMPSHIRE, EMPLOYS OVER 8,000 EMPLOYEES, OF WHICH 850 ARE SUPERVISORS. THE UNION REPRESENTS APPROXIMATELY 5,300 EMPLOYEES AND HAS BEEN THE EXCLUSIVE BARGAINING REPRESENTATIVE OF ESSENTIALLY ALL WAGE GRADE EMPLOYEES SINCE 1963. (TR.163). 2. MARK POULIN IS AN APPRENTICE ELECTRICIAN AT PORTSMOUTH NAVAL SHIPYARD AND HAS BEEN EMPLOYED AT THE SHIPYARD FOR APPROXIMATELY SIX YEARS. HE BEGAN HIS FOUR-YEAR APPRENTICESHIP PROGRAM IN MARCH 1976. (TR.14; GENERAL COUNSEL'S EXH. 5). THE PROGRAM CONSISTS OF ACADEMIC INSTRUCTION IN ENGLISH, MATHEMATICS, AND MECHANICAL DRAWING BY CLASSROOM INSTRUCTORS, TRADE THEORY INSTRUCTION BY SHOP INSTRUCTORS, AND ON-THE-JOB TRAINING BY SUPERVISORS. TESTS ARE GIVEN IN THE ACADEMIC AND TRADE THEORY COURSES BY THE INSTRUCTORS. SUPERVISORS SOMETIMES QUIZ EMPLOYEES, OR REQUIRE THEM TO DRAW A SKETCH RELATING TO A PROPOSED JOB. (TR.126-129). 3. RUDOLPH COUTURE BECAME POULIN'S PERMANENT SUPERVISOR IN OCTOBER 1978. (TR.30, 175). COUTURE, AS POULIN'S ACTING SUPERVISOR, HAD CRITICIZED POULIN'S WORK PERFORMANCE AND ATTITUDE FOR A PERIOD IN 1977. (TR.176). PROBLEMS BETWEEN THE TWO INTENSIFIED WHEN COUTURE BECAME POULIN'S PERMANENT SUPERVISOR. (TR.30). THE PROBLEMS CENTERED ON COUTURE'S ASSESSMENT OF POULIN'S ABILITIES TO DO THE WORK OF AN APPRENTICE. POULIN'S MONTHLY GRADES DROPPED FROM BETWEEN 80-85 TO 69, AND COUTURE REPEATEDLY TOLD POULIN HE DID NOT KNOW HIS TRADE. (TR.31-32). 4. IN JANUARY OF 1979 COUTURE GAVE POULIN A QUIZ INVOLVING THE HOOK-UP OF A SINGLE POLE LIGHT SWITCH BEFORE SENDING HIM OUT ON A JOB. (TR.177). POULIN FAILED TO CONNECT IT PROPERTY. COUTURE THOUGHT THE QUIZ WAS SIMPLE, AND REMARKED, "IS THAT ALL YOU'VE LEARNED IN THE LAST THREE YEARS?" (TR.177-178). 5. COUTURE REPORTED POULIN'S FAILURE TO PASS THE QUIZ TO WILLIAM AUDETTE, PRODUCTION SUPERINTENDENT AND POULIN'S THIRD-LINE SUPERVISOR. COUTURE TOLD AUDETTE HE WANTED TO FAIL POULIN IN TRADE THEORY FOR THAT MONTH. (TR.138, 194). AUDETTE INSTRUCTED COUTURE NOT TO FAIL POULIN UNTIL THE MATTER COULD BE DISCUSSED WITH NORMAN ROLLINS, POULIN'S SECOND-LINE SUPERVISOR. (TR.138). 6. ROLLINS, UPON HEARING COUTURE'S ACCOUNT, MET WITH COUTURE AND POULIN. ROLLINS ADVISED POULIN THAT MANAGEMENT FELT HE COULD NOT PERFORM ADEQUATELY AT THE LEVEL OF A THIRD YEAR APPRENTICE; THAT HE SHOULD DO MORE WORK AND STUDY IN ORDER TO IMPROVE HIS PROFICIENCY; AND THAT MANAGEMENT WOULD GIVE HIM ADDITIONAL HELP AS REQUIRED. (TR.88). POULIN ACKNOWLEDGED THAT HE REQUIRED ADDITIONAL HELP AND STUDY. (TR.96). 7. COUTURE ASKED RAYMOND E. ROBIDA, SHOP INSTRUCTOR, TO PROVIDE POULIN ADDITIONAL HELP. (TR.195, 221). HOWEVER, WHEN POULIN OBJECTED TO A GRADE COUTURE GAVE HIM, COUTURE ADVISED ROBIDA, "SEEING THAT MR. POULIN WANTS TO BE WISE ABOUT THE GRADE I'M GOING TO GIVE HIM, I DON'T WANT TO GIVE HIM ANY MORE INSTRUCTIONS UNTIL YOU GET FUTURE NOTICE FROM ME." (TR.223-224). 8. IN ABOUT FEBRUARY 1979, COUTURE ASKED POULIN TO DRAW A SKETCH AS TO HOW HE WOULD ACCOMPLISH A JOB HE WAS ABOUT TO PERFORM. POULIN'S SKETCH SKETCH SHOWED A SHORT-CIRCUIT OF THE WIRING, AS IN THE EARLIER QUIZ. COUTURE TOLD POULIN, "I GUESS YOU HAVEN'T LEARNED TOO MUCH BETWEEN THEN AND NOW, BECAUSE YOU'VE DONE THE SAME THING." (TR.181). 9. COUTURE AGAIN REPORTED POULIN'S PERFORMANCE TO ROLLINS, WHO REQUESTED ROBIDA TO PROVIDE POULIN SOME PERSONAL INSTRUCTION. (TR.89, 182). ROBIDA GAVE POULIN PERSONAL INSTRUCTION (TR.223), AND, IN ADDITION, POULIN WAS ASSIGNED TO WORK WITH SOME OF THE BETTER JOURNEYMEN ELECTRICIANS. (TR.182). 10. IN EARLY MAY 1979, POULIN INJURED HIS LEG. HE WAS ASSIGNED LIGHT DUTY /1/ OF ANSWERING THE OFFICE TELEPHONE AND WAS INSTRUCTED TO SPEND SOME TIME STUDYING. DESPITE THE FOUR OR FIVE DAY ASSIGNMENT, HE STUDIED FOR ONLY TWO OR THREE HOURS. (TR.183-184). 11. POULIN'S WORK DID NOT IMPROVE FOR ANY SUSTAINED PERIOD OF TIME DURING THE PERIOD OF JANUARY TO MAY 1979. (TR.90, 182). ON MAY 9, 1979, COUTURE, WITH ROLLIN'S APPROVAL, SENT POULIN A MEMORANDUM ADVISING HIM THAT THERE EXISTED A DANGER THAT HE WOULD RECEIVE A FAILING GRADE IN ON THE JOB TRAINING UNLESS HIS PERFORMANCE IMPROVED. HE WAS ADVISED THAT HE WOULD BE ADVISED OF THE SPECIFIC AREAS OF UNSATISFACTORY PERFORMANCE AND WHAT HE MUST DO TO IMPROVE. (TR.35, 90, 182-183; RESPONDENT'S EXH. 2). 12. AT THIS POINT, POULIN WAS WORRIED THAT COUTURE WOULD TAKE STEPS LEADING TO HIS REMOVAL FROM THE APPRENTICESHIP PROGRAM. POULIN DECIDED "TO COVER MYSELF" BY FILING A GRIEVANCE AGAINST COUTURE. HE HOPED THAT THE GRIEVANCE WOULD PREVENT COUTURE FROM FLUNKING HIM. (TR.15, 33-34. POULIN FILED THE GRIEVANCE ON JUNE 4, 1979 ACCUSING COUTURE OF, INTER ALIA, "UNDUE HARASSMENT," A "PERSONAL VENDETTA," A "FALSE ACCUSATIONS," AND "UNBECOMING ACTIONS AS A BIASED PERSON IN THE USE OF STRATEGY TO INCRIMINATE." (GENERAL COUNSEL'S EXH.2; TR.15). POULIN HAD BEEN A UNION MEMBER SINCE APRIL 1979. (TR.28). 13. ON JUNE 6, 1979, COUTURE INFORMED POULIN THAT ROLLINS WANTED TO HAVE A MEETING WITH THE TWO OF THEM. AS COUTURE AND POULIN WERE GOING UP THE STAIRS TO TOLLIN'S OFFICE, POULIN ASKED COUTURE IF HE NEEDED A STEWARD FOR THE MEETING. COUTURE REPLIED, "IT'S UP TO YOU." POULIN STATED, "I DON'T WANT TO CAUSE ANY TROUBLE." COUTURE REPLIED, "WELL, NOW YOU'RE USING YOUR HEAD." /2/ POULIN DID NOT REQUEST UNION REPRESENTATION FOR THE MEETING. (TR.16-17). 14. DURING THE MEETING WITH ROLLINS ON JUNE 6, 1979, COUTURE ADVISED ROLLINS THAT POULIN DID NOT KNOW HIS TRADE AND WAS NOT UP TO PAR WITH THE OTHER APPRENTICES. THE THREE OF THEM AGAIN DISCUSSED THIS SUBJECT AREA. (TR.17). 15. ON THIS SAME DAY, COUTURE DENIED POULIN'S GRIEVANCE, AND POULIN THEN FORWARDED IT TO STEP 2 WITH THE CONSENT OF THE UNION. (GENERAL COUNSEL'S EXH.2). 16. ON JUNE 14, 1979, POULIN WAS WORKING IN THE OFFICE WITH COUTURE. MR. STRAUB, AN ELECTRONICS FOREMAN, WAS PRESENT. COUTURE ADVISED POULIN THAT HE DID NOT WORK HARD AND OTHER EMPLOYEES DID NOT WANT TO WORK WITH HIM. COUTURE TOLD POULIN THAT HE HAD TRIED TO HELP POULIN BEFORE, BUT NOW THAT POULIN HAD GONE TO THE UNION, POULIN HAD HUNG HIMSELF, AND COUTURE WOULD NOT HELP HIM ANYMORE. /3/ (TR.17-18) 17. AFTER THE GRIEVANCE WAS FILED, WILLIAM AUDETTE, PRODUCTION SUPERINTENDENT AND POULIN'S THIRD-LINE SUPERVISOR, DISCUSSED THE GRIEVANCE WITH COUTURE AND J. A. KELLY, SERVICE SHOP GROUP SUPERINTENDENT AND POULIN'S FOURTH-LINE SUPERVISOR. (TR.148). ON JUNE 15 AND 18, 1979, KELLY HELD A MEETING ON THE GRIEVANCE WITH POULIN, FRED W. LIGHTELL, A UNION STEWARD, AND EDMUND DESAUTEL, CHIEF STEWARD AND PRESIDENT OF THE UNION LOCAL. ON JUNE 27, 1979, KELLY DENIED THE GRIEVANCE AT THE STEP 2 LEVEL. HE STATED IN HIS WRITTEN DECISION THAT "MR. COUTURE HAS INFORMED ME THAT HE WILL PROVIDE YOU WITH COUNSELLING CONCERNING AREAS OF YOUR TRADE WHERE YOU REQUIRE ADDITIONAL TRAINING AND WILL ALSO ARRANGE FOR THAT TRAINING." POULIN, WITH THE CONSENT TO THE UNION, APPEALED THE DENIAL OF THE GRIEVANCE TO STEP 3 ON JUNE 28 AND 29, 1979. (GENERAL COUNSEL'S EXH.2). 18. SOMETIME DURING THE PERIOD JUNE 15 TO 29, 1980, AUDETTE MET WITH ROLLINS, ROBIDA, COUTURE, AND STRAUB. AUDETTE ASKED THE OPINION OF THESE INDIVIDUALS AS TO WHETHER POULIN COULD DO THE WORK OF A THIRD YEAR APPRENTICE IN VIEW OF HIS PERFORMANCE ON COUTURE'S QUIZZES. ALL AGREED THAT HE WAS DEFICIENT IN HIS ABILITY TO DO THE WORK AND SHOULD BE GIVEN A TEST TO HELP CORRECT HIS DEFICIENCIES. (TR.151, 229-230). AUDETTE MADE THE DECISION TO GIVE POULIN A TEST. (TR.139). 19. ON JUNE 29, 1979 AUDETTE HELD A MEETING WITH POULIN AND FED W. LIGHTELL, SHOP STEWARD, TO INFORM THEM OF HIS DECISION TO ADMINISTER A TEST. THE MEETING WAS ALSO ATTENDED BY ROLLINS. AUDETTE EXPLAINED THAT THE TEST WOULD NOT BE SCORED, OR USED FOR ANY ADVERSE OR DISCIPLINARY ACTION, OR DISTRIBUTED TO ANYONE OTHER THAN ROLLINS AND POULIN, BUT WOULD BE USED SOLELY TO FIND OUT WHERE POULIN WAS DEFICIENT, SO RESPONDENT COULD PROVIDE HELP TO HIM. (TR.93, 139-140). POULIN STATED THAT HE FELT A TEST WAS UNFAIR; THAT COUTURE KNEW HIS WEAK AREAS AND COULD SO INFORM HIM. (TR.19). LIGHTELL REMARKED THAT THE TEST WAS NOT PROPER AT THAT TIME, BECAUSE POULIN HAD A GRIEVANCE PENDING AGAINST COUTURE. (TR.63-64, 141). AUDETTE RESPONDED THAT THE GRIEVANCE DID NOT MAKE ANY DIFFERENCE; THAT SINCE POULIN WAS CLOSE TO GRADUATION, HE DID NOT WANT TO SEND HIM OUT DOING ELECTRICAL WORK IF HE WAS DEFICIENT IN ABILITY; AND THAT IT WAS HIS PREROGATIVE TO USE ANY MEANS AT HIS DISPOSAL TO FIND OUT WHERE WEAKNESSES LAY AND PROVIDE ADEQUATE TRAINING. (TR.64, 94-95, 141). AUDETTE INFORMED POULIN THAT UNTIL HE FOUND OUT WHAT HIS DEFICIENCIES WERE THROUGH THE TEST PROCEDURE, AND CORRECTED THEM, HE WOULD NOT SIGN POULIN'S GRADUATION DIPLOMA. (TR.19, 63, 153). THE MEETING ENDED WITH AUDETTE INFORMING POULIN AND LIGHTELL THAT ROLLINS, COUTURE, ROBIDA, AND STRAUB WOULD PREPARE A TEST WHICH WOULD BE ADMINISTERED TO POULIN BY ROLLINS. (TR.19, 63-64, 96, 140). 20. ON JULY 10, 1979 A MEETING WAS HELD BETWEEN POULIN, LIGHTELL, EDMUND DESAUTEL, CHIEF STEWARD AND PRESIDENT OF THE LOCAL, ROLLINS, AND JOSEPH DERWICKI CONCERNING POULIN'S GRIEVANCE AT THE THIRD STEP. THE SUBJECT OF THE TEST ALSO CAME UP DURING THIS MEETING. THE PURPOSES, PROCEDURES, AND USES OF THE TEST WERE AGAIN EXPLAINED BY MANAGEMENT. EDMUND DESAUTEL, UNION PRESIDENT REPLIED THAT A SPECIAL TEST FOR ANY APPRENTICE THAT WAS NOT PART OF THE REGULAR APPRENTICE PROGRAM WAS TOTALLY UNACCEPTABLE TO THE UNION. (TR.99, 122, 234). 21. ON JULY 12, 1979 CAPTAIN H. L. YOUNG, USN, DENIED POULIN'S GRIEVANCE AT THE THIRD STEP. IN HIS WRITTEN DECISION CAPTAIN YOUNG FOUND THAT COUTURE DID NOT TREAT POULIN "DIFFERENTLY FROM OTHER PERSONNEL . . . . HOWEVER, IF A DIFFERENT SITUATION IS MADE PRESENT CONCERNING AN EMPLOYEE, THEN, THIS MAY WARRANT SPECIAL HANDLING BY THE SUPERVISOR." CAPTAIN YOUNG WENT ON TO SAY, IN PART, "YOU HAVE BEEN FOUND INCAPABLE OF PERFORMING SOME OF YOUR WORK EFFECTIVELY. APPROPRIATE MEANS WILL BE TAKEN TO DETERMINE IN WHAT PARTICULAR AREAS YOU NEED BRIEFING AND AN ATTEMPT WILL BE MADE TO PROVIDE REASONABLE TRAINING." (GENERAL COUNSEL'S EXH.2). THE GRIEVANCE WAS NOT PURSUED FURTHER. (TR.93). 22. ON JULY 19, 1979, ROLLINS CALLED POULIN TO HIS OFFICE FOR THE PURPOSE OF ADMINISTERING THE TEST. POULIN WAS ACCOMPANIED BY LIGHTELL. COUTURE WAS PRESENT. POULIN STATED THAT BEFORE HE WOULD DISCUSS TAKING THE TEST, HE WANTED SOME QUESTIONS ANSWERED WHICH LIGHTELL HAD WRITTEN OUT. THE QUESTIONS HAD BEEN ANSWERED BY MANAGEMENT PREVIOUSLY AT THE JUNE 29 AND JULY 10, 1979 MEETINGS, BUT POULIN WANTED THE ANSWERS IN WRITING. ROLLINS CHECKED WITH AUDETTE BY TELEPHONE. AUDETTE INSTRUCTED ROLLINS NOT TO ANSWER THE QUESTIONS IN WRITING. ROLLINS ADVISED POULIN AND LIGHTELL THAT THE QUESTIONS HAD BEEN PREVIOUSLY ANSWERED, THAT THEY WOULD NOT RECEIVE ANSWERS IN WRITING; THAT POULIN HAD SUFFICIENT TIME TO DISCUSS THIS WITH THE UNION; AND THAT HE VIEWED POULIN'S STATEMENT AS A REFUSAL TO TAKE THE TEST. (TR.45, 65, 98-100). 23. AFTER LIGHTELL LEFT THIS MEETING, COUTURE TOLD HIM THAT IS HE KEPT ON PRESSING THE SITUATION "IN THE VERY NEAR FUTURE I WOULD GET MINE AND IT WOULD PROBABLY BE WITHIN THE NEXT COUPLE OF WEEKS." /4/ (TR.65-66). 24. LATER IN THE DAY OF JULY 19, 1980 ROLLINS SENT WORD TO POULIN BY COUTURE THAT POULIN SHOULD REPORT TO ROLLINS AT 7:30 A.M. THE NEXT DAY, AND THAT IT WOULD NOT BE NECESSARY FOR POULIN TO HAVE UNION REPRESENTATION. (TR.22, 100). 25. POULIN REPORTED TO ROLLINS AT 7:30 A.M. ON JULY 20, 1979 ACCOMPANIED BY JOHN O'BRIEN, UNION PRESIDENT. O'BRIEN ASKED ROLLINS IF THE MEETING HAD ANYTHING TO DO WITH POULIN'S GRIEVANCE OR THE TEST THEY WERE TRYING TO REQUIRE THE EMPLOYEE TO TAKE. /5/ ROLLINS REPLIED, "NO, I WAS GOING TO GIVE MR. POULIN AN ASSIGNMENT AND I DIDN'T FEEL THAT IT REQUIRED UNION REPRESENTATION." O'BRIEN THEN LEFT. (TR.80, 101). 26. AS SOON AS O'BRIEN LEFT, ROLLINS INSTRUCTED POULIN THAT HIS WORK ASSIGNMENT WAS TO TAKE THE TEST. ROLLINS REITERATED THAT THE TEST WOULD NOT BE SCORED, OR USED FOR DISCIPLINARY ACTION, AND WAS ONLY TO DETERMINE WHERE HE NEEDED ADDITIONAL HELP. POULIN STATED HE WANTED IN WRITING WHAT HE AND LIGHTELL HAD REQUESTED THE PREVIOUS DAY. AFTER SOME BICKERING BACK AND FOURTH, POULIN REQUESTED TO SEE A UNION STEWARD. ROLLINS ADVISED HIM THAT HE ALREADY HAD SUFFICIENT TIME TO DISCUSS THE MATTER WITH THE UNION, AND IF HE REFUSED TO TAKE THE TEST HE WOULD BE PUT IN A NON-WORK STATUS AND SUCH REFUSAL ALSO MIGHT LEAD TO DISCIPLINARY ACTION. POULIN LEFT THE OFFICE AT WHICH TIME ROLLINS PLACED HIM IN A NON-PAY STATUS. (TR.22-24, 100-102; 125-126). 27. POULIN, LIGHTELL, O'BRIEN AND ANOTHER UNION OFFICIAL, KEN CLARK, THEN MET WITH JOHN KELLY, PRODUCTION SUPERINTENDENT, TO DISCUSS THE SITUATION. AT ONE POINT IN THE DISCUSSION, KELLY TOLD THE GROUP THAT "THEY (THE UNION REPRESENTATIVES) WERE GIVING HIM (POULIN) BAD ADVICE AND THAT HE WAS IN JEOPARDY OF LOSING HIS JOB AND SHOULD TAKE THE TEST." THE UNION REPRESENTATIVES RESPONDED THAT THEY WERE NOT ADVISING POULIN NOT TO TAKE THE TEST, THAT IT WAS UP TO HIM. (TR.68, 81, 209). 28. CLARK INFORMED KELLY THAT THEY WOULD TALK IT OVER. SHORTLY THEREAFTER, CLARK ADVISED KELLY THAT POULIN WOULD TAKE THE TEST. HE REQUESTED THAT POULIN BE ON LEAVE WITHOUT PAY FOR ONE HOUR. KELLY, HOWEVER, ISSUED INSTRUCTIONS THAT POULIN SHOULD BE PAID FOR THE ONE HOUR IF HE TOOK THE TEST. (TR.211-212). 29. POULIN TOOK THE TEST AND RECEIVED PAY FOR THE FULL DAY. (TR.25-26). AFTER THE TEST WAS GIVEN, POULIN WAS PROVIDED ASSISTANCE IN THE AREAS IN WHICH HE WAS DEFICIENT AND WAS SCHEDULED TO GRADUATE FROM THE APPRENTICE PROGRAM ON MARCH 31, 1979. (TR.102-103). 30. THE TEST WHICH POULIN WAS GIVEN WAS A TEST IN TRADE THEORY. IT HAD BEEN THE PRACTICE FOR TRADE THEORY TESTS TO BE COMPOSED BY THE SHOP INSTRUCTOR AND ADMINISTERED BY HIM TO THE APPRENTICES AS A GROUP. (TR.20, 64, 85, 90, 117, 128, 130-131, 150-151, 208-209, 229). AS NOTED ABOVE, THE TEST ADMINISTERED TO POULIN WAS MADE UP BY A COMBINATION OF SUPERVISORY PERSONNEL AND THE SHOP INSTRUCTOR. (TR.150). SUCH A TEST HAD NEVER BEFORE BEEN PREPARED FOR A SINGLE EMPLOYEE. (TR.114, 156, 208, 229). POULIN WAS THE ONLY APPRENTICE AT HIS LEVEL OF APPRENTICESHIP TRAINING WHO WAS EXPERIENCING TRADE THEORY WORK PERFORMANCE PROBLEMS. (TR.114-116, 134-136). 31. THE UNION AND RESPONDENT HAVE NEGOTIATED FIVE COLLECTIVE BARGAINING AGREEMENTS. (TR.170). THE AGREEMENT IN EFFECT AT ALL TIMES MATERIAL HEREIN STATES IN ARTICLE 4, SECTION 1, IN PART, "IT IS AGREED THAT EMPLOYEES IN THE UNIT DEFINED HEREIN SHALL HAVE AND SHALL BE PROTECTED IN THE EXERCISE OF THE RIGHT TO FREELY AND WITHOUT FEAR OF PENALTY OR REPRISAL, TO JOIN AND ASSIST THE COUNCIL OR TO REFRAIN FROM SUCH ACTIVITY." GRIEVANCES MAY BE FILED OVER THE INTERPRETATION AND APPLICATION OF THE AGREEMENT, AND UNSETTLED GRIEVANCES MAY BE REFERRED TO ARBITRATION. (TR.169-171; RESPONDENT'S EXH.5, PP. 8, 136, 157). THE UNCONTRADICTED EVIDENCE IN THAT THE PROCEDURE HAS WORKED WELL FOR BOTH PARTIES. (TR. 171). DISCUSSION, CONCLUSIONS AND RECOMMENDATIONS DEFERRAL TO THE PARTIES' GRIEVANCE-ARBITRATION PROCEDURES THE RESPONDENT CONTENDS THAT THE ISSUES OF THE ALLEGED STATEMENTS INTERFERING WITH EMPLOYEE RIGHTS AND ALLEGED DISCRIMINATION BECAUSE OF UNION ACTIVITIES ARE MATTERS INVOLVING VIOLATIONS OF ARTICLE 4 OF THE COLLECTIVE BARGAINING AGREEMENT AND SHOULD, IN THE INTEREST OF EFFECTIVE AND EFFICIENT GOVERNMENT OPERATIONS, BE DEFERRED TO THE METHOD AGREED UPON BY THE PARTIES FOR THE SETTLEMENT OF SUCH DISPUTES. THE ALLEGED VIOLATIONS OF SECTION 7116(A)(1) AND (2) OF THE STATUTE AFFECT BASIC EMPLOYEE RIGHTS GUARANTEED BY SECTION 7102 OF THE STATUTE. IN CASES INVOLVING ALLEGED UNFAIR LABOR PRACTICES OF SUCH BASIC EMPLOYEE RIGHTS IT WOULD NOT BE APPROPRIATE TO DEFER TO CONTRACTUAL GRIEVANCE-ARBITRATION MACHINERY EVEN THOUGH THE ALLEGED CONDUCT ARGUABLY ALSO INVOLVES A CONTRACT VIOLATION. A SIMILAR RULE GOVERNS THE PRIVATE SECTOR. SEE GENERAL AMERICAN TRANSPORTATION CORP., 228 NLRB 808, 94 LRRM 1483(1977). ALLEGED STATEMENTS THE DETERMINATION OF WHETHER STATEMENTS VIOLATE 5 U.S.C. 7116(A)(1) BY INTERFERING WITH, RESTRAINING, OR COERCING ANY EMPLOYEE IN THE EXERCISE OF HIS STATUTORY RIGHTS MUST TAKE INTO CAREFUL ACCOUNT THE ENTIRE CIRCUMSTANCES SURROUNDING THE MAKING OF THE STATEMENTS. CF. U.S. CUSTOMS SERVICE, REGION IV, MIAMI, FLORIDA, 1 FLRA NO. 108(1979). THE STATEMENTS IN ISSUE, AS FOUND ABOVE, ARE (1) COUTURE'S STATEMENT TO POULIN, "WELL, NOW YOU'RE USING YOUR HEAD," WHEN POULIN REPLIED, "I DON'T WANT TO CAUSE ANY TROUBLE," AFTER COUTURE HAD RESPONDED TO HIS QUESTION AS TO THE NEED FOR UNION REPRESENTATION AT A MEETING WITH THE COMMENT THAT IT WAS UP TO POULIN TO DECIDE; (2) COUTURE'S STATEMENT TO POULIN THAT POULIN HAD HUNG HIMSELF BY GOING TO THE UNION, AND COUTURE WOULD NOT HELP HIM ANYMORE; (3) COUTURE'S STATEMENT TO LIGHTELL THAT IF HE KEPT ON PRESSING THE SITUATION, HE WOULD GET HIS; AND (4) KELLY'S STATEMENT TO THE UNION REPRESENTATIVES AND POULIN THAT THE UNION REPRESENTATIVES WERE GIVING HIM "BAD ADVICE" AND HE SHOULD TAKE THE TEST. COUTURE'S STATEMENT TO POULIN THAT POULIN HAD HUNG HIMSELF BY GOING TO THE UNION, AND THAT COUTURE WOULD NOT HELP HIM ANYMORE VIOLATED SECTION 7116(A)(1). THE RIGHT TO FILE AND PROCESS GRIEVANCES UNDER A CONTRACTUAL GRIEVANCE PROCEDURE AND TO OTHERWISE SEEK AND ACCEPT UNION ASSISTANCE AND REPRESENTATION CONCERNING CONDITIONS OF EMPLOYMENT FALLS WITHIN THE AMBIT OF SECTION 7102 WHICH PROVIDES THAT EMPLOYEES HAVE "THE RIGHT TO FORM, JOIN, OR ASSIST ANY LABOR ORGANIZATION . . . FREELY AND WITHOUT FEAR OF PENALTY OR REPRISAL . . . ." CF. U.S. DEPARTMENT OF THE NAVY, PORTSMOUTH NAVAL SHIPYARD, SECURITY ADMINISTRATION, GREAT LAKES PROGRAM SERVICE CENTER, 2 FLRA NO. 12(1979). COUTURE'S STATEMENTS WERE COERCIVE AND INTIMIDATING AND INTERFERED WITH POULIN'S EXERCISE OF SUCH RIGHTS. COUTURE'S STATEMENT TO THE UNION STEWARD LIGHTELL THAT IF HE KEPT ON PRESSING THE SITUATION, HE WOULD GET HIS, ALSO VIOLATED SECTION 7116(A)(1). SUCH STATEMENT INTERFERED WITH LIGHTELL'S RIGHT UNDER SECTION 7102 TO ASSIST, ACT FOR, AND PRESENT THE VIEWS OF A LABOR ORGANIZATION FREELY AND WITHOUT FEAR OF PENALTY OR REPRISAL. COUTURE'S STATEMENT THAT POULIN WAS "USING HIS HEAD," AS FOUND ABOVE, IS SHROUDED IN SOME AMBIGUITY. COUTURE'S AMBIGUOUS REMARK FOLLOWED AN EQUALLY AMBIGUOUS REMARK BY POULIN THAT HE DID NOT WANT TO "CAUSE ANY TROUBLE" AFTER THE SUBJECT OF UNION REPRESENTATION HAD BEEN INITIATED BY POULIN. UNDER ALL THE CIRCUMSTANCES, I CONCLUDE THAT A PREPONDERANCE OF THE EVIDENCE DOES NOT SUPPORT A VIOLATION OF SECTION 7116(A)(1) IN THIS INSTANCE. I CONCLUDE THAT KELLY'S STATEMENT TO UNION REPRESENTATIVES AND POULIN THAT THE UNION REPRESENTATIVES WERE GIVEN POULIN "BAD ADVICE" ALSO DID NOT VIOLATE SECTION 7116(A)(1) UNDER THE CIRCUMSTANCES. THE MERITS OF THE TEST HAD BEEN DISCUSSED ON SEVERAL PRIOR OCCASIONS, AND THE DIFFERING VIEWS CONCERNING THE TEST WERE AGAIN FREELY AND OPENLY DISCUSSED BY MANAGEMENT, POULIN, AND HIS TEST WERE AGAIN FREELY AND OPENLY DISCUSSED BY MANAGEMENT, POULIN, AND HIS UNION REPRESENTATIVES AT THIS MEETING. KELLY'S REMARK, CONSIDERED IN THE CONTEXT OF THE DISCUSSION, DID NOT REFLECT A DISPARAGEMENT OF THE UNION. HE WAS STRONGLY OF THE VIEW THAT POULIN SHOULD TAKE THE TEST. HIS COMMENTS CAN BE READ TO SUGGEST THAT HE WOULD CONSIDER ANY ADVICE TO THE CONTRARY TO BE "BAD ADVICE." THE UNION REPRESENTATIVES IMMEDIATELY ASSERTED THAT THEY WERE NOT ADVISING POULIN ONE WAY OR THE OTHER. THUS, ANY IMPRESSION THAT THE UNION WAS GIVING POULIN WHAT KELLY CONSIDERED TO BE "BAD ADVICE" WAS IMMEDIATELY CORRECTED. THE EMPLOYEE COULD NOT REASONABLY CONCLUDE FROM THE TOTAL DISCUSSION, INCLUDING THE ISOLATED REMARK, THAT MANAGEMENT WAS DISPARAGING THE UNION, OR VIEWED HIS EXCLUSIVE REPRESENTATIVE WITH DISDAIN, SO AS TO UNDERMINE THE EMPLOYEE'S CONFIDENCE IN THE UNION AND CHILL HIS ASSERTION OF EMPLOYEE RIGHTS. COMPARE U.S. CUSTOMS SERVICE, REGION IV, MIAMI, FLORIDA, 1 FLRA NO. 108(1979). A PREPONDERANCE OF THE EVIDENCE DOES NOT SUPPORT THE ALLEGED VIOLATION. DISCRIMINATION BECAUSE OF TEST THE COMPLAINT ALLEGES THAT RESPONDENT, BY ITS AGENTS AUDETTE AND ROLLINS, VIOLATED SECTION 7116(A)(1) AND (2) BY REQUIRING POULIN TO TAKE A TEST BECAUSE POULIN HAD SOUGHT REPRESENTATION FROM THE UNION AND HAD FILED A GRIEVANCE UNDER THE PARTIES' COLLECTIVE BARGAINING AGREEMENT. IF MANAGEMENT'S ACTION IN GIVING POULIN A TEST WAS BASED IN WHOLE OR IN PART BECAUSE HE SOUGHT REPRESENTATION FROM THE UNION, OR FILED A GRIEVANCE, A VIOLATION OF SECTION 7116(A)(2), AND DERIVATIVELY OF SECTION 7116(A)(1), WOULD BE ESTABLISHED. CF. DIRECTORATE OF SUPPLY OPERATIONS, DEFENSE LOGISTICS AGENCY, HEADQUARTERS, DEFENSE LOGISTICS AGENCY, 2 FLRA NO. 118 (1980). A PREPONDERANCE OF THE EVIDENCE DOES NOT SUPPORT A VIOLATION IN THIS REGARD. THE CHAIN OF EVENTS LEADING TO THE TEST BEGAN BEFORE MR. POULIN BECAME A UNION MEMBER OR FILED THE GRIEVANCE. MR. POULIN FAILED TO PASS SIMPLE QUIZZES IN THE MONTHS PRECEDING THE TEST. WHILE ACKNOWLEDGING THAT HE REQUIRED ADDITIONAL HELP AND STUDY, HE FAILED TO IMPROVE DESPITE PERSONAL INSTRUCTION, ASSIGNMENT TO WORK WITH BETTER JOURNEYMEN, AND TIME TO STUDY ON THE JOB. TWO WEEKS BEFORE HE FILED THE GRIEVANCE HE WAS WARNED THAT HE WAS IN DANGER OF RECEIVING A FAILING GRADE, BUT WOULD BE ADVISED IN WHAT AREAS HE NEEDED TO IMPROVE. THE IDEA OF A TEST AS A MEANS OF IDENTIFYING HIS DEFICIENCIES EMANATED FROM PRODUCTION SUPERINTENDENT AUDETTE, WITH WHOM POULIN HAD NO DIFFICULTIES, AFTER AUDETTE'S SOUGHT THE OPINION OF THE OTHER SUPERVISORS AND THE SHOP INSTRUCTOR. COUTURE, WHO HAS BEEN FOUND TO HAVE MADE IMPROPER THREATS TO POULIN, DID PARTICIPATE IN THE DISCUSSION LEADING TO THE DECISION, HOWEVER, POULIN ADMITS THAT COUTURE KNEW HIS WEAK AREAS. WHILE THE DECISION TO GIVE POULIN A TEST WAS MADE TWO WEEKS AFTER POULIN FILED THE GRIEVANCE, I CANNOT ON THE BASIS OF THE AVAILABLE EVIDENCE, INFER THAT THE TEST WAS ILLEGALLY MOTIVATED BECAUSE ON THE TIMING OF THE ACTION, OR CONCLUDE, IN VIEW OF THE TIMING AND COUTURE'S STATEMENTS, THAT IT WAS, IN PART, A PRETEXT TO DISGUISE AN IMPROPER MOTIVE. RATHER, AS STATED ABOVE, THE EVIDENCE POINTS TO EXACTLY THE OPPOSITE CONCLUSION: THE TEST WAS THE CULMINATION OF A LONG-STANDING EFFORT TO CORRECT MR. POULIN'S WORK DEFICIENCIES RATHER THAN BEING MOTIVATED BY REASONS VIOLATIVE OF THE STATUTE. WHILE THE STATUTE PROTECTS EMPLOYEES FROM DISCRIMINATION BECAUSE OF THE EXERCISE OF PROTECTED ACTIVITIES, THE EXERCISE OF SUCH ACTIVITIES DOES NOT CLOAK AN INDIVIDUAL WITH IMMUNITY FROM OTHERWISE LEGITIMATE AND JUSTIFIED MANAGEMENT ACTIONS. CF. DEPARTMENT OF THE NAVY, HUNTERS POINT NAVAL SHIPYARD, A/SLMR NO. 373, 4 A/SLMR 225(1974). THE GENERAL COUNSEL'S ALLEGATION THAT POULIN WAS INITIALLY PLACED ON ANNUAL LEAVE BECAUSE HE REQUESTED TO SEE HIS UNION REPRESENTATIVE IS NOT SUPPORTED BY THE RECORD. THE EVIDENCE DEMONSTRATES THAT POULIN WAS INITIALLY PLACED ON ANNUAL LEAVE BECAUSE HE INITIALLY REFUSED TO TAKE THE TEST WHICH HAD BEEN ASSIGNED TO HIM. THE LEAVE WAS RESTORED THE SAME DAY, AFTER HE HAD DECIDED TO TAKE THE TEST. ALLEGED UNILATERAL CHANGE OF CONDITIONS OF EMPLOYMENT THE COMPLAINT ALLEGES THAT RESPONDENT VIOLATED SECTION 7116(A)(1) AND (5) BY UNILATERALLY CHANGING CONDITIONS OF EMPLOYMENT BY IMPLEMENTING A NEW TESTING PROCEDURE IN THE ELECTRICIANS APPRENTICESHIP PROGRAM WITHOUT FURNISHING THE UNION WITH NOTICE AND/OR AN OPPORTUNITY TO BARGAIN CONCERNING SUCH CHANGES OR THE IMPACT AND IMPLEMENTATION OF SUCH CHANGES. A PREPONDERANCE OF THE EVIDENCE DOES NOT SUPPORT THE ALLEGED VIOLATION. THE RECORD SHOWS THAT SHOP STEWARD LIGHTELL WAS INFORMED OF THE DECISION TO GIVE THE TEST AT A MEETING HELD ON JUNE 29, 1979 AND THAT UNION PRESIDENT DESAUTEL AND STEWARD LIGHTELL WERE AGAIN INFORMED OF THE TEST AT A MEETING ON JULY 10, 1979. THE TEST WAS NOT GIVEN UNTIL JULY 20, 1979. DURING THIS PERIOD, THE UNION MADE NO REQUEST TO NEGOTIATE CONCERNING THE DECISION, OR ON ITS IMPACT AND IMPLEMENTATION. RESPONDENT'S REFUSAL TO GIVE WRITTEN ANSWERS TO QUESTIONS POSED BY THE UNION CONCERNING THE TEST, AFTER HAVING PREVIOUSLY PROVIDED THE INFORMATION ORALLY, WAS NOT TANTAMOUNT TO A REFUSAL TO NEGOTIATE ON THE TESTING PROCEDURE. RESPONDENT NOTIFIED THE UNION OF THE PROPOSED TEST WITH SUFFICIENT SPECIFICITY TO ENABLE IT TO REQUEST AND ENGAGE IN MEANINGFUL NEGOTIATIONS PRIOR TO EFFECTUATION OF THE DECISION. SINCE THE UNION DID NOT REQUEST SUCH BARGAINING, RESPONDENT DID NOT VIOLATE SECTION 7116(A)(1) AND (5) OF THE STATUTE, AS ALLEGED. THE JULY 20, 1979 MEETING THE COMPLAINT ALLEGES THAT RESPONDENT VIOLATED SECTION 7116(A)(1), (5) AND (8) BY FAILING AND REFUSING TO GIVE THE UNION AN OPPORTUNITY TO BE REPRESENTED AT A FORMAL DISCUSSION BETWEEN RESPONDENT'S AGENT NORMAN ROLLINS AND MARK POULIN CONCERNING A GRIEVANCE, PERSONNEL POLICIES AND PRACTICES, OR OTHER GENERAL CONDITIONS OF EMPLOYMENT, AND BY FAILING OR REFUSING TO GRANT THE REQUEST OF MARK POULIN TO BE REPRESENTED BY THE UNION DURING THE MEETING. SECTION 7114(A)(2) OF THE STATUTE PROVIDES: (2) AN EXCLUSIVE REPRESENTATIVE OF AN APPROPRIATE UNIT IN AN AGENCY SHALL BE GIVEN THE OPPORTUNITY TO BE REPRESENTED AT -- (A) ANY FORMAL DISCUSSION BETWEEN ONE OR MORE REPRESENTATIVES OF THE AGENCY AND ONE OR MORE EMPLOYEES IN THE UNIT OR THEIR REPRESENTATIVES CONCERNING ANY GRIEVANCE OR ANY PERSONNEL POLICY OR PRACTICES OR OTHER GENERAL CONDITIONS OF EMPLOYMENT . . . THE MEETING BETWEEN ROLLINS AND POULIN ON JULY 20, 1979 WAS NOT A "FORMAL DISCUSSION" WITHIN THE MEANING OF SECTION 7115(A)(2)(A). IT WAS HELD SIMPLY TO ADMINISTER A TEST TO POULIN. THE DECISION TO ADMINISTER THIS TEST HAD BEEN PREVIOUSLY MADE IN LATE JUNE 1979 AND DISCUSSED WITH UNION REPRESENTATIVES PREVIOUSLY ON JUNE 29, 1979, JULY 10, 1979, AND JULY 19, 1979. THE MEETING HELD ON JULY 20, 1979 FOR THE PURPOSE OF ADMINISTERING A TEST WAS ALSO NOT AN "EXAMINATION . . . IN CONNECTION WITH AN INVESTIGATION . . . " WITHIN THE MEANING OF SECTION 7114(A)(2)(B). CF. INTERNAL REVENUE SERVICE, DETROIT, MICHIGAN, CASE NO. 5-CA-332 (DECISION OF JUDGE WILLIAM B. DEVANEY, DATED AUGUST 8, 1980). MOREOVER, EVEN ASSUMING THAT IT WAS, ALL OBJECTIVE CONSIDERATIONS LEAD TO THE CONCLUSION THAT POULIN COULD NOT REASONABLY BELIEVE THAT THE TEST "MAY RESULT IN DISCIPLINARY ACTION AGAINST THE EMPLOYEE" WITHIN THE MEANING OF SECTION 7114(A)(2)(B)(I). INTERNAL REVENUE SERVICE, WASHINGTON, D.C. AND INTERNAL REVENUE SERVICE, HARTFORD DISTRICT OFFICE, 4 FLRA NO. 37(1980). THE PURPOSE OF THE TEST HAD BEEN EXPLAINED AT MEETINGS ON JUNE 29, 1979, JULY 10, 1979, AND BEFORE THE TEST WAS ASSIGNED ON JULY 20, 1979. NOTHING IN THE RECORD SUGGESTS THAT THE EXPLANATIONS GIVEN WERE INACCURATE, INCOMPLETE, OR MISLEADING, OR COULD HAVE CAUSED POULIN TO REASONABLY BELIEVE THAT THE TEST WAS NOT FOR THE PURPOSE OF FINDING HIS DEFICIENCIES, BUT TO DISCIPLINE HIM. NO "EXAMINATION . . .IN CONNECTION WITH AN INVESTIGATION" WAS CONDUCTED AFTER POULIN REFUSED TO TAKE THE TEST. THERE IS NO EVIDENCE THAT QUESTIONS OF AN INVESTIGATIVE NATURE WERE ASKED. ALTHOUGH NO VIOLATION OF THE STATUTE HAS BEEN FOUND WITH REGARD TO THE JULY 20, 1979 MEETING, AS WAS ALLEGED BY THE GENERAL COUNSEL, RESPONDENT'S CONDUCT, AS FOUND ABOVE, IN ERRONEOUSLY ADVISING THE UNION PRESIDENT, IN EFFECT, THAT THE MEETING HAD NOTHING TO DO WITH THE TEST, IS NOT CONDONED. BASED ON THE FOREGOING FINDINGS AND CONCLUSIONS, IT IS RECOMMENDED THAT THE AUTHORITY ISSUE THE FOLLOWING ORDER: ORDER PURSUANT TO SECTION 2423.29 OF THE FEDERAL LABOR RELATIONS AUTHORITY'S RULES AND REGULATIONS AND SECTION 7118 OF THE STATUTE, THE AUTHORITY HEREBY ORDERS THAT THE PORTSMOUTH NAVAL SHIPYARD, PORTSMOUTH, NEW HAMPSHIRE, SHALL: 1. CEASE AND DESIST FROM: (A) DISCOURAGING, BY IMPLIED THREATS OR OTHER MEANS, MARK POULIN OR ANY OTHER EMPLOYEE FROM EXERCISING THE RIGHTS ACCORDED THEM BY THE STATUTE TO FILE OR PROCESS GRIEVANCES UNDER THE CONTRACTUAL GRIEVANCE PROCEDURE. (B) DISCOURAGING, BY IMPLIED THREATS OR OTHER MEANS, FRED W. LIGHTELL OR ANY OTHER EMPLOYEE FROM EXERCISING THE RIGHTS ACCORDED THEM BY THE STATUTE TO ACT AS A REPRESENTATIVE OF A LABOR ORGANIZATION AND, IN THAT CAPACITY, TO PRESENT THE VIEWS OF THE LABOR ORGANIZATION TO HEADS OF AGENCIES AND OTHER APPROPRIATE AUTHORITIES. (C) IN ANY LIKE OR RELATED MATTER INTERFERING WITH, RESTRAINING, OR COERCING ITS EMPLOYEES IN THE EXERCISE OF RIGHTS ASSURED BY THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE. 2. TAKE THE FOLLOWING AFFIRMATIVE ACTION: (A) POST AT ITS FACILITIES COPIES OF THE ATTACHED NOTICE MARKED "APPENDIX" ON FORMS TO BE FURNISHED BY THE AUTHORITY. UPON RECEIPT OF SUCH FORMS, THEY SHALL BE SIGNED BY THE COMMANDER OF THE PORTSMOUTH NAVAL SHIPYARD AND SHALL BE POSTED AND MAINTAINED BY HIM FOR 60 CONSECUTIVE DAYS THEREAFTER, IN CONSPICUOUS PLACES, INCLUDING ALL BULLETIN BOARDS AND OTHER PLACED WHERE NOTICES TO EMPLOYEES ARE CUSTOMARILY POSTED. THE COMMANDER SHALL TAKE REASONABLE STEPS TO INSURE THAT SUCH NOTICES ARE NOT ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. (B) NOTIFY THE FEDERAL LABOR RELATIONS AUTHORITY IN WRITING WITHIN 30 DAYS FROM THE DATE OF THIS ORDER, AS TO WHAT STEPS HAVE BEEN TAKEN TO COMPLY HEREWITH. IT IS HEREBY FURTHER ORDERED THAT THE COMPLAINT IN CASE NOS. 1-CA-127, 1-CA-128, AND 1-CA-129 IN ALL OTHER RESPECTS, BE, AND HEREBY IS, DISMISSED. GARVIN LEE OLIVER ADMINISTRATIVE LAW JUDGE DATED: OCTOBER 31, 1980 WASHINGTON, D.C. APPENDIX PURSUANT TO A DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY AND IN ORDER TO EFFECTUATE THE POLICIES OF CHAPTER 71 OF TITLE 5 OF THE UNITED STATES CODE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS WE HEREBY NOTIFY OUR EMPLOYEES THAT: WE WILL NOT DISCOURAGE, BY MEANS OF IMPLIED THREATS OR OTHER MEANS, MARK POULIN OR ANY OTHER EMPLOYEE FROM EXERCISING THE RIGHTS ACCORDED THEM BY THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE TO FILE OR PROCESS GRIEVANCES UNDER THE CONTRACTUAL GRIEVANCE PROCEDURE. WE WILL NOT DISCOURAGE, BY MEANS OF IMPLIED THREATS OR OTHER MEANS, FRED W. LIGHTELL OR ANY OTHER EMPLOYEE FROM EXERCISING THE RIGHTS ACCORDED THEM BY THE STATUTE TO ACT AS A REPRESENTATIVE OF A LABOR ORGANIZATION AND, IN THAT CAPACITY, TO PRESENT THE VIEWS OF THE LABOR ORGANIZATION TO HEADS OF AGENCIES AND OTHER APPROPRIATE AUTHORITIES. WE WILL NOT IN ANY LIKE TO RELATED MANNER INTERFERE WITH, RESTRAIN, OR COERCE OUR EMPLOYEES IN THE EXERCISE OF THEIR RIGHTS ASSURED BY THE STATUTE. (AGENCY OR ACTIVITY) DATED: BY: (SIGNATURE) THIS NOTICE MUST REMAIN POSTED FOR 60 CONSECUTIVE DAYS FROM THE DATE OF POSTING AND MUST NOT BE ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. IF EMPLOYEES HAVE ANY QUESTIONS CONCERNING THIS NOTICE OR COMPLIANCE WITH ANY OF ITS PROVISIONS, THEY MAY COMMUNICATE DIRECTLY WITH THE REGIONAL DIRECTOR, FEDERAL LABOR RELATIONS AUTHORITY, WHOSE ADDRESS IS: 441 STUART STREET, 9TH FLOOR, BOSTON, MASSACHUSETTS 02116, AND WHOSE TELEPHONE NUMBER IS: (617) 223-0920. --------------- FOOTNOTES: --------------- /1/ COUTURE AND POULIN HAD A DISAGREEMENT OVER POULIN'S BEING ALLOWED TO LEAVE WORK FIVE MINUTES EARLY UNDER AN EARLY RELEASE POLICY FOR INJURED WORKERS. COUTURE WOULD NOT RELEASE POULIN, SO POULIN SECURED PERMISSION FOR EARLY RELEASE FROM THE DISPENSARY. (TR.36). /2/ COUTURE DENIED MAKING SUCH A STATEMENT. FROM A CONSIDERATION OF THE RECORD AS A WHOLE, I CREDIT POULIN'S TESTIMONY IN THIS INSTANCE. COUTURE'S OWN TESTIMONY ALSO REFLECTS THAT HE HAD A TENDENCY TO MAKE ABRUPT, JUDGMENTAL STATEMENTS. THE TESTIMONY OF ROBIDA AND LIGHTELL SUPPORTS THIS VIEW. /3/ COUTURE DENIES MAKING SUCH A STATEMENT. I CREDIT POULIN'S VERSION. /4/ COUTURE DENIED MAKING THIS STATEMENT. HE TESTIFIED THAT LIGHTELL TOLD HIM THE REASON HE WAS SO GOOD AS A STEWARD WAS BECAUSE OF A COURSE HE HAD TAKEN IN COLLEGE. COUTURE CLAIMS HE REPLIED, "YOU MUST HAVE BEEN ASLEEP WHEN THE COURSE WAS GOING ON, BECAUSE I DON'T SEE THAT YOU'VE DONE THAT GOOD UP THERE." COUTURE CLAIMS HE THEN STARTED LAUGHING, AT WHICH TIME LIGHTELL REMARKED, "WELL, YOU CAN GO AHEAD AND LAUGH NOW, RUDY, BUT IN 2 OR 3 WEEKS FROM NOW, I THINK I'LL BE DOING THE LAUGHING." (TR.186). I CREDIT LIGHTELL'S VERSION AS MORE CONSISTENT WITH THE FACTS, CONSIDERING THE TESTIMONY OF BOTH WITNESSES AND THE RECORD AS A WHOLE. /5/ ROLLINS TESTIFIED THAT O'BRIEN DID NOT INQUIRE ABOUT THE TEST, BUT MERELY INQUIRED WHETHER "THERE WAS GOING TO BE A DISCUSSION RELATIVE TO A GRIEVANCE OR SOMETHING TO THAT EFFECT." (TR.101). I CREDIT O'BRIEN'S VERSION.