[ v07 p675 ]
07:0675(104)CA
The decision of the Authority follows:
7 FLRA No. 104 DEPARTMENT OF DEFENSE, DEPARTMENT OF THE AIR FORCE, WARNER ROBINS AIR LOGISTICS CENTER, ROBINS AIR FORCE BASE, GEORGIA Respondent and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 987 Charging Party Case No. 4-CA-566 DECISION AND ORDER THE ADMINISTRATIVE LAW JUDGE ISSUED THE ATTACHED DECISION IN THE ABOVE-ENTITLED PROCEEDING, FINDING THAT RESPONDENT HAD NOT ENGAGED IN THE UNFAIR LABOR PRACTICE ALLEGED IN THE COMPLAINT AND RECOMMENDING THAT THE COMPLAINT BE DISMISSED. NO EXCEPTIONS WERE FILED TO THE JUDGE'S DECISION. PURSUANT TO SECTION 2423.29 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2423.29) AND SECTION 7118 OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE), THE AUTHORITY HAS REVIEWED THE RULINGS OF THE JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE JUDGE'S DECISION AND THE ENTIRE RECORD IN THE CASE, NOTING PARTICULARLY THE ABSENCE OF EXCEPTIONS, THE AUTHORITY HEREBY ADOPTS THE JUDGE'S FINDINGS, CONCLUSIONS, AND RECOMMENDATIONS. IT IS HEREBY ORDERED THAT THE COMPLAINT IN CASE NO. 4-CA-566 BE, AND IT HEREBY IS, DISMISSED. ISSUED, WASHINGTON, D.C., JANUARY 15, 1982 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY -------------------- ALJ$ DECISION FOLLOWS -------------------- ROGER T. MCNAMARA, MAJOR, USAF C. R. SWINT, ESQ. FOR THE RESPONDENT MATHILDE L. GENOVESE, ESQ. FOR THE GENERAL COUNSEL DAVID A. WANSLEY, ESQ. FOR THE CHARGING PARTY BEFORE: ALAN W. HEIFETZ ADMINISTRATIVE LAW JUDGE DECISION STATEMENT OF THE CASE THIS PROCEEDING AROSE PURSUANT TO THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, 5 U.S.C. 7101 ET SEQ., AS A RESULT OF AN UNFAIR LABOR PRACTICE CHARGE FILED ON AGUSUT 27, 1980, WITH THE FEDERAL LABOR RELATIONS AUTHORITY. CONSEQUENTLY, ON OCTOBER 23, 1980, THE REGIONAL DIRECTOR, REGION IV, OF THE AUTHORITY ISSUED A COMPLAINT ALLEGING THAT RESPONDENT VIOLATED SECTION 7116(A)(1) OF THE STATUTE WHEN ITS AGENT "DISPARAGED THE UNION'S ABILITY TO REPRESENT EMPLOYEES IN THE PROCESSING OF GRIEVANCE PROCESS." RESPONDENT DENIES THAT ANY CONVERSATIONS TOOK PLACE IN WHICH THE UNION'S ROLE IN THE GRIEVANCE PROCESS WAS DISCUSSED AND IT MOVES TO DISMISS THE COMPLAINT FOR FAILURE TO STATE AN UNFAIR LABOR PRACTICE. A HEARING WAS HELD ON FEBRUARY 5, 1981, AT ROBINS AIR FORCE BASE, GEORGIA. ALL PARTIES WERE AFFORDED FULL OPPORTUNITY TO BE HEARD, TO EXAMINE WITNESSES AND TO INTRODUCE EVIDENCE. IN ADDITION, AT THE REQUEST OF THE PARTIES, AND IN THEIR COMPANY, I VIEWED THE AREA WHERE THE CONVERSATION ALLEGEDLY TOOK PLACE AND WHERE THOSE WHO WERE ALLEGED TO HAVE HEARD THAT CONVERSATION WERE STANDING AT THE TIME. POST HEARING BRIEFS HAVE BEEN FILED AND CONSIDERED. UPON THE ENTIRE RECORD, INCLUDING MY OBSERVATION OF THE WITNESSES AND THEIR DEMEANOR, I MAKE THE FOLLOWING: FINDINGS, CONCLUSIONS AND RECOMMENDATIONS THE RESPONDENT AND THE UNION ARE PARTIES TO A COLLECTIVE BARGAINING AGREEMENT WHICH HAS BEEN IN EFFECT DURING THE TIMES PERTINENT TO THIS MATTER. THAT AGREEMENT CONTAINS A GRIEVANCE PROCEDURE. ON THE MORNING OF FEBRUARY 29, 1980, BILLY MCDUFFIE, AN INSTRUMENT MECHANIC AND THE UNION'S AREA STEWARD, MET WITH WOODROW W. DUKES, AN ELECTRONIC EQUIPMENT REPAIRER, TO DISCUSS POSSIBLE PROSECUTION OF THE LATTER'S GRIEVANCES REGARDING THE PROPRIETY OF A LEAVE REQUEST AND AN INCIDENT OF RETURNING A FEW MINUTES LATE FROM LUNCH. AT 9:05 THAT MORNING, MR. DUKES WAS RELEASED FOR THIS MEETING BY HIS IMMEDIATE SUPERVISOR, FRED SANDS. MESSRS. DUKES, MCDUFFIE, AND SANDS THEN PROCEEDED TO THE OFFICE OF THE SECOND LINE SUPERVISOR, ERNEST E. SHELLHOUSE, WHERE MR. SANDS UNLOCKED A FILE CABINET AND PROCURED MR. DUKES' 971 FILE. /1/ MR. SHELLHOUSE'S OFFICE IS ONE OF SEVERAL WHICH HAVE BEEN CONSTRUCTED BY USE OF SOUND-DEADENING PARTITIONS WHICH HAVE BEEN PLACED IN AN OTHERWISE LARGE, HIGH-CEILINGED, OPEN AREA WHICH IS A PART OF THE IMMENSE ROOM WHICH CONTAINS NUMEROUS ROWS OF ELECTRONIC EQUIPMENT REPAIR STATIONS AND TECHNICIANS WHO MAKE THE REPAIRS. THE FIRST THIRD OF THE RECTANGULAR OFFICE IS DIVIDED BY A PARTITION AND CONTAINS THE FILE CABINET REFERRED TO ABOVE AS WELL AS A SECRETARY'S DESK AND CHAIR. ONE MUST WALK PAST THAT PARTITION TO GET TO THE OTHER TWO-THIRDS OF THE RECTANGULAR SPACE WHICH IS MR. SHELLHOUSE'S OFFICE PROPER AND WHICH CONTAINS HIS DESK, A LONG TABLE, AND SEVERAL CHAIRS. THE AMBIENT NOISE LEVEL IS AFFECTED BY THE CONSTANT DRONE AND WHIR OF LIGHT MACHINERY AND TESTING EQUIPMENT AND, AT SOME TIMES, BY THE INTRUSION OF "PIPED-IN" MUSIC. COUNSEL FOR THE GENERAL COUNSEL CALLED ONLY TWO WITNESSES, MESSRS. DUKES AND MCDUFFIE, BEFORE RESTING. THOSE TWO WITNESSES' TESTIMONY DIVERGED ON A CRUCIAL ISSUE OF FACT IN THIS CASE, TO WIT., THE WHEREABOUTS OF MR. SHELLHOUSE AT THE TIME THEY AND MR. SANDS ENTERED MR. SHELLHOUSE'S OFFICE. SINCE MR. SHELLHOUSE IS THE PERSON ALLEGED TO HAVE MADE THE REMARKS WHICH FORM THE BASIS OF THE COMPLAINT, IT IS CRITICAL TO DETERMINE WHETHER HE KNEW THAT THOSE THREE MEN WERE IN HIS OFFICE AT THE TIME HE WAS ALLEGED TO HAVE MADE THE REMARKS WHILE HE WAS IN THE OFFICE NEXT TO HIS OWN. IF I AM TO BELIEVE MR. MCDUFFIE, I WOULD HAVE TO FIND THAT MR. SHELLHOUSE WAS NOT IN HIS OFFICE AT THE TIME THAT THE THREE MEN ENTERED TO OBTAIN THE 971. UNDER THESE CIRCUMSTANCES, I COULD NOT ACCEPT MR. DUKES' VERSION TO THE CONTRARY AND I WOULD HAVE TO FIND THAT THERE IS NO EVIDENCE IN THE RECORD WHICH WOULD JUSTIFY A FINDING THAT MR. SHELLHOUSE KNEW THAT THEY WERE IN HIS OFFICE AND THAT, IF HE MADE THE REMARKS ATTRIBUTED TO HIM, HE DID SO WITH THE INTENT THAT HE BE OVERHEARD. IF I AM TO BELIEVE MR. DUKES, I WOULD HAVE TO FIND THAT MR. SHELLHOUSE WAS IN HIS OFFICE AT THE TIME THE THREE MEN CAME IN; THAT MR. SHELLHOUSE WAS ASKED BY MR. SANDS IF THEY COULD USE HIS OFFICE; THAT MR. SHELLHOUSE THEREUPON LEFT HIS OWN OFFICE TO ENTER MR. FREEMAN'S OFFICE WHICH IS CONTIGUOUS; AND THAT MR. SHELLHOUSE, IF HE DID MAKE THE OFFENDING REMARKS, COULD HAVE INTENDED TO HAVE THEM OVERHEARD. I DO NOT FIND MR. DUKES' TESTIMONY TO BE CREDIBLE AND I FIND THAT MR. SHELLHOUSE WAS NOT IN HIS OFFICE AT THE TIME THE THREE MEN CAME INTO HIS OFFICE. FIRST OF ALL, MR. DUKES' TESTIMONY IS NOT CONSISTENT. ON DIRECT, HE SAID HE BELIEVED MR. SHELLHOUSE GOT THE 971 OUT OF THE FILE CABINET AND THAT MR. SANDS WALKED AROUND TO THE INNER OFFICE WITH IT. IN RESPONSE TO MY QUESTIONING, HE TESTIFIED THAT HE WAS STANDING BEHIND MR. MCDUFFIE WHO HAD AN UNOBSTRUCTED VIEW OF MR. SHELLHOUSE AND THAT HE (MR. DUKES) SAW MR. SHELLHOUSE COME OUT OF HIS OFFICE PROPER, ENTER THE SECRETARY'S AREA, LEAVE THE OFFICE AND TURN RIGHT. SECOND, MR. DUKES' TESTIMONY IS CONTRADICTED NOT ONLY BY MR. MCDUFFIE'S, BUT ALSO THAT OF MR. SANDS, MR. SHELLHOUSE AND MR. JONES. /2/ UNDER THESE CIRCUMSTANCES, I AM CONSTRAINED TO FIND THAT THERE IS NO EVIDENCE IN THE RECORD WHICH INDICATES THAT, IF MR. SHELLHOUSE MADE THE REMARKS ATTRIBUTED TO HIM BY MESSRS. DUKES AND MCDUFFIE, HE MADE THEM WITH THE KNOWLEDGE THAT ANYONE WAS IN A POSITION TO OVERHEAR THEM. NOR CAN I FIND ANY CIRCUMSTANCES UNDER WHICH THE REMARKS, IF UTTERED, MIGHT REASONABLY TEND TO COERCE OR INTIMIDATE AN EMPLOYEE, /3/ OR MIGHT REASONABLY BE INTERPRETED BY AN EMPLOYEE TO BE COERCIVE, /4/ OR OTHERWISE BE UNDERSTOOD AS THREATENING EVEN THOUGH THE WORDS THEMSELVES MIGHT BE INNOCENT. /5/ WHILE MR. MCDUFFIE WAS COPYING THE ANNOTATIONS OFF THE 971, /6/ MR. SHELLHOUSE WAS ALLEGED TO BE IN THE NEXT OFFICE TALKING TO MR. FREEMAN, ANOTHER SUPERVISOR. MR. DUKES TESTIFIED THAT HE HEARD ONLY "BITS AND PIECES" AND MR. MCDUFFIE STATED THAT HE ONLY HEARD CONVERSATION AFTER MR. DUKES PUNCHED HIM AND CALLED HIS ATTENTION TO THE CONVERSATION. MR. MCDUFFIE TESTIFIED THAT HE HEARD THE FOLLOWING: YES, IT HAD TO DO WITH THE 971, IT SAID THAT DUKES COULD FILE A GRIEVANCE BUT ANNOTATIONS WOULD NOT BE REMOVED. AND IT HAD SOMETHING TO DO WITH A REMARK THAT DUKES-- THEY WERE TALKING ABOUT THE TWO GRIEVANCES AND THE POINT THAT I HEARD WAS THAT IN ONE WHERE HE SAID THAT DUKES HAD TO TAKE HIS WIFE TO THE DRUGSTORE, WAS ONE OF HIS EXCUSES AND THE NEXT ONE I HEARD WAS RELATING TO HIM COMING BACK LATE FROM LUNCH AND IT WAS LIKE, "DAMN HE SAID HE WAS COMING FROM THE RESTROOM." OR SOMETHING LIKE THAT. MR. DUKES TESTIFIED THAT HE HEARD THE FOLLOWING: THAT-- UH-- WELL THIS WAS MR. SHELLHOUSE SPEAKING, THAT I COULD FILE AS MANY GRIEVANCES AS I WANT, THAT IT WOULDN'T BE REMOVED FROM MY 971. AND THAT, THERE WAS CUSS WORDS AND STUFF . . . DAMN AND HELL. AND HIS VOICE WAS A SORT OF A SARCASTIC JOKING TYPE . . . THAT HE (MR. HUFF) WAS NOT QUITE AS EXPERIENCED AS THE OTHER STEWARDS . . . YES, HE SAID THAT MY WIFE CALLED IN AND, JOKINGLY, THAT I HAD TO TAKE HER TO THE DRUGSTORE TO GET SOME MEDICINE . . . YES, HE SAID THAT I WAS COMING BACK FROM THE RESTROOM. THREE TO FIVE MINUTES LATE . . . YES, HE SAID HUFF WASN'T QUITE THE EXPERIENCED TYPE STEWARD AS THE REST OF THEM WOULD BE. SINCE HE WAS NEW AT THE THING . . . FREEMAN'S ANSWERS WAS MOSTLY "YES" AND "NO." THIS THE SUM AND SUBSTANCE OF THE LANGUAGE RELIED ON BY THE GENERAL COUNSEL TO SUPPORT A VIOLATION OF THE STATUTE. HAVING PREVIOUSLY GIVEN CONSIDERATION TO THE CIRCUMSTANCES ALLEGED TO HAVE BEEN EXTANT AT THE TIME THESE REMARKS WERE SUPPOSED TO HAVE BEEN UTTERED, I CONCLUDE THAT, ASSUMING THEY WERE MADE, THEY ARE NOTHING MORE THAN "PERFUNCTORY REMARKS, NOT THREATENING OR INTIMIDATING IN THEMSELVES, MADE BY AN EMPLOYER WITH NO ANTI-UNION BACKGROUND AND NOT ASSOCIATED AS PART OF A PATTERN OR COURSE OF CONDUCT HOSTILE TO UNIONISM . . . (WHICH) CANNOT, STANDING NAKED AND ALONE, SUPPORT A FINDING OF VIOLATION" /7/ OF THE STATUTE. SIGNIFICANTLY, THE WORD "UNION" WAS NEVER ALLEGED TO HAVE BEEN MENTIONED. THAT MR. HUFF, THE UNION STEWARD, WAS LESS EXPERIENCED THAN OTHER STEWARDS ONLY INDICATES ONE ASPECT OF HIS BACKGROUND. ALTHOUGH HIS EXPERIENCE IS LIMITED, HIS LEVEL OF SUCCESS MAY BE HIGHER THAN THAT OF MORE EXPERIENCED STEWARDS. EVEN IF ONE WERE TO TAKE THE REMARK AS INDICATING THAT A GRIEVANCE HANDLED BY MR. HUFF WOULD MORE EASILY BE WON BY MANAGEMENT AT THE STEP 1 LEVEL, THAT IS NOT TO CONVEY THE FUTILITY OF PROCESSING THE GRIEVANCE THROUGH THE NEXT STEPS OR ULTIMATELY TO ARBITRATION. THE BALANCE OF THE ALLEGED REMARKS CLEARLY REFER TO THE MERITS OF THE TWO GRIEVANCES AND CANNOT REASONABLY BE INTERPRETED TO BE DISPARAGING OF THE UNION. I CONCLUDE, AS A MATTER OF LAW, THAT THE SUBSTANCE OF THE REMARKS ATTRIBUTED TO MR. SHELLHOUSE DO NOT VIOLATE THE STATUTE AND, ON THAT BASIS, THE COMPLAINT SHOULD BE DISMISSED. I CANNOT, AS A MATTER OF FACT, FIND THAT THE REMARKS WERE ACTUALLY MADE AS ALLEGED IN THE COMPLAINT. IF THEY WERE MADE AT THE TIME AND PLACE AS ALLEGED BY MR. DUKES AND MR. MCDUFFIE, MR. SANDS WOULD HAVE HEARD THEM BECAUSE HE WAS WITH THEM AT ALL TIMES IN MR. SHELLHOUSE'S OFFICE. MR. SANDS TESTIFIED THAT HE DID NOT HEAR ANY SUCH CONVERSATION FLOWING FROM MR. FREEMAN'S OFFICE. HIS TESTIMONY WAS CORROBORATED BY MR. SHELLHOUSE AND BY MR. FREEMAN; BOTH TESTIFIED THAT THEY DID NOT HAVE ANY CONVERSATION DURING THAT MORNING. BASED ON HIS DEMEANOR AND HIS RECOLLECTION OF THE EVENTS, I CREDIT MR. SAND'S TESTIMONY THAT NO CONVERSATION WAS TAKING PLACE IN MR. FREEMAN'S OFFICE DURING THE TIME THE THREE MEN WERE IN MR. SHELLHOUSE'S OFFICE. HAVING FOUND AND CONCLUDED THAT THE RESPONDENT DID NOT VIOLATE THE STATUTE AS ALLEGED, I RECOMMEND THAT THE FEDERAL LABOR RELATIONS AUTHORITY ISSUE THE FOLLOWING ORDER PURSUANT TO 5 C.F.R. 2423.29(C). ORDER ORDERED, THAT THE COMPLAINT IN CASE NO. 4-CA-566 IS DISMISSED. ALAN W. HEIFETZ ADMINISTRATIVE LAW JUDGE DATED: APRIL 10, 1981 WASHINGTON, D.C. --------------- FOOTNOTES: --------------- /1/ ALTHOUGH MR. DUKES AND MR. MCDUFFIE CLAIM THAT THEY MET FIRST IN A BREAK AREA AND THEN RETURNED TO MR. SANDS IN ORDER TO HAVE HIM OBTAIN THE 971 FILE, I CREDIT MR. SANDS VERSION THAT THEY IMMEDIATELY WENT TO MR. SHELLHOUSE'S OFFICE. MR. MCDUFFIE ALREADY KNEW ABOUT THE TWO INCIDENTS WHICH FORMED THE BASIS OF THE GRIEVANCE AND BEFORE HE WENT TO MR. SANDS, HE HAD TALKED FIRST TO BILLY M. JONES, ANOTHER UNION STEWARD, WHO ADVISED COPYING THE 971 VERBATIM. THEREFORE, THERE WAS NO NEED FOR HIM TO INVESTIGATE THE FACTS BEFORE SEEING THE 971. I CANNOT CREDIT MR. DUKES' TESTIMONY FOR REASONS DISCUSSED INFRA. I DO CREDIT MR. SANDS' TESTIMONY BASED ON HIS TOTAL RECOLLECTION OF EVENTS AND HIS DEMEANOR WHILE TESTIFYING. A "971" IS A SUPERVISOR'S PERSONAL RECORD OF AN EMPLOYEE. /2/ BILLY M. JONES WAS CALLED AS A REBUTTAL WITNESS. HE IS A UNION STEWARD WHO WORKS AT A LOCATION OPPOSITE MR. SHELLHOUSE'S OFFICE. HE SAW MR. MCDUFFIE AND MR. DUKES ENTER THE OFFICE BUT HE DID NOT SEE MR. SHELLHOUSE COME OUT. /3/ SEE, RUSSELL STOVER CANDIES, INC. V. N.L.R.B., 551 F.2D 204(8TH CIR. 1977). /4/ SEE, STEIN SEAL CO. V. N.L.R.B., 605 F.2D 703, 706,(3RD CIR. 1979). /5/ SEE, N.L.R.B. V. CRYSTAL TIRE COMPANY, 410 F.2D 916, 918,(8TH CIR. 1969). /6/ WHERE THIS TOOK PLACE BECAME AT ISSUE ONLY AFTER THE GENERAL COUNSEL RESTED. /7/ SAX V. N.L.R.B., 171 F.2D 769, 772-3(7TH CIR. 1948).