[ v06 p271 ]
06:0271(46)AR
The decision of the Authority follows:
6 FLRA No. 46 AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1760, AFL-CIO Union and DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE, OFFICE OF PROGRAM CENTERS OF THE SOCIAL SECURITY ADMINISTRATION Activity Case No. O-AR-140 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON AN EXCEPTION TO THE AWARD OF ARBITRATOR ERIC J. SCHMERTZ FILED BY THE UNION UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7122(A)). ACCORDING TO THE ARBITRATOR'S AWARD, THE DISPUTE IN THIS MATTER AROSE WHEN THE ACTIVITY IN AUGUST 1979 SUSPENDED THE GRIEVANT FOR TEN WORKING DAYS FOR VIOLATION OF A WORK RULE REQUIRING EMPLOYEES TO CALL IN ON DAYS THEY ARE TO BE ABSENT TO NOTIFY MANAGEMENT OF THE ABSENCE AND THE REASONS THEREFOR, AND TO SEEK LEAVE. THE GRIEVANT FILED A GRIEVANCE DISPUTING THE SUSPENSION AND THE GRIEVANCE WAS ULTIMATELY SUBMITTED TO ARBITRATION. THE PARTIES STIPULATED THE ISSUE BEFORE THE ARBITRATOR TO BE: WAS THE SUSPENSION OF (THE GRIEVANT) FOR TEN WORKING DAYS FOR JUST AND SUFFICIENT CAUSE AND TO PROMOTE THE EFFICIENCY OF THE SERVICE? IF NOT WHAT SHALL BE THE REMEDY? THE ARBITRATOR NOTED THAT THE GRIEVANT CLAIMED THAT SHE HAD NOT BEEN INFORMED OF THE RULE, THAT AT TIMES SHE EITHER CALLED IN OR HAD A MEMBER OF HER FAMILY DO SO FOR HER, AND THAT AT TIMES SHE WAS SO ILL WITH "SWOLLEN GLAND" THAT SHE WAS UNABLE TO SPEAK ON THE TELEPHONE. AFTER REVIEWING THE EVIDENCE BEFORE HIM, THE ARBITRATOR REJECTED THE GRIEVANT'S CONTENTIONS. INSTEAD, HE DETERMINED THAT THE GRIEVANT HAD BEEN REPEATEDLY INFORMED OF THE RULE, BOTH ORALLY AND IN WRITING, AND THAT THE ACTIVITY'S RECORD-KEEPING SYSTEM, WHICH SHOWED NO RECORD OF HER HAVING CALLED IN, WAS COMPLETE AND ACCURATE. FURTHER, IN THE ABSENCE OF EXPLICIT SUPPORTING MEDICAL EVIDENCE, THE ARBITRATOR REFUSED TO ACCEPT THE GRIEVANT'S CLAIM THAT HER "SWOLLEN GLAND" CONDITION MADE SPEAKING ON THE TELEPHONE IMPOSSIBLE. NOTING THAT THE GRIEVANT HAD BEEN PREVIOUSLY WARNED BOTH VERBALLY AND IN WRITING TO COMPLY WITH THE RULE, THE ARBITRATOR FOUND THAT A SUSPENSION WAS WARRANTED AND TEN WORKING DAYS WAS NOT EXCESSIVE. ACCORDINGLY, AS IN HIS AWARD, THE ARBITRATOR RULED: THE SUSPENSION OF (THE GRIEVANT) FOR TEN WORKING DAYS WAS FOR JUST AND SUFFICIENT CAUSE AND WAS TO PROMOTE THE EFFICIENCY OF THE SERVICE. THE UNION FILED AN EXCEPTION TO THE ARBITRATOR'S AWARD UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE /1/ AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS, 5 CFR PART 2425. THE AGENCY DID NOT FILE AN OPPOSITION. IN ITS EXCEPTION THE UNION CONTENDS THAT THE AWARD IS CONTRARY TO "APPROPRIATE RULES AND REGULATIONS." SPECIFICALLY, THE UNION CONTENDS THAT THE AWARD IS CONTRARY TO 5 CFR 752.202 CONCERNING ADVERSE ACTION PROCEDURES WHICH IS CITED BY THE UNION AS REQUIRING THAT THE DECISION TO TAKE AN ADVERSE ACTION AGAINST AN EMPLOYEE "SHALL BE MADE BY A HIGHER LEVEL OFFICIAL OF THE AGENCY, WHEN THERE IS ONE, THAN THE OFFICIAL WHO PROPOSED THE ADVERSE ACTION." THE UNION ALSO CONTENDS THAT THE AWARD IS CONTRARY TO AGENCY REGULATION, SPECIFICALLY "SSA INSTRUCTION 250-14, ISSUED JUNE 27, 1980," CONCERNING ADVERSE ACTIONS WHICH ARE DEFINED FOR PURPOSES OF THE INSTRUCTION TO INCLUDE ANY SUSPENSION REGARDLESS OF DURATION. THE INSTRUCTION STATES IN PART THAT THE "AUTHORITY TO SIGN THE DECISION NOTICE ON AN ADVERSE ACTION SHALL NOT BE EXERCISED BY AN OFFICIAL WHO HAS PARTICIPATED IN THE DECISION TO ISSUE THE ADVANCE NOTICE PROPOSING THE ADVERSE ACTION." THE UNION MAINTAINS THAT THE OFFICIAL WHO PROPOSED THE GRIEVANT'S SUSPENSION TESTIFIED AT THE ARBITRATION HEARING THAT SHE HAD DISCUSSED THE SUSPENSION WITH THE OFFICIAL WHO WAS THE DECIDING AUTHORITY AND THAT HE RECOMMENDED THAT SHE PROPOSE THE GRIEVANT'S SUSPENSION. THUS, THE UNION ARGUES THAT THE DECIDING AUTHORITY FOR THE GRIEVANT'S SUSPENSION PARTICIPATED IN THE DECISION TO PROPOSE THE GRIEVANT'S SUSPENSION IN VIOLATION OF 5 CFR 752.202 AND SSA INSTRUCTION 250-14. THE UNION CLAIMS THAT CONSEQUENTLY THE AWARD IS DEFICIENT BECAUSE IT SUSTAINS A SUSPENSION THAT IS CONTRARY TO APPLICABLE REGULATIONS. ALTHOUGH THE UNION'S EXCEPTION THAT THE AWARD IS CONTRARY TO "APPROPRIATE RULES AND REGULATIONS" STATES IN GENERAL TERMS A GROUND ON WHICH THE AUTHORITY WILL FIND AN ARBITRATION AWARD DEFICIENT UNDER SECTION 7122(A)(1) OF THE STATUTE, THE UNION HAS PROVIDED NO BASIS FOR FINDING THE AWARD DEFICIENT. AS TO THE UNION'S CONTENTION THAT THE AWARD IS CONTRARY TO 5 CFR 752.202, THE PROVISION CITED BY THE UNION IS FROM THE 1978 CODE OF FEDERAL REGULATIONS AND BY ITS OWN TERMS DID NOT APPLY TO SUSPENSIONS OF TEN WORKING DAYS. /2/ MOREOVER, THE REGULATIONS APPLICABLE TO THE GRIEVANT'S SUSPENSION IN AUGUST 1979, 5 CFR PART 752, SUBPARTS A-B(1979), HAD NO SUCH PROVISION. THEREFORE, THIS PART OF THE UNION'S EXCEPTION PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT. AS TO THE UNION'S CONTENTION THAT THE AWARD IS CONTRARY TO "SSA INSTRUCTION 250-14, ISSUED JUNE 27, 1980," THE UNION HAS NOT DEMONSTRATED HOW THE RELEVANT PROVISIONS OF THAT INSTRUCTION, ISSUED IN 1980, ARE IN ANY MANNER APPLICABLE TO THE GRIEVANT'S SUSPENSION IN 1979. THEREFORE, THIS PART OF THE UNION'S EXCEPTION LIKEWISE PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT UNDER THE STATUTE. /3/ CONSEQUENTLY, THE UNION'S EXCEPTION PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT UNDER 5 U.S.C. 7122(A) AND SECTION 2425.3 OF THE AUTHORITY'S RULES AND REGULATIONS. FOR THE FOREGOING REASONS AND PURSUANT TO SECTION 2425.4 OF THE AUTHORITY'S RULES AND REGULATIONS, THE ARBITRATOR'S AWARD IS SUSTAINED. ISSUED, WASHINGTON, D.C., JULY 15, 1981 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY CERTIFICATE OF SERVICE COPIES OF THE DECISION OF THE FLRA IN THE SUBJECT PROCEEDING HAVE THIS DAY BEEN MAILED TO THE PARTIES LISTED: MR. HERBERT COLLENDER PRESIDENT, LOCAL 1760 AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO P.O. BOX 626 CORONA-ELMHURST, NEW YORK 11373 MR. JULIAN BERGMAN LABOR RELATIONS SPECIALIST NORTHEASTERN PROGRAM SERVICE CENTER SOCIAL SECURITY ADMINISTRATION 96-05 HORACE HARDING EXPRESSWAY FLUSHING, NEW YORK 11368 --------------- FOOTNOTES: --------------- /1/ 5 U.S.C. 7122(A) PROVIDES: (A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE AUTHORITY AN EXCEPTION TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN AWARD RELATING TO A MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW THE AUTHORITY FINDS THAT THE AWARD IS DEFICIENT -- (1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION; OR (2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS; THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS CONCERNING THE AWARD AS IT CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR REGULATIONS. /2/ 5 CFR PART 752, SUBPART B(1978), AS RELEVANT HERE, APPLIED ONLY TO SUSPENSIONS FOR MORE THAN 30 DAYS. 5 CFR 752.201(B)(2). /3/ IN VIEW OF THIS DISPOSITION, IT IS UNNECESSARY FOR THE AUTHORITY TO DECIDE WHETHER THE SSA INSTRUCTION CONSTITUTES A RULE OR REGULATION WITHIN THE MEANING OF SECTION 7122(A)(1) OF THE STATUTE, OR WHETHER, IN FACT, THE AWARD IS CONTRARY TO THE INSTRUCTION.