[ v05 p754 ]
05:0754(99)AR
The decision of the Authority follows:
5 FLRA No. 99 DEPARTMENT OF THE ARMY, CORPS OF ENGINEERS, DETROIT DISTRICT Activity and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 830 Union Case No. 0-AR-37 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON AN EXCEPTION TO THE AWARD OF ARBITRATOR ELLIOT I. BEITNER FILED BY THE UNION UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7122(A)). ACCORDING TO THE ARBITRATOR'S AWARD, THE GRIEVANT, A WG-10 ELECTRICIAN, FILED A GRIEVANCE SEEKING COMPENSATION FOR TIME SPENT IN AN ON-CALL DUTY STATUS. THE ACTIVITY'S ON-CALL PROGRAM /1/ MAINTAINED A ROTATING LIST OF EMPLOYEES WHO WOULD BE AVAILABLE TO RESPOND TO EMERGENCY SERVICE NEEDS. WHEN IN AN ON-CALL STATUS, EMPLOYEES ARE NOT REQUIRED TO BE AT THEIR WORKSITE OR EVEN AT HOME. THEY MUST ONLY BE AVAILABLE TO BE CONTACTED BY TELEPHONE OR BY A BEEPING DEVICE AND BE ABLE TO RETURN TO DUTY TO RESPOND TO AN EMERGENCY CALL. IF THEY RESPOND TO SUCH A CALL, THEY ARE COMPENSATED FOR THE WORK PERFORMED. THE ARBITRATOR STATED THE RELEVANT ISSUE TO BE WHETHER THE ACTIVITY COULD SCHEDULE EMPLOYEES FOR ON-CALL DUTY STATUS WITHOUT COMPENSATING THEM AN ADDITIONAL AMOUNT FOR THAT STATUS AND WITH THE RIGHT TO DISCIPLINE THEM IF THEY REFUSE TO BE AVAILABLE FOR ON-CALL DUTY. THE ARBITRATOR DETERMINED THAT COMPENSATION FOR ON-CALL DUTY WAS PROHIBITED AND HE ADVISED THAT BECAUSE ON-CALL DUTY WAS NOT VOLUNTARY, IT WOULD BE "PERMISSIBLE FOR AN EMPLOYER TO DISCIPLINE AN EMPLOYEE FOR FAILURE TO RESPOND TO A CALL." ACCORDINGLY, AS HIS AWARD, THE ARBITRATOR FOUND THE GRIEVANCE "NON-MERITORIOUS." THE UNION HAS FILED AN EXCEPTION TO THE ARBITRATOR'S AWARD UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE /2/ AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS, 5 CFR PART 2425. /3/ THE AGENCY FILED AN OPPOSITION. IN ITS EXCEPTION TO THE AWARD, THE UNION CONTENDS THAT THE AWARD IS DEFICIENT BECAUSE IT IS CONTRARY TO LAW AND TO THE UNITED STATES CONSTITUTION. SPECIFICALLY, THE UNION ARGUES THAT THE ARBITRATOR'S FINDING THAT ON-CALL DUTY WAS NOT COMPENSABLE "VIOLATES THE FAIR LABOR STANDARDS ACT AND THE FEDERAL EMPLOYEES PAY ACT." THE UNION FURTHER ARGUES THAT IF THE AUTHORITY DOES NOT FIND THE ARBITRATOR'S DENIAL OF COMPENSATION TO BE DEFICIENT, THE ARBITRATOR'S ADVICE THAT DISCIPLINE WOULD BE PERMISSIBLE "COULD VIOLATE THE THIRTEENTH AMENDMENT TO THE CONSTITUTION OF THE UNITED STATES AND CHAPTER 61 OF TITLE V." WITH RESPECT TO THE UNION'S ASSERTION THAT THE ARBITRATOR'S FINDING THE ON-CALL DUTY WAS NOT COMPENSABLE IS CONTRARY TO THE FAIR LABOR STANDARDS ACT (FLSA) AND THE FEDERAL EMPLOYEES PAY ACT, THE UNION HAS PROVIDED NO BASIS ON WHICH TO FIND THE ARBITRATOR'S AWARD DEFICIENT UNDER THE STATUTE. THE UNION HAS NOT ESTABLISHED THAT THE PROVISIONS OF LAW IT HAS CITED PROVIDE A LEGAL ENTITLEMENT TO COMPENSATION IN THE CIRCUMSTANCES OF THIS CASE. TITLE 5 OF THE UNITED STATES CODE AS IT CONCERNS OVERTIME OF FEDERAL WAGE SYSTEM EMPLOYEES PROVIDES FOR OVERTIME COMPENSATION FOR EMPLOYEES IN AN ON-CALL STATUS ONLY WHEN THE EMPLOYEE "REGULARLY IS REQUIRED TO REMAIN AT OR WITHIN THE CONFINES OF HIS POST OF DUTY." 5 U.S.C. 5544(1976). LIKEWISE, FOR PURPOSES OF FLSA A FEDERAL EMPLOYEE WHO IS MERELY ON CALL IS NOT ON DUTY AND THE TIME SPENT ON SUCH DUTY IS NOT WORKTIME. /4/ THE ONLY CITATION OF AUTHORITY CITED BY THE UNION IS THE COURT OF CLAIMS' DECISION IN RAPP V. UNITED STATES, 340 F.2D 635 (CT. C1. 1964). HOWEVER, THAT DECISION PROVIDES NO SUPPORT FOR THE UNION'S ASSERTION. IN RAPP THE COURT EXPRESSLY HELD THAT ON-CALL DUTY TOURS PERFORMED BY FEDERAL EMPLOYEES IN THEIR OWN HOMES WERE NOT "HOURS OF WORK" WITHIN THE MEANING OF THE FEDERAL EMPLOYEES PAY ACT AND THAT ACCORDINGLY THE EMPLOYEES WERE NOT ENTITLED TO OVERTIME COMPENSATION FOR SUCH TOURS. THUS, BECAUSE THE GRIEVANT WAS NOT REQUIRED TO REMAIN "AT OR WITHIN THE CONFINES OF HIS POST OF DUTY" WHEN PERFORMING ON-CALL DUTY AND BECAUSE SUCH DUTY WAS NOT WORKTIME FOR PURPOSES OF FLSA, THE UNION HAS FAILED TO DEMONSTRATE THAT THE ARBITRATOR'S FINDING THAT SUCH DUTY WAS NOT COMPENSABLE IS CONTRARY TO FLSA OR THE FEDERAL EMPLOYEES' PAY ACT. WITH RESPECT TO THE UNION'S ASSERTION THAT THE ARBITRATOR'S ADVICE THAT DISCIPLINE WOULD BE PERMISSIBLE COULD VIOLATE CHAPTER 61 OF TITLE 5 OF THE UNITED STATES CODE, THE UNION PROVIDES NO BASIS FOR FINDING THE ARBITRATOR'S AWARD DEFICIENT UNDER THE STATUTE. THE UNION HAS NOT SHOWN IN WHAT MANNER THIS PART OF THE AWARD IS CONTRARY TO THAT CHAPTER OF TITLE 5 WHICH CONCERNS HOURS OF WORK OF FEDERAL EMPLOYEES AND, AS RELEVANT HERE, ONLY ESTABLISHES A BASIC ADMINISTRATIVE WORK WEEK. WITH RESPECT TO THE UNION'S ASSERTION THAT THE ARBITRATOR'S ADVICE THAT DISCIPLINE WOULD BE PERMISSIBLE COULD VIOLATE THE THIRTEENTH AMENDMENT, THE UNION SIMILARLY HAS PROVIDED NO BASIS FOR FINDING THE AWARD DEFICIENT. THE UNION HAS FAILED TO SHOW IN WHAT MANNER THIS AWARD VIOLATES THE THIRTEENTH AMENDMENT. /5/ IN TERMS OF THE AWARD, IT HAS BEEN NOTED THAT THE ARBITRATOR FOUND AS HIS AWARD THAT THE GRIEVANCE WAS "NON-MERITORIOUS." WHILE REJECTING THE GRIEVANCE CONCERNING THE ON-CALL DUTY PROGRAM, THE ARBITRATOR DID NOT ORDER THE GRIEVANT OR ANY OTHER EMPLOYEE DISCIPLINED. LIKEWISE, THE UNION DOES NOT CLAIM THAT THE ACTIVITY HAS CHOSEN OR WILL CHOOSE TO DISCIPLINE EMPLOYEES AS A RESULT OF THIS AWARD BY THE ARBITRATOR. INSTEAD, THE ONLY SUPPORT ADVANCED BY THE UNION FOR THIS ASSERTION IS PORTIONS OF A 1974 LETTER TO THE NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES FROM AN ASSISTANT GENERAL COUNSEL OF THE CIVIL SERVICE COMMISSION EXPRESSING HIS INDIVIDUAL PERSONAL VIEW AS TO WHETHER AN AGENCY COULD DISCIPLINE AN EMPLOYEE FOR REFUSING TO PERFORM ON-CALL DUTY WITHOUT COMPENSATION. WITHOUT CITATION OF AUTHORITY, HE ADVISED THAT "THE RIGHT INHERING IN THE FREEDOM WE CLAIM AS AMERICAN CITIZENS," WHICH RIGHT IS "RECOGNIZED IN THE THIRTEENTH AMENDMENT AND ELSEWHERE," CONSTITUTED A LEGAL IMPEDIMENT TO DISCIPLINE UNLESS THE ON-CALL DUTY WAS INHERENT IN THE EMPLOYEE'S POSITION. IN ADVANCING THIS AS ITS SOLE SUPPORT, HOWEVER, THE UNION HAS NOT ESTABLISHED IN TERMS OF THIS CASE THAT THE ON-CALL DUTY PERFORMED BY THE GRIEVANT, A WG-10 ELECTRICIAN, WAS NOT INHERENT IN HIS POSITION. MORE IMPORTANTLY, THE UNION HAS FAILED TO DEMONSTRATE IN THE CIRCUMSTANCES OF THIS CASE THE COMPULSION NECESSARY TO ESTABLISH A VIOLATION OF THE THIRTEENTH AMENDMENT WHICH ABOLISHES SLAVERY AND INVOLUNTARY SERVITUDE. /6/ CONSEQUENTLY, THE UNION HAS PROVIDED NO BASIS FOR FINDING THE ARBITRATOR'S AWARD CONTRARY TO THE U.S. CONSTITUTION. /7/ THEREFORE, THE UNION'S EXCEPTION PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT UNDER 5 U.S.C. 7122(A) AND SECTION 2425.3 OF THE AUTHORITY'S RULES AND REGULATIONS. ACCORDINGLY, FOR THE FOREGOING REASONS AND PURSUANT TO SECTION 2425.3 OF THE RULES AND REGULATIONS, THE ARBITRATOR'S AWARD IS SUSTAINED. ISSUED, WASHINGTON, D.C., MAY 29, 1981 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ ALTHOUGH THE ARBITRATOR TERMED THIS A "CALL-BACK PROGRAM," THE PROGRAM INVOLVED IN THIS CASE IS PROPERLY TERMED AN "ON-CALL" PROGRAM IN ACCORDANCE WITH SUBCHAPTER S8-4B(2) OF FPM SUPPLEMENT 532-1. /2/ 5 U.S.C. 7122(A) PROVIDES: (A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE AUTHORITY AN EXCEPTION TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN AWARD RELATING TO A MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW THE AUTHORITY FINDS THAT THE AWARD IS DEFICIENT-- (1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE OR REGULATIONS; OR (2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS; THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS CONCERNING THE AWARD AS IT CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR REGULATIONS. /3/ ALTHOUGH THE UNION'S EXCEPTION WAS FILED AT THE TIME THE AUTHORITY'S INTERIM RULES AND REGULATIONS WERE IN EFFECT, THE FINAL RULES AND REGULATIONS, 5 CFR PART 2425 (1980), ARE IDENTICAL TO THE INTERIM REGULATIONS. /4/ SEE FEDERAL PERSONNEL MANUAL LETTER 551-14, MAY 15, 1978. /5/ THE THIRTEENTH AMENDMENT PROVIDES: SECTION 1. NEITHER SLAVERY NOR INVOLUNTARY SERVITUDE, EXCEPT AS A PUNISHMENT FOR CRIME WHEREOF THE PARTY SHALL HAVE BEEN DULY CONVICTED, SHALL EXIST WITHIN THE UNITED STATES, OR ANY PLACE SUBJECT TO THEIR JURISDICTION. SECTION 2. CONGRESS SHALL HAVE POWER TO ENFORCE THIS ARTICLE BY APPROPRIATE LEGISLATION. /6/ A NECESSARY PREREQUISITE FOR AN EMPLOYEE IN PROVING A VIOLATION OF THE THIRTEENTH AMENDMENT IS A SHOWING OF COMPULSION OF CONTINUED EMPLOYMENT WITHOUT AN OPTION OF VOLUNTARILY QUITTING FURTHER EMPLOYMENT. E.G., FLOOD V. KUHN, 443 F.2D 264 (2D CIR. 1971), AFF'D ON OTHER GROUNDS 407 U.S. 258(1972). /7/ UNDER THE PROVISIONS OF SECTION 7105(I) OF THE STATUTE (5 U.S.C. 7105(I)), THE AUTHORITY REQUESTED AN ADVISORY OPINION FROM THE OFFICE OF PERSONNEL MANAGEMENT REGARDING THE PROVISIONS OF CIVIL SERVICE LAWS RELEVANT TO THIS CASE. OPM'S RESPONSE, TO WHICH THE PARTIES WERE AFFORDED THE OPPORTUNITY TO FILE COMMENTS, IS CONSISTENT WITH THE AUTHORITY'S INTERPRETATION OF CIVIL SERVICE LAWS IN THIS CASE.