[ v05 p617 ]
05:0617(86)NG
The decision of the Authority follows:
5 FLRA No. 86 AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 2955 Union and NATIONAL GUARD BUREAU, OFFICE OF THE ADJUTANT GENERAL, DES MOINES, IOWA Agency Case No. O-NG-206 DECISION AND ORDER ON NEGOTIABILITY ISSUE THE PETITION FOR REVIEW IN THIS CASE COMES BEFORE THE FEDERAL LABOR RELATIONS AUTHORITY (THE AUTHORITY) PURSUANT TO SECTION 7105(A)(2)(E) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE) (5 U.S.C. 7101 ET SEQ.). THE ISSUE PRESENTED IS THE NEGOTIABILITY OF THE FOLLOWING PROVISION WHICH WAS DISAPPROVED BY THE AGENCY HEAD PURSUANT TO REVIEW OF THE PARTIES' AGREEMENT UNDER SECTION 7114(C) OF THE STATUTE: /1/ PROVISION SECTION 4. APPEAL AND GRIEVANCE OPTIONS. ANY MATTER NOT EXPRESSLY EXCLUDED BY THIS ARTICLE MAY BE RAISED AT THE OPTION OF THE EMPLOYEE UNDER A STATUTORY APPELLATE PROCEDURE OR THE NEGOTIATED GRIEVANCE PROCEDURE, BUT NOT BOTH (EXCEPT FOR DISCRIMINATION COMPLAINTS). FOR THE PURPOSE OF THIS SECTION AND PURSUANT TO SECTION 7121(E)(1) OF THE ACT, AN EMPLOYEE SHALL BE DEEMED TO HAVE EXERCISED HIS OPTION UNDER THIS SECTION ONLY WHEN THE EMPLOYEE FILES A TIMELY NOTICE OF APPEAL UNDER THE APPELLATE PROCEDURE OR FILES A TIMELY GRIEVANCE IN WRITING UNDER THE NEGOTIATED GRIEVANCE PROCEDURE. QUESTION BEFORE THE AUTHORITY /2/ THE SPECIFIC QUESTION BEFORE THE AUTHORITY IS WHETHER THE PROVISION IS OUTSIDE THE DUTY TO BARGAIN AS SET FORTH IN SECTION 7117 OF THE STATUTE BECAUSE IT IS INCONSISTENT WITH LAW, I.E., SECTIONS 7121(A)(1), (D) AND (E) OF THE STATUTE /3/ AND SECTION 709(E) OF THE NATIONAL GUARD TECHNICIANS ACT OF 1968, /4/ AS ALLEGED BY THE AGENCY. OPINION CONCLUSION AND ORDER: THE DISPUTED PROVISION, AS WRITTEN, IS INCONSISTENT WITH SECTION 7121(A)(1) OF THE STATUTE AND IS, THEREFORE, NOT WITHIN THE DUTY TO BARGAIN. ACCORDINGLY, PURSUANT TO SECTION 2424.10 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2424.10, AS AMENDED BY 45 F.R. 48575(1980)), IT IS ORDERED THAT THE PETITION FOR REVIEW BE, AND IT HEREBY IS, DISMISSED. REASONS: THE AGENCY PRINCIPALLY CONTENDS THAT THE PROVISION IS NONNEGOTIABLE BECAUSE IT IS INCONSISTENT WITH THE EXCLUSIVITY REQUIREMENT OF SECTION 7121(A)(1) OF THE STATUE. SPECIFICALLY, THE AGENCY ASSERTS THAT THE FIRST SENTENCE OF THE PROVISION IS CLEARLY INCONSISTENT WITH THE STATUTORY REQUIREMENT THAT NEGOTIATED GRIEVANCE PROCEDURES, EXCEPT AS PROVIDED IN SECTION 7121(D) AND (E), " . . . BE THE EXCLUSIVE PROCEDURES FOR RESOLVING GRIEVANCES WHICH FALL WITHIN ITS COVERAGE." BY ITS PLAIN MEANING, THE AGENCY CONCLUDES, THE PROVISION WOULD IMPROPERLY PERMIT EMPLOYEES IN THE BARGAINING UNIT TO ELECT TO USE EITHER THE NEGOTIATED PROCEDURE OR A "STATUTORY APPELLATE PROCEDURE" TO RESOLVE ANY MATTER, NOT EXPRESSLY EXCLUDED FROM THE NEGOTIATED PROCEDURE, WHICH MAY OTHERWISE BE CONSIDERED UNDER A STATUTORY APPEALS PROCEDURE. THE UNION, ON THE OTHER HAND, ASSERTS THAT THE PROVISION DOES NOT "CONFER UPON EMPLOYEES ANY RIGHT UNDER A STATUTORY APPEAL PROCEDURE WHICH THAT PROCEDURE DOES NOT ALLOW IN THE FIRST PLACE." THE UNION ALSO STATES, "THE CONTRACT DOES NOT AUTHORIZE THE EMPLOYEE TO OPT FOR DUAL PROCESSING OF HIS COMPLAINT." SIMPLY STATED, WE FIND, IN AGREEMENT WITH THE AGENCY, THAT THE DISPUTED PROVISION PURPORTS TO GRANT TO BARGAINING UNIT EMPLOYEES THE OPTION TO CHOOSE EITHER THE NEGOTIATED GRIEVANCE PROCEDURE OR A STATUTORY PROCEDURE WITH RESPECT TO "ANY MATTER" COVERED BY THE GRIEVANCE PROCEDURE. THIS IS CLEARLY INCONSISTENT WITH SECTION 7121(A)(1) OF THE STATUTE WHICH PERMITS SUCH OPTION ONLY IN VERY LIMITED CIRCUMSTANCES: THAT IS, WHERE THE GRIEVANCE FALLS WITHIN THE COVERAGE OF EITHER SECTION 7121(D) OR (E) OF THE STATUTE. IN ALL OTHER SITUATIONS, NOTWITHSTANDING THE POSSIBLE EXISTENCE OF AN OTHERWISE APPLICABLE STATUTORY PROCEDURE, THE NEGOTIATED PROCEDURE MUST BE THE EXCLUSIVE PROCEDURE FOR RESOLVING GRIEVANCES WHICH FALL WITHIN ITS COVERAGE. THUS, THE PROVISION ON ITS FACE IS NOT WITHIN THE OBLIGATION TO BARGAIN UNDER SECTION 7117 OF THE STATUTE. /5/ WHILE THE LANGUAGE OF THE DISPUTED PROVISION IS CLEARLY INCONSISTENT WITH THE UNION'S STATED INTENT, THE LOCAL PARTIES MAY, OF COURSE, REVISE THE PROVISION TO COMPORT WITH THE OBJECTIVES DESCRIBED BY THE UNION IN THE RECORD OF THIS CASE. ISSUED, WASHINGTON, D.C., MAY 15, 1981 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ SECTION 7114(C) OF THE STATUTE PROVIDES, IN PERTINENT PART, AS FOLLOWS: SEC. 7114. REPRESENTATION RIGHTS AND DUTIES * * * * (C)(1) AN AGREEMENT BETWEEN ANY AGENCY AND AN EXCLUSIVE REPRESENTATIVE SHALL BE SUBJECT TO APPROVAL BY THE HEAD OF THE AGENCY. (2) THE HEAD OF THE AGENCY SHALL APPROVE THE AGREEMENT WITHIN 30 DAYS FROM THE DATE THE AGREEMENT IS EXECUTED IF THE AGREEMENT IS IN ACCORDANCE WITH THE PROVISIONS OF THIS CHAPTER AND ANY OTHER APPLICABLE LAW, RULE, OR REGULATION (UNLESS THE AGENCY HAS GRANTED AN EXCEPTION TO THE PROVISION). (3) IF THE HEAD OF THE AGENCY DOES NOT APPROVE OR DISAPPROVE THE AGREEMENT WITHIN THE 30-DAY PERIOD, THE AGREEMENT SHALL TAKE EFFECT AND SHALL BE BINDING ON THE AGENCY AND THE EXCLUSIVE REPRESENTATIVE SUBJECT TO THE PROVISIONS OF THIS CHAPTER AND ANY OTHER APPLICABLE LAW, RULE, OR REGULATION. /2/ THE AGENCY ALSO ASSERTED THE UNION'S PETITION FOR REVIEW WAS UNTIMELY FILED WITH THE AUTHORITY AND REQUESTED THAT THE PETITION BE DISMISSED. THE AGENCY'S ALLEGATION OF NON-NEGOTIABILITY, THE DATE OF SERVICE OF WHICH STARTS THE RUNNING OF THE TIME LIMIT FOR THE UNION'S PETITION UNDER SECTION 2424.3 OF THE AUTHORITY'S RULES AND REGULATIONS (5 CFR 2424.3), WAS MADE BY THE NATIONAL GUARD BUREAU (NGB) IN THE COURSE OF REVIEWING THE LOCALLY EXECUTED AGREEMENT UNDER THE PROVISIONS OF SECTION 7114(C) OF THE STATUTE. THE RECORD INDICATES THE ALLEGATION WAS CONTAINED IN A LETTER FORM THE NGB ADDRESSED TO THE ADJUTANT GENERAL, IOWA, ADVISING HIM OF THE NGB'S ALLEGATION OF NON-NEGOTIABILITY; THE AGENCY'S CLAIM THAT THE PETITION HEREIN IS UNTIMELY IS BASED ON THIS LETTER. HOWEVER, THE RECORD DOES NOT REVEAL HOW OR WHEN THE ALLEGATION WAS COMMUNICATED TO THE UNION. THUS, THE AGENCY HAS NOT ESTABLISHED ANY BASIS FOR FINDING THE UNION'S PETITION TO BE UNTIMELY FILED, AND ITS REQUEST TO DISMISS THE PETITION IS DENIED. /3/ SECTIONS 7121(A)(1), (D) AND (E) OF THE STATUTE PROVIDE, IN RELEVANT PART, AS FOLLOWS: SEC. 7121. GRIEVANCE PROCEDURES (A)(1) EXCEPT AS PROVIDED IN PARAGRAPH ( ) OF THIS SUBSECTION, ANY COLLECTIVE BARGAINING AGREEMENT SHALL PROVIDE PROCEDURES FOR THE SETTLEMENT OF GRIEVANCES, INCLUDING QUESTIONS OF ARBITRABILITY. EXCEPT AS PROVIDED IN SUBSECTIONS (D) AND (E) OF THIS SECTION, THE PROCEDURES SHALL BE THE EXCLUSIVE PROCEDURES FOR RESOLVING GRIEVANCES WHICH FALL WITHIN ITS COVERAGE. * * * * (D) AN AGGRIEVED EMPLOYEE AFFECTED BY A PROHIBITED PERSONNEL PRACTICE UNDER SECTION 2302(B)(1) OF THIS TITLE WHICH ALSO FALLS UNDER THE COVERAGE OF THE NEGOTIATED GRIEVANCE PROCEDURE MAY RAISE THE MATTER UNDER A STATUTORY PROCEDURE OR THE NEGOTIATED PROCEDURE, BUT NOT BOTH. AN EMPLOYEE SHALL BE DEEMED TO HAVE EXERCISED HIS OPTION UNDER THIS SUBSECTION TO RAISE THE MATTER UNDER EITHER A STATUTORY PROCEDURE OR THE NEGOTIATED PROCEDURE AT SUCH TIME AS THE EMPLOYEE TIMELY INITIATES AN ACTION UNDER THE APPLICABLE STATUTORY PROCEDURE OR TIMELY FILES A GRIEVANCE IN WRITING, IN ACCORDANCE WITH THE PROVISIONS OF THE PARTIES' NEGOTIATED PROCEDURE, WHICHEVER EVENT OCCURS FIRST . . . . (E)(1) MATTERS COVERED UNDER SECTIONS 4303 AND 7512 OF THIS TITLE WHICH ALSO FALL WITHIN THE COVERAGE OF THE NEGOTIATED GRIEVANCE PROCEDURE MAY, IN THE DISCRETION OF THE AGGRIEVED EMPLOYEE, BE RAISED EITHER UNDER THE APPELLATE PROCEDURES OF SECTION 7701 OF THE TITLE OR UNDER THE NEGOTIATED GRIEVANCE PROCEDURE, BUT NOT BOTH. SIMILAR MATTERS WHICH ARISE UNDER OTHER PERSONNEL SYSTEMS APPLICABLE TO EMPLOYEES COVERED BY THIS CHAPTER MAY, IN THE DISCRETION OF THE AGGRIEVED EMPLOYEE, BE RAISED EITHER UNDER THE APPELLATE PROCEDURES, IF ANY, APPLICABLE TO THOSE MATTERS, OR UNDER THE NEGOTIATED GRIEVANCE PROCEDURE, BUT NOT BOTH. AN EMPLOYEE SHALL BE DEEMED TO HAVE EXERCISED HIS OPTION UNDER THIS SUBSECTION TO RAISE A MATTER EITHER UNDER THE APPLICABLE APPELLATE PROCEDURES OR UNDER THE NEGOTIATED GRIEVANCE PROCEDURE AT SUCH TIME AS THE EMPLOYEE TIMELY FILES A NOTICE OF APPEAL UNDER THE APPLICABLE APPELLATE PROCEDURES OR TIMELY FILES A GRIEVANCE IN WRITING IN ACCORDANCE WITH THE PROVISIONS OF THE PARTIES' NEGOTIATED GRIEVANCE PROCEDURE, WHICHEVER EVENT OCCURS FIRST. /4/ SECTION 709(E) OF THE NATIONAL GUARD TECHNICIANS ACT OF 1968, 32 U.S.C. 709(E) PROVIDES, INTER ALIA, THAT APPEALS BY NATIONAL GUARD TECHNICIANS OF ADVERSE ACTIONS "SHALL NOT EXTEND BEYOND THE ADJUTANT GENERAL OF THE JURISDICTION CONCERNED(.)" /5/ IN VIEW OF OUR HOLDING IN THIS REGARD, WE NEED NOT REACH THE AGENCY'S ADDITIONAL CLAIM THAT THE PROVISION IS INCONSISTENT WITH SECTION 709(E) OF THE NATIONAL GUARD TECHNICIANS ACT OF 1968. HOWEVER, WE NOTE THAT THE IDENTICAL ISSUE WAS DECIDED DURING THE PENDENCY OF THIS CASE IN NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R12-132, AND CALIFORNIA NATIONAL GUARD, 5 FLRA NO. 25(1981). IN THAT CASE, WE HELD THAT A NEGOTIATED GRIEVANCE PROCEDURE WHICH INCLUDED WITHIN ITS COVERAGE APPEALS OF ADVERSE ACTIONS INVOLVING NATIONAL GUARD TECHNICIANS WAS NOT INCONSISTENT WITH SECTION 709(E) OF THE NATIONAL GUARD TECHNICIANS ACT OF 1968 AND WAS WITHIN THE AGENCY'S DUTY TO BARGAIN.