[ v05 p230 ]
05:0230(28)AR
The decision of the Authority follows:
5 FLRA No. 28 PORTSMOUTH NAVAL SHIPYARD Activity and FEDERAL EMPLOYEES METAL TRADES COUNCIL, AFL-CIO Union Case No. 0-AR-95 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON THE AGENCY'S EXCEPTION TO THE AWARD OF ARBITRATOR FRANCES BAIRSTOW FILED UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7122(A)). ACCORDING TO THE ARBITRATOR'S AWARD, THE GRIEVANT IS EMPLOYED BY THE ACTIVITY AS A RIGGER, BUT AS A QUALIFIED DIVER HE WAS ALSO ROUTINELY ASSIGNED TO DIVING DUTIES FOR WHICH HE RECEIVED PREMIUM PAY. DIVING DUTIES ACCOUNTED FOR APPROXIMATELY ONE-THIRD OF HIS WORKING TIME AND ONE-THIRD OF HIS ANNUAL PAY. THE DISPUTE IN THIS MATTER AROSE WHEN THE GRIEVANT WAS DISCIPLINED FOR AN INCIDENT THAT OCCURRED WHILE HE WAS PERFORMING DIVING DUTIES. THE GRIEVANT WAS CHARGED WITH VIOLATING SAFETY REGULATIONS BY SUGGESTING TO ANOTHER EMPLOYEE, WHO WAS NOT A QUALIFIED DIVER, THAT HE DIVE AND THEN ASSISTING THAT EMPLOYEE IN DIVING. AS DISCIPLINE, THE GRIEVANT WAS SUSPENDED FOR FIVE DAYS WITHOUT PAY WITH A REPORT OF THE INCIDENT PLACED IN HIS PERSONNEL FILE, AND HE WAS REMOVED FROM ALL FUTURE DIVING DUTIES. THE GRIEVANT FILED A GRIEVANCE CLAIMING THAT THE DISCIPLINE WAS IN VIOLATION OF THE PARTIES' COLLECTIVE BARGAINING AGREEMENT PROVISION THAT "(D)ISCIPLINARY ACTION SHALL BE TAKEN ONLY FOR JUST CAUSE." THE GRIEVANCE WAS SUBMITTED TO ARBITRATION WITH THE ISSUE STATED AS FOLLOWS: WAS THE GRIEVANT DISCIPLINED FOR JUST CAUSE AND IF NOT, WHAT IS A PROPER REMEDY? THE ARBITRATOR FOUND THAT THE GRIEVANT HAD ACTED IMPROPERLY DURING THE DIVING INCIDENT AND THAT HE HAD VIOLATED NORMAL DIVING SAFETY RULES. ACCORDINGLY, THE ARBITRATOR CONCLUDED THAT THE SUSPENSION FOR FIVE DAYS WITHOUT PAY AND THE PLACING OF A NEGATIVE REPORT IN THE GRIEVANT'S PERSONNEL FILE WAS REASONABLE PUNISHMENT FUTURE DIVING DUTIES, THE ARBITRATOR CONCLUDED THAT THIS PUNISHMENT WAS "MANIFESTLY UNFAIR AND FAIL(ED) TO SATISFY THE JUST CRITERION." SHE FOUND THAT THIS ONE INCIDENT WAS INCONCLUSIVE PROOF THAT THE GRIEVANT WAS UNSUITED TO PERFORM FURTHER DIVING ASSIGNMENTS AND THAT THE PUNISHMENT OF DEPRIVING HIM OF DIVING WORK AND ITS PREMIUM PAY IN PERPETUITY WAS EXCESSIVELY PUNITIVE. ACCORDINGLY, THE ARBITRATOR MADE THE FOLLOWING AWARD: THAT THE GRIEVANT OF (THE GRIEVANT) BE DISMISSED AS TO SUSPENSION AND LOSS OF FIVE DAYS PAY AND RETENTION OF THE NEGATIVE REPORT IN HIS PERSONNEL FILE. I FURTHER FIND THAT (THE GRIEVANT) SHOULD BE RESTORED TO DIVING DUTIES WITHIN THIRTY DAYS OF THE DATE OF THIS AWARD. THE AGENCY FILED AN EXCEPTION UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE /1/ AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS, 5 CFR PART 2425, TO THE LAST SENTENCE OF THE ARBITRATOR'S AWARD ORDERING THE GRIEVANT RESTORED TO DIVING DUTIES. THE UNION DID NOT FILE AN OPPOSITION. /2/ THE QUESTION BEFORE THE AUTHORITY IS WHETHER, ON THE BASIS OF THE AGENCY'S EXCEPTION, THE LAST SENTENCE OF THE ARBITRATOR'S AWARD IS DEFICIENT BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION, OR IS DEFICIENT OR OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS CASES. IN ITS EXCEPTION TO THE DISPUTED PORTION OF THE AWARD, THE AGENCY CONTENDS THAT IT IS CONTRARY TO LAW, SPECIFICALLY SECTION 7106(A)(2)(B) OF THE STATUTE. /3/ IN SUPPORT OF THIS EXCEPTION, THE AGENCY MAINTAINS THAT PURSUANT TO SECTION 7106(A)(2)(B), NOTHING, INCLUDING AN ARBITRATION AWARD, SHALL AFFECT THE AUTHORITY OF ANY MANAGEMENT OFFICIAL TO ASSIGN WORK. THE AGENCY STATES THAT THE AWARD REQUIRES THE ASSIGNMENT OF WORK, SPECIFICALLY DIVING DUTIES, TO THE GRIEVANT AND ARGUES THAT THE AWARD THEREFORE ELIMINATES THE DISCRETION IN THE ASSIGNMENT OF WORK THAT IS INHERENT IN SECTION 7106 OF THE STATUTE. THUS, THE AGENCY ASSERTS THAT THE AWARD IS DEFICIENT AS CONTRARY TO LAW. THE AGENCY'S EXCEPTION THAT THE ARBITRATOR'S AWARD IS CONTRARY TO LAW STATES A GROUND ON WHICH THE AUTHORITY WILL FIND AN ARBITRATOR'S AWARD DEFICIENT UNDER SECTION 7122(A)(1) OF THE STATUTE. HOWEVER, THE AGENCY HAS NOT DEMONSTRATED IN WHAT MANNER THE ARBITRATOR'S AWARD IS CONTRARY TO SECTION 7106(A)(2)(B) OF THE STATUTE BY INTERFERING WITH THE AGENCY'S RIGHT TO ASSIGN WORK. IN ESSENCE THE AGENCY'S ARGUMENT IN THIS CASE IS THAT, BY DIRECTING THAT THE GRIEVANT BE RESTORED TO DIVING DUTIES, THE AWARD INTERFERES WITH MANAGEMENT'S RIGHT TO DECIDE TO NO LONGER ASSIGN SUCH DUTIES TO THE GRIEVANT. HOWEVER, THIS ARGUMENT DISREGARDS THE FACT THAT THE ACTIVITY DECIDED TO NO LONGER ASSIGN THE GRIEVANT DIVING DUTIES SOLELY FOR PURPOSE OF DISCIPLINING HIM. THE AGENCY'S ARGUMENT FURTHER DISREGARDS THE FACT THAT IT HAS AGREED IN ITS COLLECTIVE BARGAINING AGREEMENT THAT IT WILL TAKE DISCIPLINARY ACTION ONLY FOR JUST CAUSE /4/ , WHICH THE ARBITRATOR FOUND TO BE LACKING IN THIS CASE WITH RESPECT TO THE REMOVAL OF THE GRIEVANT FROM FUTURE DIVING DUTIES. IN THESE CIRCUMSTANCES THE AGENCY HAS NOT SHOWN THAT THE AWARD IS CONTRARY TO SECTION 7106 OF THE STATUTE BY AFFECTING MANAGEMENT'S AUTHORITY TO ASSIGN WORK. AS HAS BEEN NOTED, THE AGENCY ACTED IN THIS CASE TO DISCIPLINE THE GRIEVANT BY, AMONG OTHER THINGS, REMOVING HIM FROM FUTURE DIVING DUTIES. THEREAFTER, WHEN THE GRIEVANCE WAS FILED AND ULTIMATELY SUBMITTED TO ARBITRATION, THE ARBITRATOR EVALUATED THAT DISCIPLINE IN ACCORDANCE WITH THE AGREEMENT PROVISION THAT DISCIPLINARY ACTION WOULD ONLY BE TAKEN FOR JUST CAUSE. THE ARBITRATOR CONCLUDED THAT THE PORTION OF THE DISCIPLINARY ACTION WHICH WOULD DEPRIVE THE GRIEVANT OF PREVIOUSLY ASSIGNED DIVING WORK "IN PERPETUITY" DID NOT MEET THE "JUST CAUSE" REQUIREMENTS OF THE AGREEMENT. AS A REMEDY THE ARBITRATOR, WHILE UPHOLDING THE OTHER DISCIPLINARY ACTIONS MANAGEMENT HAD IMPOSED, DIRECTED MANAGEMENT TO RESTORE THE GRIEVANT TO THE DIVING DUTIES WHICH HE HAD BEEN ROUTINELY ASSIGNED TO PERFORM BY THE ACTIVITY PRIOR TO THE DISPUTED DISCIPLINARY ACTION. THUS, THE AWARD SOLELY REPRESENTS A DETERMINATION ON A DISCIPLINARY MATTER AND IS ONLY CONCERNED WITH REMEDYING WHAT THE ARBITRATOR FOUND TO BE AN IMPROPER IMPOSITION OF DISCIPLINE BY THE ACTIVITY. THE AWARD HAS NOT BEEN SHOWN TO DIRECTLY CONCERN MANAGEMENT'S EXERCISE OF ITS RIGHT PURSUANT TO SECTION 7106 TO ASSIGN WORK. IN TERMS OF THIS CASE, THE AGENCY HAS NOT SHOWN THAT THE AWARD DIRECTS AN ASSIGNMENT OF DUTIES TO AN INDIVIDUAL WHOM THE ACTIVITY HAD NOT INITIALLY DETERMINED SHOULD BE ASSIGNED SUCH DUTIES AND TO WHOM SUCH DUTIES HAD NOT IN FACT BEEN ASSIGNED. INSTEAD, THE AWARD SIMPLY DIRECTS MANAGEMENT TO REINSTITUTE ITS PREVIOUS DECISION TO ASSIGN DIVING DUTIES TO THE GRIEVANT AFTER THE ARBITRATOR FOUND THAT TAKING SUCH DUTIES AWAY FROM THE GRIEVANT AS A DISCIPLINARY MEASURE DID NOT MEET THE "JUST CAUSE" REQUIREMENTS OF THE AGREEMENT. IN THESE CIRCUMSTANCES THE AGENCY HAS FAILED TO DEMONSTRATE THAT THE ARBITRATOR'S AWARD DIRECTLY INTERFERES WITH THE AGENCY'S BASIC RIGHT TO ASSIGN WORK UNDER SECTION 7106(A)(2)(B) OF THE STATUTE. THEREFORE, THE AGENCY'S EXCEPTION THAT THE AWARD IS CONTRARY TO LAW, SPECIFICALLY SECTION 7106(A)(2)(B) OF THE STATUTE, PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT UNDER 5 U.S.C. 7122(A) AND SECTION 2425.3 OF THE AUTHORITY'S RULES AND REGULATIONS. FOR THE FOREGOING REASONS AND, PURSUANT TO SECTION 2425.4 OF THE AUTHORITY'S RULES AND REGULATIONS, WE HEREBY SUSTAIN THE ARBITRATOR'S AWARD. ISSUED, WASHINGTON, D.C., FEBRUARY 24, 1981 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ 5 U.S.C. 7122(A) PROVIDES: (A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE AUTHORITY ON EXCEPTION TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN AWARD RELATING TO A MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW THE AUTHORITY FINDS THAT THE AWARD IS DEFICIENT-- (1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION; OR (2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS; THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS CONCERNING THE AWARD AS IT CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR REGULATIONS. /2/ THE SUBMISSION FILED BY THE GRIEVANT WAS NOT CONSIDERED BY THE AUTHORITY IN REACHING ITS DECISION HEREIN. /3/ 5 U.S.C. 7106 PERTINENTLY PROVIDES: SEC. 7106. MANAGEMENT RIGHTS (A) SUBJECT TO SUBSECTION (B) OF THIS SECTION, NOTHING IN THIS CHAPTER SHALL AFFECT THE AUTHORITY OF ANY MANAGEMENT OFFICIAL OF ANY AGENCY-- . . . . (2) IN ACCORDANCE WITH APPLICABLE LAWS-- . . . . (B) TO ASSIGN WORK . . . (.) /4/ 5 U.S.C. 7106(B)(3) PROVIDES: SEC. 7106. MANAGEMENT RIGHTS . . . . (B) NOTHING IN THIS SECTION SHALL PRECLUDE ANY AGENCY AND ANY LABOR ORGANIZATION FROM NEGOTIATING-- . . . . (3) APPROPRIATE ARRANGEMENTS FOR EMPLOYEES ADVERSELY AFFECTED BY THE EXERCISE OF ANY AUTHORITY UNDER THIS SECTION BY SUCH MANAGEMENT OFFICIALS. THUS, THE PARTIES' AGREEMENT PROVISION THAT "(D)ISCIPLINARY ACTION SHALL BE TAKEN ONLY FOR JUST CAUSE" WAS PROPERLY AGREED TO BY THE PARTIES AS AN APPROPRIATE ARRANGEMENT FOR EMPLOYEES ADVERSELY AFFECTED BY MANAGEMENT'S EXERCISE OF ITS AUTHORITY UNDER THE STATUTE TO DISCIPLINE EMPLOYEES. SEE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 32 AND OFFICE OF PERSONNEL MANAGEMENT, WASHINGTON, D.C., 3 FLRA NO. 120(1980) (WHEREIN THE AUTHORITY FOUND THAT A PROPOSAL PROVIDING A REQUIREMENT OF "FAIR AND EQUITABLE" BY WHICH PERFORMANCE STANDARDS MAY SUBSEQUENTLY BE EVALUATED IN A GRIEVANCE WHEN EMPLOYEES BELIEVE THEY HAVE BEEN ADVERSELY AFFECTED BY THE APPLICATION OF THE STANDARDS TO THEM WAS "WITHIN THE DUTY TO BARGAIN UNDER SECTION 7106(B)(3) OF THE STATUTE AS AN APPROPRIATE ARRANGEMENT FOR EMPLOYEES ADVERSELY AFFECTED BY MANAGEMENT'S AUTHORITY UNDER THE STATUTE . . . TO DISCIPLINE EMPLOYEES FOR UNACCEPTABLE PERFORMANCE." ID. AT 10-11 OF DECISION); SEE ALSO AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 1968 AND DEPARTMENT OF TRANSPORTATION SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION, MASSENA, NEW YORK, 5 FLRA NO. 14(1981) AT 8-13 OF DECISION.