[ v05 p60 ]
05:0060(11)AR
The decision of the Authority follows:
5 FLRA No. 11 U.S. DEPARTMENT OF LABOR Agency and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 644 Union Case No. 0-AR-41 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON AN EXCEPTION TO THE AWARD OF ARBITRATOR JOHN W. MAY FILED BY THE AGENCY UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7122(A)). ACCORDING TO THE ARBITRATOR, THE DISPUTE IN THIS MATTER INVOLVED A GRIEVANCE FILED BY THE UNION ALLEGING THAT THE GRIEVANT, A GS-7 SAFETY SPECIALIST, HAD BEEN PERFORMING WORK OF A HIGHER GRADE WITHOUT APPROPRIATE COMPENSATION IN VIOLATION OF ARTICLE 18 OF THE PARTIES' NEGOTIATED AGREEMENT WHICH PROVIDES FOR EQUAL PAY FOR EQUAL WORK. ULTIMATELY, THE GRIEVANCE AND A THRESHOLD ISSUE OF ITS ARBITRABILITY WERE SUBMITTED TO THE ARBITRATOR FOR HIS DETERMINATION. THE AGENCY CONTENDED BEFORE THE ARBITRATOR THAT THIS GRIEVANCE WAS IDENTICAL TO A PRIOR GRIEVANCE FILED BY THE GRIEVANT WHICH HAD BEEN FOUND TO BE NONGRIEVABLE AND NONARBITRABLE BECAUSE IT CONCERNED A CLASSIFICATION MATTER. WITH REGARD TO THE AFOREMENTIONED, THE AGENCY MAINTAINED THIS GRIEVANCE WAS LIKEWISE NONGRIEVABLE AND NONARBITRABLE. THE ARBITRATOR NOTED THAT IN THE EARLIER GRIEVANCE THE GRIEVANT HAD REQUESTED AN AUDIT OF THE WORK HE WAS ASSIGNED AND WAS PERFORMING. IN THE EARLIER GRIEVANCE, THE GRIEVANT HAD CLAIMED HE WAS ENTITLED TO RECLASSIFICATION OF HIS POSITION WITH BACKPAY. AS TO THE GRIEVANCE BEFORE HIM, THE ARBITRATOR NOTED THAT ALTHOUGH IT WAS BASED ON THE SAME ALLEGATION THAT THE GRIEVANT WAS ASSIGNED AND WAS PERFORMING WORK OF A HIGHER GRADE LEVEL, THE GRIEVANT IN THIS LATER-FILED MATTER HAD NOT REQUESTED A REVIEW OF THE CLASSIFICATION STATUS OF HIS POSITION. INSTEAD, THERE WAS A CLAIM FOR BACKPAY ON THE BASIS THAT THE GRIEVANT HAD BEEN ASSIGNED AND HAD PERFORMED HIGHER-GRADE WORK FOR A SIGNIFICANT PERIOD OF TIME WHICH ENTITLED THE GRIEVANT TO BE PAID FOR THIS PERIOD AT THE RATE OF PAY OF THE HIGHER GRADE LEVEL. THUS, THE ARBITRATOR VIEWED THIS GRIEVANCE AS PRESENTING THE ISSUE OF THE APPLICATION OF THE FACTUAL EVIDENCE TO ARTICLE 18 OF THE AGREEMENT AND NOT AS PRESENTING ANY ISSUE OF CLASSIFICATION. CONSEQUENTLY, THE ARBITRATOR CONCLUDED THE GRIEVANCE BEFORE HIM WAS NOT IDENTICAL TO THE EARLIER GRIEVANCE AND ACCORDINGLY RULED THAT IT WAS ARBITRABLE. HOWEVER, ON THE MERITS, HE FOUND NO VIOLATION OF THE AGREEMENT AND NO ENTITLEMENT TO BACKPAY AND THEREFORE HE DENIED THE GRIEVANCE. UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE /1/ AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS, 5 CFR PART 2425, /2/ THE AGENCY FILED AN EXCEPTION ONLY TO THAT PORTION OF THE ARBITRATOR'S AWARD FINDING THE GRIEVANCE ARBITRABLE. THE UNION FILED AN OPPOSITION. THE QUESTION BEFORE THE AUTHORITY IS WHETHER, ON THE BASIS OF THE AGENCY'S EXCEPTION, THAT PORTION OF THE ARBITRATOR'S AWARD IN DISPUTE IS DEFICIENT BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION, OR IS DEFICIENT ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS CASES. IN ITS EXCEPTION THE AGENCY CONTENDS THAT THE AWARD IS CONTRARY TO LAW, SPECIFICALLY SECTION 7103(A)(14)(B) /3/ AND SECTION 7135(B) /4/ OF THE STATUTE. IN SUPPORT OF THIS EXCEPTION, THE AGENCY'S POSITION WITH RESPECT TO SECTION 7103 IS ESSENTIALLY THAT THIS GRIEVANCE CONCERNS A CLASSIFICATION MATTER WHICH UNDER THE STATUTE MUST BE RESOLVED BY MEANS OF A CLASSIFICATION APPEAL IN ACCORDANCE WITH CHAPTER 51 AND CHAPTER 53 OF TITLE 5 OF THE UNITED STATES CODE. WITH RESPECT TO SECTION 7135(B), THE AGENCY APPEARS TO BE ARGUING THAT THIS GRIEVANCE IS IDENTICAL TO THE EARLIER GRIEVANCE WHICH WAS FOUND TO BE NONARBITRABLE AND ASSERTEDLY THAT DECISION GOVERNS UNDER SECTION 7135(B) OF THE STATUTE. THE AGENCY SIMILARLY ARGUES THAT THIS GRIEVANCE IS IDENTICAL TO THE EARLIER GRIEVANCE, THUS IT IS BARRED, BY MERGER WITH THE EARLIER GRIEVANCE, FROM RESOLUTION BY THE DOCTRINE OF RES JUDICATA. FOR THESE REASONS THE AGENCY CLAIMS THAT THE ARBITRATOR'S FINDING THAT THE GRIEVANCE WAS ARBITRABLE IS DEFICIENT. THE AGENCY'S EXCEPTION THAT THIS AWARD OF ARBITRABILITY IS CONTRARY TO LAW STATES A GROUND ON WHICH THE AUTHORITY WILL FIND AN AWARD DEFICIENT UNDER SECTION 7122(A)(1) OF THE STATUTE. HOWEVER, IN THIS CASE THE AGENCY DOES NOT DEMONSTRATE IN WHAT MANNER THE AWARD IS CONTRARY TO LAW. THE AGENCY HAS PREMISED ITS EXCEPTION ON THE ASSERTIONS THAT THIS GRIEVANCE CONCERNS A CLASSIFICATION MATTER AND IS IDENTICAL TO AN EARLIER GRIEVANCE, THE RESOLUTION OF WHICH CONTROLS. HOWEVER, AS WAS NOTED, THE ARBITRATOR SPECIFICALLY CONCLUDED THAT THIS GRIEVANCE DID NOT CONCERN A CLASSIFICATION MATTER AND WAS NOT IDENTICAL TO THE EARLIER GRIEVANCE. AS WAS ALSO NOTED, HE REASONED THAT ALTHOUGH THE ALLEGATION THAT THE GRIEVANT WAS PERFORMING HIGHER-GRADE WORK WAS THE SAME, THERE WAS NO REQUESTED REVIEW OF THE CLASSIFICATION OF THE GRIEVANT'S POSITION. INSTEAD, THERE WAS A CLAIM FOR BACKPAY ON THE BASIS THAT THE GRIEVANT HAS PERFORMED A SIGNIFICANT PORTION OF HIGHER GRADE WORK FOR A PERIOD OF TIME WHICH ENTITLED HIM TO BE PAID FOR THIS PERIOD AT THE RATE OF PAY OF THE HIGHER GRADE LEVEL. THUS, THE ARBITRATOR CONCLUDED THIS GRIEVANCE DID NOT CONCERN ANY MATTER OF CLASSIFICATION AND WAS NOT IDENTICAL TO THE EARLIER GRIEVANCE. IN ITS EXCEPTION THE AGENCY HAS FAILED TO DEMONSTRATE THAT, CONTRARY TO THE ARBITRATOR'S FINDING AND AWARD, THIS GRIEVANCE CONCERNED A CLASSIFICATION MATTER WHICH IS NONGRIEVABLE AND NONARBITRABLE UNDER THE STATUTE. ADDITIONALLY, THE AGENCY HAS FAILED TO DEMONSTRATE, CONTRARY TO THE ARBITRATOR'S SPECIFIC FINDING, THAT THE GRIEVANCES WERE IDENTICAL AND, FURTHER, IN WHAT MANNER THE RESOLUTION OF THE EARLIER GRIEVANCE IS RES JUDICATA AND CONTROLLING UNDER SECTION 7135(B) OF THE STATUTE. MOREOVER, TO THE EXTENT THESE ASSERTIONS ARE PREMISED ON THE GRIEVANCES BEING IDENTICAL, THEY CONSTITUTE DISAGREEMENT WITH THE ARBITRATOR'S FINDING OF FACT TO THE CONTRARY AND WITH HIS REASONING AND CONCLUSION THAT THE RESOLUTION OF THE EARLIER GRIEVANCE DID NOT CONTROL. SUCH ASSERTIONS PROVIDE NO BASIS FOR FINDING THE AWARD DEFICIENT. AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, NATIONAL BORDER PATROL COUNCIL AND U.S. IMMIGRATION AND NATURALIZATION SERVICE, SOUTHERN REGION, DALLAS, TEXAS, 3 FLRA NO. 87(1980). THEREFORE, THE AGENCY'S EXCEPTION PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT UNDER 5 U.S.C. 7122(A) AND SECTION 2425.3 OF THE AUTHORITY'S RULES AND REGULATIONS. FOR THE FOREGOING REASONS AND PURSUANT TO SECTION 2425.4 OF THE AUTHORITY'S RULES AND REGULATIONS, THE ARBITRATOR'S AWARD IS SUSTAINED. ISSUED, WASHINGTON, D.C., FEBRUARY 4, 1981 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ 5 U.S.C. 7122(A) PROVIDES: (A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE AUTHORITY AN EXCEPTION TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN AWARD RELATING TO A MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW THE AUTHORITY FINDS THAT THE AWARD IS DEFICIENT-- (1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION; OR (2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS; THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS CONCERNING THE AWARD AS IT CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR REGULATIONS. /2/ ALTHOUGH THE AGENCY'S EXCEPTIONS WERE FILED AT THE TIME THE AUTHORITY'S INTERIM RULES AND REGULATIONS WERE IN EFFECT, THE FINAL RULES AND REGULATIONS, 5 CFR PART 2425(1980), ARE IDENTICAL TO THE INTERIM REGULATIONS. /3/ 5 U.S.C. 7103(A)(14)(B) PROVIDES: (14) "CONDITIONS OF EMPLOYMENT" MEANS PERSONNEL POLICIES, PRACTICES, AND MATTERS, WHETHER ESTABLISHED BY RULE, REGULATION, OR OTHERWISE, AFFECTING WORKING CONDITIONS, EXCEPT THAT SUCH TERM DOES NOT INCLUDE POLICIES, PRACTICES, AND MATTERS-- * * * * (B) RELATING TO THE CLASSIFICATION OF ANY POSITION(.) /4/ 5 U.S.C. 7135(B) PROVIDES: (B) POLICIES, REGULATIONS, AND PROCEDURES ESTABLISHED UNDER AND DECISIONS ISSUED UNDER EXECUTIVE ORDERS 11491, 11616, 11636, 11787, AND 11838, OR UNDER ANY OTHER EXECUTIVE ORDER, AS IN EFFECT ON THE EFFECTIVE DATE OF THIS CHAPTER, SHALL REMAIN IN FULL FORCE AND EFFECT UNTIL REVISED OR REVOKED BY THE PRESIDENT, OR UNLESS SUPERSEDED BY SPECIFIC PROVISIONS OF THIS CHAPTER OR BY REGULATIONS OR DECISIONS ISSUED PURSUANT TO THIS CHAPTER.