[ v05 p28 ]
05:0028(4)CU
The decision of the Authority follows:
5 FLRA No. 4 FEDERAL MEDIATION AND CONCILIATION SERVICE Activity and NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R3-118 Labor Organization/Petitioner Case No. 3-CU-39 DECISION AND ORDER CLARIFYING UNIT UPON A PETITION DULY FILED WITH THE FEDERAL LABOR RELATIONS AUTHORITY UNDER SECTION 7111(B)(2) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, 5 U.S.C. 7101-7135, A HEARING WAS HELD BEFORE A HEARING OFFICER OF THE AUTHORITY. THE AUTHORITY HAS REVIEWED THE HEARING OFFICER'S RULINGS MADE AT THE HEARING AND FINDS THAT THEY ARE FREE FROM PREJUDICIAL ERROR. THE RULINGS ARE HEREBY AFFIRMED. UPON THE ENTIRE RECORD IN THIS CASE, INCLUDING THE BRIEFS FILED BY THE ACTIVITY AND THE NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R3-118 (HEREINAFTER NAGE), THE AUTHORITY FINDS: THE PETITIONER, NAGE, SEEKS TO CLARIFY AN EXISTING EXCLUSIVELY RECOGNIZED UNIT OF ALL NON-SUPERVISORY, NON-PROFESSIONAL EMPLOYEES OF THE FEDERAL MEDIATION AND CONCILIATION SERVICE NATIONAL OFFICE /1/ TO INCLUDE ALL TEMPORARY EMPLOYEES AND THE INCUMBENTS OF SEVERAL DISPUTED SECRETARIAL POSITIONS. THE ACTIVITY CONTENDS THAT THE TEMPORARY EMPLOYEES SHOULD BE EXCLUDED BECAUSE THEY DO NOT HAVE A REASONABLE EXPECTANCY OF CONTINUED EMPLOYMENT AND DO NOT SHARE A COMMUNITY OF INTEREST WITH THE REST OF THE BARGAINING UNIT. THE ACTIVITY FURTHER CONTENDS THAT THE EMPLOYEES IN THE RESPECTIVE CLASSIFICATIONS OF SECRETARY (STENOGRAPHY), GS-318-07, IN THE DIVISION OF ADMINISTRATIVE SERVICES; SECRETARY (STENOGRAPHY), GS-318-07, IN THE DIVISION OF BUDGET AND FINANCIAL MANAGEMENT; SECRETARY (STENOGRAPHY), GS-318-09, IN THE OFFICE OF THE DIRECTOR; AND SECRETARY (TYPING), GS-318-07, IN THE OFFICE OF GENERAL COUNSEL, SHOULD BE EXCLUDED FROM THE UNIT AS CONFIDENTIAL EMPLOYEES. THESE TWO ISSUES ARE DISCUSSED SEPARATELY BELOW. THE TEMPORARY EMPLOYEES OF THE EIGHT TEMPORARY EMPLOYEES IN THE NATIONAL OFFICE OF FMCS AS OF JUNE 30, 1980, THE STATUS OF ONLY FOUR ARE PRESENTLY AT ISSUE INASMUCH AS THE RECORD INDICATES THAT THE PARTIES STIPULATED THAT THREE OF THESE INDIVIDUALS BE EXCLUDED FROM THE UNIT, /2/ AND SINCE THE DATE OF THE HEARING, A FOURTH INDIVIDUAL EMPLOYED UNDER A ONE-YEAR TEMPORARY APPOINTMENT HAS LEFT THE ACTIVITY AND HAS NOT BEEN REPLACED. THE FOUR TEMPORARY EMPLOYEES INVOLVED HEREIN ARE ALICE MILLER, WHO WAS HIRED UNDER A ONE-YEAR TEMPORARY APPOINTMENT; JOHN COLE AND MARCIA WHITBY, WHO WERE HIRED ONLY FOR THE SUMMER; AND CALLISTA BESSELLIEU, A SUMMER AIDE WHO WAS HIRED THROUGH A SPECIAL DISTRICT OF COLUMBIA SCHOOL PROGRAM. MILLER IS A GS-2 CLERK-TYPIST. SHE OPERATES AS A "FLOATER", WORKING WHEREVER SHE MAY BE NEEDED DUE TO A HEAVY WORK LOAD IN A PARTICULAR AREA OR AN EMPLOYEE'S ABSENCE ON VACATION. WHILE MILLER IS TECHNICALLY UNDER THE SUPERVISION OF THE DIRECTOR OF PERSONNEL, SHE IS DIRECTLY SUPERVISED BY THE SUPERVISOR OF THE SECTION WHERE SHE HAPPENS TO BE WORKING. SHE DOES PRIMARILY THE SAME WORK AS THE ACTIVITY'S OTHER CLERK-TYPISTS AND RECEIVES BOTH ANNUAL AND SICK LEAVE, BUT IS NOT ENTITLED TO HEALTH INSURANCE, LIFE INSURANCE, OR RETIREMENT BENEFITS. THE RECORD REFLECTS THAT MILLER HAS NEVER DISCUSSED THE POSSIBILITY OF PERMANENT EMPLOYMENT AT THE ACTIVITY, AND HAS RECEIVED NO PROMISE CONCERNING CONTINUED EMPLOYMENT BEYOND HER ONE YEAR APPOINTMENT. THE UNDISPUTED TESTIMONY FURTHER INDICATES THAT THERE IS VERY LITTLE PROSPECT OF HER BECOMING A PERMANENT EMPLOYEE, OR FOR HER REAPPOINTMENT AS A TEMPORARY EMPLOYEE. THE TWO SUMMER TEMPORARIES, JOHN COLE AND MARCIA WHITBY, ARE BOTH IN CLERK-TYPIST POSITIONS. DURING THE REST OF THE YEAR THEY ARE FULL-TIME STUDENTS AT THE UNIVERSITY LEVEL, AND THERE IS NO EVIDENCE IN THE RECORD THAT THEY HAVE AN INTEREST IN PERMANENT EMPLOYMENT. WHILE BOTH HAVE WORKED FOR THE ACTIVITY PREVIOUSLY DURING THE SUMMER, NO PROMISE WAS EVER MADE TO THEM OF EMPLOYMENT FOR THE FOLLOWING SUMMER AND BOTH HAD TO SUBMIT NEW APPLICATIONS FOR EMPLOYMENT. IN THE COURSE OF THEIR EMPLOYMENT, THEY DO PRIMARILY THE SAME WORK AS THE OTHER EMPLOYEES IN THE SECTION WHERE THEY ARE ASSIGNED. HOWEVER, UNLIKE THE OTHER EMPLOYEES, THEY RECEIVE NO ANNUAL OR SICK LEAVE AND NO LIFE INSURANCE OR HEALTH BENEFITS. THE SUMMER AIDE, CALLISTA BESSELLIEU, WAS HIRED THROUGH A SPECIAL DISTRICT OF COLUMBIA SCHOOL PROGRAM IN WHICH STUDENTS ARE PLACED IN JOBS DURING THE SUMMERS. SHE IS PAID A MINIMUM WAGE AND DOES NOT HAVE A GS RATING. THIS POSITION IS FILLED EACH SUMMER, AND THERE IS NO INDICATION THAT BESSELIEU WOULD HAVE ANY EXPECTATION OF GETTING THE JOB FOR THE FOLLOWING SUMMER. UNDER THESE CIRCUMSTANCES, THE AUTHORITY FINDS THAT NONE OF THE ACTIVITY'S FOUR TEMPORARY EMPLOYEES AT ISSUE HEREIN SHOULD BE INCLUDED WITHIN THE UNIT SOUGHT TO BE CLARIFIED. ALTHOUGH THE RECORD ESTABLISHES THAT THE GENERAL WORKING CONDITIONS FOR ALL EMPLOYEES OF THE ACTIVITY ARE SIMILAR, IT ALSO CLEARLY INDICATES THAT THE TEMPORARY EMPLOYEES AT ISSUE WERE HIRED FOR A SPECIFIC PERIOD AND HAVE NO REASONABLE EXPECTATION OF CONTINUED EMPLOYMENT BEYOND THAT PERIOD. ACCORDINGLY, THE AUTHORITY FINDS, IN THE CIRCUMSTANCES OF THIS CASE, THAT THE TEMPORARY EMPLOYEES AT ISSUE ARE EXCLUDED FROM THE CERTIFIED BARGAINING UNIT WHICH SPECIFICALLY EXCLUDES "TEMPORARY EMPLOYEES WITH NO REASONABLE EXPECTANCY OF CONTINUED EMPLOYMENT." THE CONFIDENTIAL EMPLOYEES AS PREVIOUSLY STATED, THE ACTIVITY ALLEGES THAT FOUR EMPLOYEES SHOULD BE EXCLUDED FROM THE BARGAINING UNIT AS CONFIDENTIAL EMPLOYEES. /3/ SECTION 7112(B)(2) OF THE STATUTE PROVIDES THAT A UNIT WILL NOT BE APPROPRIATE FOR LABOR ORGANIZATION REPRESENTATION IF IT INCLUDES A CONFIDENTIAL EMPLOYEE. SECTION 7103(A)(13) OF THE STATUTE DEFINES A "CONFIDENTIAL EMPLOYEE" AS ONE "WHO ACTS IN A CONFIDENTIAL CAPACITY WITH RESPECT TO AN INDIVIDUAL WHO FORMULATES OR EFFECTUATES MANAGEMENT POLICIES IN THE FIELD OF LABOR-MANAGEMENT RELATIONS." THE ISSUE PRESENTED IN EACH OF THE FOUR INSTANCES HEREIN IS WHETHER THE EMPLOYEE IN DISPUTE ACTS IN A CONFIDENTIAL CAPACITY TO AN INDIVIDUAL WHO FORMULATES OR EFFECTUATES MANAGEMENT POLICIES IN THE FIELD OF LABOR-MANAGEMENT RELATIONS, AND IF SO, WHETHER THE EMPLOYEE ACTS IN A CONFIDENTIAL CAPACITY TO SUCH INDIVIDUAL WHEN THE LATTER IS PERFORMING DUTIES IN THE FIELD OF LABOR-MANAGEMENT RELATIONS. SEE RED RIVER ARMY DEPOT, TEXARKANA, TEXAS, 2 FLRA NO. 82(1980). MARIE GALLAGHER OCCUPIES THE POSITION OF SECRETARY (STENOGRAPHY), GS-318-07, IN THE DIVISION OF ADMINISTRATIVE SERVICES, AND IS SECRETARY TO THE HEAD OF THE DIVISION OF ADMINISTRATIVE SERVICES, DAN FUNKHOUSER. FUNKHOUSER, APART FROM HIS OTHER DUTIES IN SUPERVISING HIS DIVISION, IS ONE OF THE THREE MEMBERS OF THE MANAGEMENT NEGOTIATING TEAM WHICH IS CURRENTLY INVOLVED IN CONTRACTUAL NEGOTIATIONS WITH THE PETITIONER, NAGE. GALLAGHER'S DUTIES INVOLVE OPENING AND LOGGING INCOMING MAIL; FILING; PREPARING RESPONSES TO CORRESPONDENCE; HANDLING PROBLEMS WITHIN THE BUILDING; AND HANDLING LEAVE FOR THE DIVISION EMPLOYEES. DURING THE COURSE OF HER WORK SHE TYPES BARGAINING PROPOSALS FOR FUNKHOUSER, TRANSCRIBES NOTES HE WAS TAKEN AT BARGAINING SESSIONS, AND MAINTAINS A "BARGAINING BOOK" WHICH KEEPS TRACK OF WHAT HAS TAKEN PLACE AT PREVIOUS BARGAINING SESSIONS AND WHAT MANAGEMENT STRATEGY WILL BE USED AT FUTURE BARGAINING SESSIONS. BASED ON THE FOREGOING, THE AUTHORITY FINDS THAT MARIE GALLAGHER, SECRETARY (STENOGRAPHY), GS-318-07, DIVISION OF ADMINISTRATIVE SERVICES, ACTS IN A CONFIDENTIAL CAPACITY TO AN INDIVIDUAL WHO IS INVOLVED IN THE FORMULATION AND EFFECTUATION OF MANAGEMENT POLICIES IN THE FIELD OF LABOR-MANAGEMENT RELATIONS. ACCORDINGLY, THE AUTHORITY SHALL EXCLUDE THE EMPLOYEE FROM THE CERTIFIED UNIT REPRESENTED BY NAGE, INASMUCH AS SHE IS A CONFIDENTIAL EMPLOYEE WITHIN THE MEANING OF SECTION 7103(A)(13) OF THE STATUTE. JEAN KUEBBELER HOLDS THE POSITION OF SECRETARY (STENOGRAPHY), GS-318-07, DIVISION OF BUDGET AND FINANCE, AND IS ONE OF THE TWO SECRETARIES IN THAT DIVISION. IN THE COURSE OF HER DUTIES, KUEBBELER DOES MOST OF THE TYPING FOR THE ASSISTANT DIRECTOR FOR BUDGET AND FINANCE, RICHARD LAULOR, WHO IS THE HEAD OF THE BUDGET AND FINANCE DIVISION. LAULOR'S DUTIES INVOLVE THE SUPERVISION OF HIS DIVISION. IN THAT CAPACITY, HOWEVER, LAULOR TESTIFIED THAT HE PLAYS LITTLE PART IN LABOR-MANAGEMENT RELATIONS WITHIN THE FMCS. KUEBBELER'S DUTIES INCLUDE LOGGING IN MAIL; TYPING CORRESPONDENCE; TYPING THE BUDGET; AND TYPING FOR THE OTHER EMPLOYEES IN THE DIVISION. BASED ON THE FOREGOING, THE AUTHORITY FINDS THAT JEAN KUEBBELER, SECRETARY (STENOGRAPHY), GS-318-07, DIVISION OF BUDGET AND FINANCE, IS NOT A CONFIDENTIAL EMPLOYEE WITHIN THE MEANING OF SECTION 7103(A)(13) OF THE STATUTE. ALTHOUGH KUEBBELER MAY SERVE GENERALLY IN A CONFIDENTIAL CAPACITY TO THE HEAD OF THE BUDGET AND FINANCE DIVISION, THE LATTER IS NOT INVOLVED IN THE FORMULATION AND EFFECTUATION OF MANAGEMENT POLICIES IN THE FIELD OF LABOR-MANAGEMENT RELATIONS. ACCORDINGLY, KUEBBELER IS PROPERLY INCLUDED IN THE CERTIFIED UNIT. SANDRA SROKA OCCUPIES THE POSITION OF SECRETARY (STENOGRAPHY), GS-318-09, IN THE OFFICE OF THE DIRECTOR, AND SERVES AS SECRETARY TO BOTH THE DIRECTOR'S EXECUTIVE ASSISTANT AND SPECIAL ASSISTANT AS WELL AS BACK-UP TO THE DIRECTOR'S PERSONAL SECRETARY. SROKA'S PRIMARY FUNCTION IS TO LOG IN THE DIRECTOR'S MAIL, FORWARD IT TO THE APPROPRIATE PLACE FOR RESPONSE, AND PROOFREAD AND LOG OUT RESPONSES. SHE ALSO READS ALL MAIL ADDRESSED TO THE DIRECTOR AND PROOFREADS THE RESPONSES. SROKA TESTIFIED THAT SHE HAS READ CORRESPONDENCE ON TWO GRIEVANCES, AN EEO COMPLAINT, SEVERAL COMPLAINTS TO THE MERIT SYSTEMS PROTECTION BOARD, FOUR OR FIVE UNFAIR LABOR PRACTICE CHARGES, AND SEVERAL AGENCY RESPONSES. THE RECORD INDICATES THAT WHILE SROKA DOES HAVE ACCESS TO CERTAIN PERSONNEL OR LABOR RELATIONS MATERIAL, MERE ACCESS TO SUCH MATERIAL DOES NOT WARRANT THE EXCLUSION OF AN EMPLOYEE FROM AN EXCLUSIVELY RECOGNIZED UNIT. SEE U.S. ARMY COMMUNICATIONS SYSTEMS AGENCY, FORT MONMOUTH, NEW JERSEY, 4 FLRA NO. 83(1980). FURTHER, SHE DOES NOT OTHERWISE ACT IN A CONFIDENTIAL CAPACITY TO AN INDIVIDUAL WHO FORMULATES OR EFFECTUATES MANAGEMENT POLICIES IN THE FIELD OF LABOR-MANAGEMENT RELATIONS. BASED ON THE FOREGOING, THE AUTHORITY FINDS THAT SANDRA SROKA, SECRETARY (STENOGRAPHY), GS-318-09, OFFICE OF THE DIRECTOR, IS NOT A CONFIDENTIAL EMPLOYEE WITHIN THE MEANING OF SECTION 7103(A)(13) OF THE STATUTE. ACCORDINGLY, SHE IS PROPERLY INCLUDED IN THE CERTIFIED UNIT. VICKY NIEMI HOLDS THE POSITION OF SECRETARY (TYPING), GS-318-07, IN THE OFFICE OF GENERAL COUNSEL, AND IS SECRETARY TO THE ASSOCIATE GENERAL COUNSEL. NIEMI PERFORMS SECRETARIAL DUTIES FOR THE ASSOCIATE GENERAL COUNSEL AND FOR TWO ASSISTANT GENERAL COUNSEL. IN THE COURSE OF HER DUTIES SHE TYPES BRIEFS, AFFIDAVITS, CORRESPONDENCE AND RESPONSES IN BOTH UNFAIR LABOR PRACTICE AND EEO COMPLAINT PROCEEDINGS INVOLVING THE FMCS. SHE ALSO ASSISTS IN PREPARING FOR HEARINGS AND TRIALS INVOLVING, AMONG OTHER THINGS, UNFAIR LABOR PRACTICE COMPLAINTS AND REPRESENTATION ISSUES. NIEMI ALSO TYPES MEMORANDA AND CORRESPONDENCE FOR THE ASSISTANT GENERAL COUNSEL WHO SERVES AS CHIEF OF THE MANAGEMENT NEGOTIATING TEAM AND CHIEF LABOR RELATIONS REPRESENTATIVE FOR THE FMCS. IN THIS CONNECTION, NIEMI HAS ASSEMBLED THE CHIEF NEGOTIATOR'S BARGAINING BOOK, DISTRIBUTED DRAFTS OF MANAGEMENT PROPOSALS TO OTHER MEMBERS OF THE NEGOTIATING TEAM, AND RETYPED THE PROPOSALS TO INCORPORATE THEIR COMMENTS. SHE ALSO HAS TYPED MEMORANDA TO MANAGEMENT OFFICIALS ON THE STATUS OF NEGOTIATIONS, AND IS THE ONLY PERSON OTHER THAN THE CHIEF NEGOTIATOR WHO HAS A KEY TO THE FILE CABINET WHERE THE BARGAINING MATERIAL IS KEPT. BASED ON THE FOREGOING, THE AUTHORITY FINDS THAT VICKY NIEMI, SECRETARY (TYPING), GS-318-07, OFFICE OF GENERAL COUNSEL, SERVES IN A CONFIDENTIAL CAPACITY TO AN INDIVIDUAL WHO IS INVOLVED IN THE FORMULATION AND EFFECTUATION OF MANAGEMENT POLICIES IN THE FIELD OF LABOR-MANAGEMENT RELATIONS. ACCORDINGLY, THE AUTHORITY SHALL EXCLUDE THE EMPLOYEE FROM THE CERTIFIED UNIT INASMUCH AS SHE IS A CONFIDENTIAL EMPLOYEE WITHIN THE MEANING OF SECTION 7103(A)(13) OF THE STATUTE. ORDER IT IS HEREBY ORDERED THAT THE UNIT SOUGHT TO BE CLARIFIED, IN WHICH THE NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R3-118, WAS CERTIFIED AS THE EXCLUSIVE REPRESENTATIVE ON NOVEMBER 19, 1979, BE AND HEREBY IS, CLARIFIED BY INCLUDING IN SAID UNIT THE POSITIONS OF SECRETARY (STENOGRAPHY), GS-318-07, DIVISION OF BUDGET AND FINANCE, AND SECRETARY (STENOGRAPHY), GS-318-09, OFFICE OF THE DIRECTOR, BUT EXCLUDING FROM SAID UNIT THE FOUR TEMPORARY EMPLOYEES INVOLVED HEREIN AND THE POSITIONS OF SECRETARY (STENOGRAPHY), GS-318-07, DIVISION OF ADMINISTRATIVE SERVICES, AND SECRETARY (TYPING), GS-318-07, OFFICE OF THE GENERAL COUNSEL. ISSUED WASHINGTON, D.C., JANUARY 28, 1981 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- /1/ ON NOVEMBER 19, 1979, NAGE WAS CERTIFIED AS THE EXCLUSIVE REPRESENTATIVE OF ALL NON-SUPERVISORY, NON-PROFESSIONAL EMPLOYEES OF THE FMCS NATIONAL OFFICE, EXCLUDING "PROFESSIONAL EMPLOYEES" SUPERVISORS; MANAGEMENT OFFICIALS; TEMPORARY EMPLOYEES WITH NO REASONABLE EXPECTANCY OF CONTINUED EMPLOYMENT; AND EMPLOYEES DESCRIBED IN 5 U.S.C. 7112(B)(2), (3), (4), (6) AND (7)." /2/ IN THIS REGARD, SEE RED RIVER ARMY DEPOT, TEXARKANA, TEXAS, 2 FLRA NO. 82(1980), WHEREIN THE AUTHORITY FOUND (AT N. 2) THAT, IN THE CONTEXT OF A UNIT CLARIFICATION PETITION, A STIPULATION WILL BE VIEWED BY THE AUTHORITY AS A MOTION TO AMEND THE PETITION IN ORDER TO DELETE AND, IN EFFECT, WITHDRAW THE PETITION AS TO THE STIPULATED JOB CLASSIFICATIONS. /3/ THE PARTIES AGREED AT THE HEARING THAT THE INCUMBENT OF A FIFTH POSITION IN THE OFFICE OF ARBITRATION SERVICES WAS NOT A CONFIDENTIAL EMPLOYEE AND THUS SHOULD BE INCLUDED IN THE UNIT. THEREFORE, SUCH POSITION IS NOT AT ISSUE BEFORE THE AUTHORITY HEREIN (SEE N. 1, SUPRA).