[ v03 p545 ]
03:0545(88)AR
The decision of the Authority follows:
3 FLRA No. 88 FEDERAL AVIATION SCIENCE AND TECHNOLOGICAL ASSOCIATION LOCAL NO. 291, FORT WORTH, TEXAS Union and FEDERAL AVIATION ADMINISTRATION, FORT WORTH AIR ROUTE TRAFFIC CONTROL CENTER, AIRWAY FACILITIES SECTOR, SOUTHWEST REGION, FORT WORTH, TEXAS Activity Case No. 0-AR-13 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON A PETITION FOR REVIEW OF THE AWARD OF ARBITRATOR HENRY L. SISK FILED BY THE UNION UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7122(A)). ACCORDING TO THE ARBITRATOR, THE DISPUTE BEFORE HIM INVOLVED THE QUESTION OF WHETHER EMPLOYEES WHO WORKED ROTATING SHIFTS WERE ENTITLED TO A WORKWEEK CONSISTING OF 5 CONSECUTIVE WORKDAYS FOLLOWED BY 2 CONSECUTIVE DAYS OFF UNDER THE PROVISIONS OF ARTICLE 35, SECTION 1 OF THE PARTIES' COLLECTIVE BARGAINING AGREEMENT. ARTICLE 35 STATES PERTINENTLY: SECTION 1. THE NORMAL WORKDAY SHALL CONSIST OF EIGHT (8) HOURS, EXCLUSIVE OF DESIGNATED MEAL PERIODS, AND THE NORMAL WORKWEEK SHALL CONSIST OF FIVE (5) CONSECUTIVE WORKDAYS FOLLOWED BY TWO (2) CONSECUTIVE DAYS OFF. SECTION 2. WORKING HOURS WILL NOT NORMALLY BE SCHEDULED FOR MORE THAN FIVE (5) CONSECUTIVE DAYS WITHIN THE ADMINISTRATIVE WORKWEEK. HOWEVER, THE PARTIES RECOGNIZE THAT SPECIAL CONDITIONS EXIST IN UNIQUE WORK SITUATIONS WHICH MAY REQUIRE VARIATIONS FROM THE NORMAL WORKDAY AND/OR WORKWEEK. WHEN SUCH A SPECIAL CONDITION EXISTS, THE EMPLOYER SHALL CONSULT WITH THE UNION WHEN NECESSARY FOR THE PURPOSE OF ESTABLISHING WORK SCHEDULES ADAPTABLE TO THOSE SPECIAL WORKING CONDITIONS. THE ARBITRATOR STATED THAT THE PARTIES HAD SUBMITTED THE FOLLOWING ISSUE TO HIM: DOES ARTICLE 35, SECTION 1, OF THE AGREEMENT REQUIRE THAT EACH EMPLOYEE AT THE FORT WORTH AIR ROUTE TRAFFIC CONTROL CENTER, AIRWAY FACILITIES SECTOR, BE ASSIGNED A WORKWEEK CONSISTING OF 5 CONSECUTIVE WORKDAYS FOLLOWED BY 2 CONSECUTIVE DAYS OFF? THE ARBITRATOR DENIED THE GRIEVANCE. IN HIS ANALYSIS OF THE AGREEMENT, THE ARBITRATOR FOUND THAT THERE ARE TWO EXCEPTIONS TO THE "NORMAL WORKWEEK" AS DEFINED IN ARTICLE 35, SECTION 1. THE FIRST EXCEPTION, ACCORDING TO THE ARBITRATOR, IS SET FORTH IN ARTICLE 35, SECTION 2, AND IS CONCERNED ONLY WITH UNIQUE WORK SITUATIONS. THE SECOND EXCEPTION IS CONTAINED IN ARTICLE 37, WHICH PROVIDES FOR THE ESTABLISHMENT OF WATCH SCHEDULES. ARTICLE 37 STATES: SECTION 1. THE BASIC WATCH SCHEDULE IS CONCERNED ONLY WITH REGULAR, RECURRING SHIFT OR WORK ASSIGNMENTS AND IS DEFINED AS THE DAYS OF THE WEEK, HOURS OF THE DAY, ROTATION OF SHIFTS, AND CHANGE IN REGULAR DAYS OFF. ASSIGNMENTS OF INDIVIDUAL EMPLOYEES TO THE WATCH SCHEDULE ARE NOT CONSIDERED AS CHANGES TO THE BASIC WATCH SCHEDULE. THE BASIC WATCH SCHEDULE WILL NOT BE CHANGED WITHOUT PRIOR CONSULTATION WITH THE UNION. IN DEVELOPING THE BASIC WATCH SCHEDULE, THE SECTOR MANAGER/SECTOR FIELD OFFICE CHIEF OR THEIR DESIGNEE SHALL MEET WITH THE UNION REPRESENTATIVE AND CAREFULLY CONSIDER HIS/HER VIEWS AND RECOMMENDATIONS CONCERNING THE SCHEDULE. THE OBJECTIVE OF THIS MEETING OR MEETINGS SHALL BE TO CAREFULLY AND THOROUGHLY EXAMINE THE ALTERNATIVES AND OPTIONS AVAILABLE AS SUGGESTED BY THE UNION REPRESENTATIVE. SECTION 2. ASSIGNMENTS TO THE WATCH SCHEDULE SHALL BE POSTED AT LEAST FOURTEEN (14) DAYS IN ADVANCE, OR FOR A LONGER PERIOD WHERE LOCAL CONDITIONS PERMIT. THE EMPLOYER RECOGNIZES THAT CHANGES OF INDIVIDUAL ASSIGNMENTS TO THE WATCH SCHEDULE ARE UNDESIRABLE, THEREFORE, THE EMPLOYER AGREES TO MAKE EVERY REASONABLE EFFORT TO AVOID SUCH CHANGES. IF CIRCUMSTANCES ARISE WHICH WILL REQUIRE A CHANGE TO THE POSTED SCHEDULE, THE EMPLOYER WILL USE ANY OF THE FOLLOWING ALTERNATIVES TO THE EXTENT FEASIBLE PRIOR TO MAKING THE CHANGE: (A) OVERTIME; (B) PERSONNEL ON DETAIL ASSIGNMENTS; (C) RELIEF TECHNICIANS; (D) LINE SUPERVISORS OR STAFF; (E) RESCHEDULING OF TRAINING. IN THE EVENT NONE OF THE ABOVE ALTERNATIVES ARE FOUND TO BE FEASIBLE, THE EMPLOYEE'S POSTED SHIFT ASSIGNMENT CAN BE CHANGED. SECTION 3. THE BASIC WATCH SCHEDULE WILL COVER AT LEAST ONE-YEAR PERIOD AND BE POSTED AT LEAST 90 DAYS PRIOR TO THE BEGINNING OF THE PERIOD. IN RELATION TO ARTICLE 37, THE ARBITRATOR HELD BASED UPON HIS INTERPRETATION OF THAT ARTICLE, "IT MUST BE CONCLUDED THAT THERE HAS BEEN NO VIOLATION OF SECTION 1 OF ARTICLE 35 SINCE ARTICLE 37 IS A CLEAR EXCEPTION TO THE FIVE AND TWO WORKWEEK IN THAT IT PROVIDES FOR THE ESTABLISHMENT FOR BASIC WATCH SCHEDULES CONSISTING OF THE DAYS OF THE WEEK, THE HOURS OF THE DAY, ROTATION OF SHIFTS, AND CHANGE IN REGULAR DAYS OFF. THERE IS NO REQUIREMENT THAT THE DAYS WORKED AND THE DAYS OFF CONFORM TO A FIVE AND TWO WORKWEEK." THE ARBITRATOR CONCLUDED THAT THE AGENCY HAD NOT VIOLATED ANY PORTION OF THE CURRENT AGREEMENT BETWEEN THE PARTIES. THE UNION FILED A PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD PURSUANT TO THE RULES OF PROCEDURE SET FORTH IN 5 C.F.R. PART 2411(1978), WHICH, TO THE EXTEND CONSISTENT WITH THE PROVISIONS OF SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7122(A)) AND AS AMENDED BY SECTION 2400.5 OF THE TRANSITION RULES AND REGULATIONS OF THE FEDERAL LABOR RELATIONS AUTHORITY, 44 F.R. 44741, REMAIN OPERATIVE WITH RESPECT TO THIS CASE. THE UNION SEEKS AUTHORITY ACCEPTANCE OF ITS PETITION ON THE BASIS OF THE EXCEPTIONS DISCUSSED BELOW. THE AGENCY DID NOT FILE AN OPPOSITION. PURSUANT TO SECTION 2411.32 OF THE AMENDED RULES AND SECTION 7122(A) OF THE STATUTE, THE AUTHORITY WILL GRANT A PETITION FOR REVIEW OF AN ARBITRATOR'S AWARD WHERE IT APPEARS, BASED UPON THE FACTS AND CIRCUMSTANCES DESCRIBED IN THE PETITION, THAT THE AWARD IS DEFICIENT BECAUSE IT IS CONTRARY TO LAW OR REGULATION, OR ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS CASES. IN ITS FIRST EXCEPTION, THE UNION CONTENDS THAT THE ARBITRATOR WAS BIASED. IN SUPPORT OF THIS EXCEPTION, THE UNION ASSERTS THAT THE ARBITRATOR MADE STATEMENTS DURING THE HEARING WHICH, THE UNION ALLEGES, DEMONSTRATES THAT THE ARBITRATOR HAD PRECONCEIVED NOTIONS OF WHAT CONSTITUTED A GOOD OR BAD WORK SCHEDULE, AND THAT SUCH PRECONCEPTIONS INFLUENCED HIS DECISION IN THIS CASE. THUS THE UNION ASSERTS THAT THE DECISION IS BASED ON THE ARBITRATOR'S PARTIALITY RATHER THAN HIS INTERPRETATION OF THE CONTRACT. WITHOUT DECIDING UNDER WHAT CIRCUMSTANCES AN EXCEPTION ALLEGING THAT AN ARBITRATOR WAS BIASED OR PARTIAL MAY PRESENT A GROUND FOR REVIEW OF AN ARBITRATION AWARD UNDER THE STATUTE, THE UNION'S ASSERTIONS IN THIS CASE PROVIDE NO BASIS FOR ACCEPTANCE OF ITS PETITION FOR REVIEW. THUS THE UNION HAS CITED NO PRIVATE SECTOR CASES IN WHICH FEDERAL COURTS HAVE SUSTAINED A CHALLENGE TO AN ARBITRATION AWARD ON THE GROUND THAT THE ARBITRATOR WAS BIASED BASED UPON REMARKS MADE BY THE ARBITRATOR DURING THE COURSE OF A HEARING. FURTHER, NOTHING IN THE AWARD ITSELF IN ANY MANNER SUPPORTS THE UNION'S ASSERTIONS THAT "ABSENT THE ARBITRATOR'S PRE-CONCEIVED NOTIONS OF GOOD AND BAD SCHEDULES A DIFFERENT RESULT WOULD HAVE BEEN REACHED." THEREFORE, THE UNION'S FIRST EXCEPTION PROVIDES NO BASIS FOR ACCEPTANCE OF ITS PETITION UNDER SECTION 2411.32 OF THE AMENDED RULES. THE UNION'S SECOND EXCEPTION IS THAT THE ARBITRATOR EXCEEDED HIS AUTHORITY BY DETERMINING ISSUES NOT INCLUDED IN THE QUESTION SUBMITTED TO HIM. THE UNION ARGUES IN THIS REGARD THAT THE ARBITRATOR WAS ASKED IN THE ISSUE SUBMITTED TO HIM TO MAKE DETERMINATIONS CONCERNING ARTICLE 35, SECTION 1 OF THE AGREEMENT, AND INSTEAD "TOOK IT UPON HIMSELF" TO APPLY ARTICLE 37 IN HIS DISPOSITION OF THE GRIEVANCE. THE UNION REFERS TO ARTICLE 56, SECTION 6 OF THE PARTIES' AGREEMENT /1/ AND STATES THAT, RATHER THAN CONFINING HIMSELF TO THE PRECISE ISSUE PRESENTED, THE ARBITRATOR INCLUDED "AN UNWARRANTED INTERPRETATION AND APPLICATION OF ANOTHER ARTICLE." THE AUTHORITY WILL GRANT A PETITION FOR REVIEW OF AN ARBITRATION AWARD WHERE IT APPEARS, BASED ON THE FACTS AND CIRCUMSTANCES DESCRIBED IN THE PETITION, THAT AN EXCEPTION PRESENTS A GROUND FOR REVIEW SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS CASES. COURTS IN THE PRIVATE SECTOR HAVE SUSTAINED CHALLENGES TO ARBITRATION AWARDS WHEN IT IS DEMONSTRATED THAT AN ARBITRATOR EXCEEDED HIS OR HER AUTHORITY BY DETERMINING AN ISSUE NOT INCLUDED IN THE SUBJECT MATTER SUBMITTED TO ARBITRATION. E.G., LOCAL 791, INTERNATIONAL UNION OF ELECTRICAL, RADIO & MACHINE WORKERS, AFL-CIO V. MAGNAVOX COMPANY, 286 F.2D 465 (6TH CIR. 1961). THEREFORE, THE FEDERAL LABOR RELATIONS AUTHORITY WILL GRANT A PETITION FOR REVIEW OF AN ARBITRATOR'S AWARD WHERE IT APPEARS, BASED ON THE FACTS AND CIRCUMSTANCES DESCRIBED IN THE PETITION FOR REVIEW, THAT THE EXCEPTION PRESENTS THE GROUND THAT THE ARBITRATOR EXCEEDED HIS OR HER AUTHORITY BY DETERMINING AN ISSUE NOT INCLUDED IN THE SUBJECT MATTER SUBMITTED TO ARBITRATION. IN THIS CASE, HOWEVER, THE UNION FAILS TO DESCRIBE THE FACTS AND CIRCUMSTANCES NECESSARY TO SUPPORT ITS EXCEPTION THAT THE ARBITRATOR EXCEEDED HIS AUTHORITY. THE UNION IN NO MANNER DEMONSTRATES HOW THE ARBITRATOR, IN ANSWERING THE QUESTION SUBMITTED TO HIM, EXCEEDED HIS AUTHORITY BY LOOKING AT THE AGREEMENT AS A WHOLE AS AN AID IN INTERPRETING THE SPECIFIC AGREEMENT PROVISION BEFORE HIM AND DETERMINING WHETHER OR NOT THERE HAD BEEN A VIOLATION OF THAT PROVISION. NOR DOES THE UNION CITE ANY PRIVATE SECTOR CASES WHICH WOULD SUPPORT SUCH A PROPOSITION. MOREOVER, AND ESPECIALLY SIGNIFICANT, IT IS NOTED THAT THE UNION IN ITS POST HEARING BRIEF TO THE ARBITRATOR, AFTER SETTING FORTH THE PROVISIONS OF ARTICLE 35 AS PERTINENT TO THE DISPUTE, WENT ON TO ADD THAT "(A)DDITIONALLY, THE ARBITRATOR SHOULD CONSIDER THE FOLLOWING ARTICLES IN DECIDING THIS MATTER" AND SPECIFICALLY CITED, AMONG OTHERS, ARTICLE 37 OF THE AGREEMENT. THEREFORE, THE UNION'S SECOND EXCEPTION PROVIDES NO BASIS FOR ACCEPTANCE OF ITS PETITION UNDER SECTION 2411.32 OF THE AMENDED RULES. ACCORDINGLY, THE UNION'S PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD IS DENIED BECAUSE IT FAILS TO MEET THE REQUIREMENTS SET FORTH IN SECTION 2411.32 OF THE AMENDED RULES OF PROCEDURE. ISSUED, WASHINGTON, D.C., JUNE 30, 1980 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY /1/ ARTICLE 56, SECTION 6 PROVIDES: THE ARBITRATOR SHALL CONFINE HIMSELF/HERSELF TO THE PRECISE ISSUE SUBMITTED FOR ARBITRATION AND SHALL HAVE NO AUTHORITY TO DETERMINE ANY OTHER ISSUE NOT SO SUBMITTED TO HIM/HER.