[ v02 p786 ]
02:0786(101)PS
The decision of the Authority follows:
2 FLRA No. 101 HEADQUARTERS, U.S. ARMY COMMUNICATIONS COMMAND, ET AL., FORT HUACHUCA, ARIZONA Activity and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1662 Union Case No. 0-MC-1 DECISION THIS MATTER IS BEFORE THE AUTHORITY ON A REQUEST BY THE UNION THAT THE AUTHORITY PETITION A UNITED STATES COURT OF APPEALS FOR ENFORCEMENT OF THE AWARD OF ARBITRATOR ROBERT M. LEVENTHAL TO WHICH NO EXCEPTION WAS FILED WITH THE AUTHORITY. ACCORDING TO THE RECORD BEFORE THE AUTHORITY, THE PARTIES STIPULATED AND SUBMITTED THE FOLLOWING ISSUE TO ARBITRATION: ARE BOILERS INSPECTED AND MAINTAINED BY BOILER OPERATORS WITH SUFFICIENT FREQUENCY TO INSURE SAFE OPERATION AND THE SAFETY OF SAID PERSONNEL? THE ARBITRATOR CONCLUDED ON THE BASIS OF THE PARTIES' NEGOTIATED AGREEMENT THAT ARMY REGULATION (AR) 420-49, PRESCRIBING POLICY FOR BOILER PLANT OPERATIONS, CONTROLLED THE RESOLUTION OF THIS DISPUTE. AFTER REVIEWING THE STANDARDS SET FORTH IN AR 420-49, THE ARBITRATOR DETERMINED THAT THE ACTIVITY HAD NOT PROPERLY APPLIED THOSE STANDARDS WHEN IT REDUCED THE FREQUENCY OF OPERATIONAL VISITS TO INSPECT THE BOILERS AT THE ACTIVITY. ACCORDINGLY, AS HIS AWARD, THE ARBITRATOR HELD: 1. THE EMPLOYER DID NOT FOLLOW APPROPRIATE PROCEDURES WHEN IT REVISED ITS BOILER MAINTENANCE AND INSPECTION FUNCTION. 2. REVISIONS TO ITS PRESENT MAINTENANCE AND INSPECTION SCHEDULES ARE TO BE EFFECTUATED AS SET FORTH IN THE APPENDED OPINION. IN THE APPENDED OPINION THE ARBITRATOR STATED THAT THE ACTIVITY COULD NOT REDUCE THE FREQUENCY OF OPERATIONAL VISITS TO INSPECT THE BOILERS BELOW THAT NUMBER RECOMMENDED IN AR 420-49 UNTIL IT HAD IDENTIFIED EACH BOILER WHERE A REDUCTION IN VISITS WAS SOUGHT, SET FORTH THE FREQUENCY OF VISITS DEEMED REASONABLE AND THE REASONS THEREFOR, AND RECEIVED ADVANCE APPROVAL FROM APPROPRIATE AUTHORITIES. SUBSEQUENTLY, THE ACTIVITY REQUESTED AND RECEIVED THE APPROVAL OF THE COMMANDER, U.S. ARMY COMMUNICATIONS COMMAND, FOR A REDUCTION OF THE OPERATIONAL VISITS TO SPECIFIED BOILER FACILITIES. THEREAFTER, THE UNION REQUESTED THAT THE AUTHORITY PETITION A UNITED STATES COURT OF APPEALS PURSUANT TO SECTION 7123(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7123(B) /1/ FOR ENFORCEMENT OF THE ARBITRATION AWARD IN THIS CASE. THE UNION ASSERTED THAT THE ACTIVITY'S REQUEST TO THE COMMANDER OF THE U.S. ARMY COMMUNICATIONS COMMAND FOR A REDUCTION IN THE OPERATIONAL VISITS TO THE BOILER FACILITIES HAD NOT BEEN IN COMPLIANCE WITH THE PROCEDURES SET FORTH IN THE ARBITRATION AWARD AND THAT "(T)HE COMMAND'S REFUSAL TO FOLLOW THE ARBITRATOR'S AWARD . . . ALLOWS A HIGHLY DANGEROUS WORKING CONDITION TO EXIST." AS PREVIOUSLY INDICATED, NEITHER PARTY TO THE ARBITRATION HAD FILED AN EXCEPTION TO THE AWARD WITH THE AUTHORITY. THE UNION ASSERTS THAT AN ARBITRATION AWARD TO WHICH EXCEPTIONS HAVE NOT BEEN FILED UNDER 5 U.S.C. 7122 /2/ BECOMES AN "ORDER" OF THE AUTHORITY FOR PURPOSES OF SEEKING ENFORCEMENT UNDER 5 U.S.C. 7123. IN SUPPORT OF ITS ASSERTION, THE UNION CITES A PORTION OF THE LEGISLATIVE HISTORY OF THE STATUTE IN WHICH A "FINAL DECISION OF THE AUTHORITY" UNDER AN EARLIER VERSION OF SECTION 7122 (I.E., UNDER THE VERSION OF SECTION 7122 AS REPORTED OUT OF THE HOUSE POST OFFICE AND CIVIL SERVICE COMMITTEE) IS DESCRIBED AS "AN ARBITRATION AWARD WHICH HAS BEEN REVIEWED BY THE AUTHORITY OR FOR WHICH THE TIME PERIOD FOR FILING (EXCEPTIONS) HAS RUN." /3/ THUS, THE UNION ARGUES THAT THE ARBITRATOR'S AWARD IN THIS CASE MUST BE REGARDED AS AN "ORDER" OF THE AUTHORITY WITH WHICH THE ACTIVITY ASSERTEDLY HAS FAILED TO COMPLY. IN RESPONSE THE AGENCY CLAIMS THAT THERE IS NO LEGISLATIVE BASIS FOR THE AUTHORITY TO PETITION A UNITED STATES COURT OF APPEALS FOR ENFORCEMENT OF THE ARBITRATOR'S AWARD. IT ASSERTS THAT THE AUTHORITY HAS NEVER BEEN ASKED TO REVIEW THIS MATTER AND HAS NEVER ENTERED ANY ORDER UNDER THE STATUTE IN THIS CASE. THE AGENCY ARGUES THAT UNDER SECTION 7123(B), ENFORCEMENT MAY BE SOUGHT BY THE AUTHORITY ONLY IN THOSE CASES WHERE AN "ORDER" OF THE AUTHORITY HAS BEEN ENTERED, WHICH HAS NOT HERE OCCURRED. THE AGENCY ALSO CLAIMS THAT THE UNION'S REQUEST IS INAPPROPRIATE BECAUSE THE ACTIVITY HAS COMPLIED WITH THE AWARD. FOR THE FOLLOWING REASONS, THE UNION'S REQUEST IS DENIED. THE AUTHORITY FINDS NO STATUTORY BASIS FOR IT TO PETITION A UNITED STATES COURT OF APPEALS PURSUANT TO SECTION 7123(B) OF THE STATUTE FOR ENFORCEMENT OF AN ARBITRATION AWARD TO WHICH NO EXCEPTION HAS BEEN FILED WITH THE AUTHORITY. IN SUCH A CASE THERE HAS BEEN NO AUTHORITY ISSUANCE AND THEREFORE NO "ORDER OF THE AUTHORITY" WHICH THE AUTHORITY MAY SEEK TO ENFORCE UNDER 5 U.S.C. 7123(B). AS TO THE LEGISLATIVE HISTORY CITED BY THE UNION, THE AUTHORITY NOTES THAT THE DESCRIPTION OF "FINAL DECISION" TO WHICH THE UNION REFERS IS IN A PORTION OF THE HOUSE COMMITTEE REPORT RELATING TO THE PROVISIONS OF SECTION 7122 (EXCEPTIONS TO ARBITRAL AWARDS) OF THE BILL REPORTED OUT OF THE HOUSE POST OFFICE AND CIVIL SERVICE COMMITTEE: A FINAL DECISION OF THE AUTHORITY UNDER SECTION 7122 (AN ARBITRATION AWARD WHICH HAS BEEN REVIEWED BY THE AUTHORITY OR FOR WHICH THE TIME PERIOD FOR FILING (EXCEPTIONS) HAS RUN) IS SUBJECT TO THE JUDICIAL REVIEW PROVISIONS OF SECTION 7123, AS ADDED BY THE BILL. /4/ (FOOTNOTE ADDED.) THE AUTHORITY DOES NOT FIND THIS LEGISLATIVE HISTORY TO BE CONTROLLING IN DETERMINING WHETHER THERE IS A STATUTORY BASIS FOR THE AUTHORITY TO PETITION A UNITED STATES COURT OF APPEALS IN THE CIRCUMSTANCES OF THIS CASE. IN THIS REGARD THE AUTHORITY NOTES THAT WHILE THE UNION CITES A PORTION OF THE HOUSE REPORT DESCRIBING THE PROVISIONS OF SECTION 7122 OF THE BILL PERTAINING TO AUTHORITY REVIEW OF AN ARBITRATION AWARD, THE PORTION OF THE HOUSE REPORT DESCRIBING SECTION 7123, IN WHICH THE COURT ENFORCEMENT PROVISIONS OF THE BILL ARE CONTAINED, REFERS ONLY TO "THE AWARD BY AN ARBITRATOR (WHICH HAS BEEN REVIEWED BY THE AUTHORITY IN ACCORDANCE WITH SECTION 7122, AS ADDED BY THE BILL)." /5/ THUS, THE HOUSE REPORT ON THE SPECIFIC SECTION OF THE BILL HERE INVOLVED MAKES NO REFERENCE TO ARBITRATION AWARDS FOR WHICH THE TIME PERIOD FOR FILING AN EXCEPTION HAS RUN. INSTEAD, IT LIMITS SUCH REFERENCE TO AWARDS WHICH HAVE BEEN REVIEWED BY THE AUTHORITY, THAT IS, AWARDS TO WHICH EXCEPTIONS HAVE BEEN FILED AND A DECISION THEREON HAS BEEN ISSUED BY THE AUTHORITY. MOREOVER, NOTHING ELSEWHERE IN THE LEGISLATIVE HISTORY SUGGESTS THAT WITHOUT SUCH AN AUTHORITY ISSUANCE, THERE CAN BE AN AUTHORITY "ORDER" SUBJECT TO THE ENFORCEMENT PROVISIONS OF 5 U.S.C. 7123(B). THEREFORE, THE AUTHORITY FINDS THAT THE LEGISLATIVE HISTORY OF THE STATUTE RELIED UPON BY THE UNION FAILS TO SUPPORT THE UNION'S ASSERTION THAT AN ARBITRATION AWARD TO WHICH NO EXCEPTION HAS BEEN FILED BECOMES AN "ORDER" OF THE AUTHORITY WITHIN THE MEANING OF 5 U.S.C. 7123(B). ON THE CONTRARY, THE LEGISLATIVE HISTORY OF SECTION 7123 OF THE STATUTE SUPPORTS THE CONCLUSION THAT AN "ORDER OF THE AUTHORITY" UNDER SECTION 7123(B) UPON WHICH ENFORCEMENT ACTION MAY BE PREDICATED BEFORE A UNITED STATES COURT OF APPEALS. THE AUTHORITY FURTHER NOTES THAT IT APPEARS FROM THE RECORD THAT THE PARTIES ARE PRIMARILY DISPUTING WHETHER THE ACTIVITY HAS COMPLIED WITH THE ARBITRATOR'S AWARD. THERE ARE READY MEANS AVAILABLE UNDER THE STATUTE FOR RESOLVING THIS TYPE OF DISPUTE. IF A QUESTION OF CLARIFICATION OR INTERPRETATION OF THE ARBITRATOR'S AWARD ARISES IN CONNECTION WITH COMPLIANCE THEREWITH, THE PARTIES MAY JOINTLY REQUEST A CLARIFICATION OR INTERPRETATION OF THE AWARD FROM THE ARBITRATOR OR THE PARTIES MAY JOINTLY SUBMIT THE QUESTION OF COMPLIANCE TO ARBITRATION FOR RESOLUTION. IN ADDITION, WHERE APPROPRIATE, THE UNFAIR LABOR PRACTICE PROCEDURES UNDER SECTION 7116 OF THE STATUTE MAY BE USED WHEN THERE IS A DISPUTE CONCERNING AN ALLEGED FAILURE OF A PARTY TO ABIDE BY A FINAL AND BINDING ARBITRATION AWARD. /6/ INDEED, THE FOREGOING PROCEEDINGS ARE PARTICULARLY EQUIPPED TO RESOLVE COMPLIANCE DISPUTES SUCH AS HERE INVOLVED SINCE THOSE DISPUTES FREQUENTLY REQUIRE CREDIBILITY AND OTHER FACTUAL DETERMINATIONS DEPENDENT UPON THE TAKING OF TESTIMONY IN SUCH HEARINGS. ACCORDINGLY, BECAUSE THERE IS NO "ORDER OF THE AUTHORITY" IN THIS CASE TO BE ENFORCED UNDER SECTION 7123(B) OF THE STATUTE, THE UNION'S REQUEST THAT THE AUTHORITY PETITION A UNITED STATES COURT OF APPEALS FOR ENFORCEMENT OF THE ARBITRATOR'S AWARD IS DENIED. ISSUED, WASHINGTON, D.C., MARCH 7, 1980 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY /1/ 5 U.S.C. 7123(B) PROVIDES: THE AUTHORITY MAY PETITION ANY APPROPRIATE UNITED STATES COURT OF APPEALS FOR THE ENFORCEMENT OF ANY ORDER OF THE AUTHORITY AND FOR APPROPRIATE TEMPORARY RELIEF OR RESTRAINING ORDER. /2/ 5 U.S.C. 7122 PROVIDES: (A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE AUTHORITY AN EXCEPTION TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN AWARD RELATING TO A MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW THE AUTHORITY FINDS THAT THE AWARD IS DEFICIENT-- (1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION; OR (2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS; THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS CONCERNING THE AWARD AS IT CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR REGULATIONS. (B) IF NO EXCEPTION TO AN ARBITRATOR'S AWARD IS FILED UNDER SUBSECTION (A) OF THIS SECTION DURING THE 30-DAY PERIOD BEGINNING ON THE DATE OF SUCH AWARD, THE AWARD SHALL BE FINAL AND BINDING. AN AGENCY SHALL TAKE THE ACTIONS REQUIRED BY AN ARBITRATOR'S FINAL AWARD. THE AWARD MAY INCLUDE THE PAYMENT OF BACKPAY (AS PROVIDED IN SECTION 5596 OF THIS TITLE). /3/ H.R. REP. NO. 95-1403, 95TH CONG., 2D SESS. 56 (1978). /4/ SUPRA NOTE 3. /5/ H.R. REP. NO. 95-1403, 95TH CONG., 2D SESS. 57 (1978). /6/ JUDICIAL REVIEW AND ENFORCEMENT OF ORDERS ISSUED BY THE AUTHORITY IN SUCH PROCEEDINGS MAY THEN BE SOUGHT UNDER SECTION 7123(A) AND (B) OF THE STATUTE.