[ v02 p684 ]
02:0684(86)AR
The decision of the Authority follows:
2 FLRA No. 86 LOCAL 1867, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES (AFL-CIO) Union and UNITED STATES AIR FORCE ACADEMY Activity FLRC NO. 78A-156 DECISION ON APPEAL FROM ARBITRATION AWARD BACKGROUND OF CASE ACCORDING TO THE ARBITRATOR, THE GRIEVANT WAS EMPLOYED AS A COLLATOR OPERATOR IN THE ACTIVITY'S PRINTING PLANT. DURING A PERIOD OF APPROXIMATELY 13 MONTHS, THE POSITION OF OFFSET PRESS BINDERY FOREMAN AT THE PLANT REMAINED OFFICIALLY VACANT AND THE GRIEVANT CLAIMED THAT DURING THIS PERIOD OF TIME HE PERFORMED THE DUTIES OF ACTING FOREMAN. THE GRIEVANT ALLEGED THAT THIS CONSTITUTED A DETAIL IN EXCESS OF 60 DAYS, ENTITLING HIM, UNDER THE PARTIES' NEGOTIATED AGREEMENT, TO A TEMPORARY PROMOTION TO THE HIGHER GRADED POSITION. THE MATTER ULTIMATELY WAS SUBMITTED TO ARBITRATION. THE ARBITRATOR'S AWARD THE PARTIES STIPULATED THAT THE ISSUE BEFORE THE ARBITRATOR WAS: IN ACCORDANCE WITH ARTICLE 21, SECTION A, OR ARTICLE 22, SECTION E, WAS MANAGEMENT OBLIGATED TO TEMPORARILY PROMOTE GRIEVANT TO A WS-9 FOR THE PERIOD 20 FEBRUARY 1977 THROUGH 18 MARCH 1978 BASED ON THE GRIEVANT'S PERFORMANCE OF THE PRESS BINDERY FOREMAN'S JOB FOR MORE THAN 60 WORKDAYS? AT THE ARBITRATION HEARING, THE ACTIVITY ALLEGED IN PART THAT THE GRIEVANT DID NOT PERFORM THE HIGHER GRADED DUTIES ON A CONTINUAL BASIS BUT ACTED ONLY IN THE ABSENCE OF THE PRINTING PLANT MANAGER. THE ARBITRATOR SUSTAINED THE GRIEVANCE, HOLDING THAT THE ACTIVITY VIOLATED THE AGREEMENT /1/ BY NOT TEMPORARILY PROMOTING THE GRIEVANT. AS AN AWARD, HE FOUND THE GRIEVANT ENTITLED TO BACKPAY FOR THE PERIOD AT ISSUE, LESS 60 DAYS. AGENCY'S APPEAL THE AGENCY FILED A PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD WITH THE FEDERAL LABOR RELATIONS COUNCIL. THIS CASE WAS PENDING BEFORE THE COUNCIL ON DECEMBER 31, 1978. IN ACCORDANCE WITH SECTION 2400.5 OF THE TRANSITION RULES OF THE FEDERAL LABOR RELATIONS AUTHORITY (44 FED.REG. 44741) AND SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215), THE RULES OF PROCEDURE OF THE COUNCIL, 5 C.F.R.PART 2411 (1978), REMAIN OPERATIVE WITH RESPECT TO THE PRESENT CASE, EXCEPT THAT THE WORD "AUTHORITY" IS SUBSTITUTED, AS APPROPRIATE, WHEREVER THE WORD "COUNCIL" APPEARS IN SUCH RULES. PURSUANT TO SECTION 2411.32 OF THE RULES AS SO AMENDED, THE AUTHORITY ACCEPTED THE AGENCY'S PETITION FOR REVIEW INSOFAR AS IT RELATED TO THE AGENCY'S EXCEPTION WHICH ALLEGED THAT THE AWARD VIOLATES APPROPRIATE REGULATION. ALSO PURSUANT TO SECTION 2411.47(F) OF THE AMENDED RULES, THE AUTHORITY GRANTED THE AGENCY'S REQUEST FOR A STAY OF THE AWARD PENDING DETERMINATION OF THE APPEAL. OPINION SECTION 2411.37(A) OF THE AMENDED RULES OF PROCEDURE PROVIDES: (A) AN AWARD OF AN ARBITRATOR SHALL BE MODIFIED, SET ASIDE IN WHOLE OR IN PART, OR REMANDED ONLY ON GROUNDS THAT THE AWARD VIOLATES APPLICABLE LAW, APPROPRIATE REGULATION, OR THE ORDER, OR OTHER GROUNDS SIMILAR TO THOSE APPLIED BY THE COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS. AS PREVIOUSLY NOTED, THE AUTHORITY ACCEPTED THE AGENCY'S PETITION FOR REVIEW INSOFAR AS IT RELATED TO THE AGENCY'S EXCEPTION WHICH ALLEGED THAT THE AWARD VIOLATES APPROPRIATE REGULATION. BECAUSE THIS CASE INVOLVED A MATTER FOR WHICH THE CIVIL SERVICE COMMISSION WAS RESPONSIBLE FOR PRESCRIBING REGULATIONS, AND SINCE UNDER SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224) THIS APPEAL MUST BE RESOLVED AS IF THE CIVIL SERVICE REFORM ACT HAD NOT BEEN ENACTED, THE AUTHORITY REQUESTED FROM THE OFFICE OF PERSONNEL MANAGEMENT (THE SUCCESSOR AGENCY TO THE CIVIL SERVICE COMMISSION WITH RESPECT TO THE MATTERS INVOLVED HEREIN) AN INTERPRETATION OF PERTINENT CIVIL SERVICE COMMISSION REGULATIONS AS THEY PERTAIN TO THE ARBITRATOR'S AWARD IN THIS CASE. THE RESPONSE OF THE OFFICE OF PERSONNEL MANAGEMENT IS SET FORTH BELOW IN RELEVANT PART: IN THIS CASE THE UNION ALLEGED BEFORE THE ARBITRATOR THAT THE GRIEVANT, A WG-10 POWER COLLATOR OPERATOR, WAS DETAILED TO A HIGHER GRADE POSITION (OFFSET PRESS/BINDERY FOREMAN, WS-9) FOR A PERIOD OF 60 DAYS AND, IN ACCORDANCE WITH THE PARTIES' NEGOTIATED AGREEMENT, WAS ENTITLED TO A TEMPORARY PROMOTION COMMENCING WITH THE 61ST DAY. THE PARTIES' NEGOTIATED AGREEMENT PROVIDES THAT DETAILS TO HIGHER GRADED POSITIONS WILL NOT EXCEED SIXTY (60) DAYS, AND ASSIGNMENT TO HIGHER GRADED POSITIONS FOR PERIODS IN EXCESS OF SIXTY (60) DAYS WILL BE ACCOMPLISHED BY TEMPORARY PROMOTION. THE GRIEVANT ALLEGEDLY PERFORMED THE DUTIES OF FOREMAN FOR APPROXIMATELY 13 MONTHS. MANAGEMENT ALLEGED IN PERTINENT PART THAT THE GRIEVANT DID NOT PERFORM THE HIGHER GRADED FOREMAN DUTIES ON A CONTINUAL BASIS BUT ACTED ONLY IN THE ABSENCE OF THE PRINTING PLANT MANAGER. THE ARBITRATOR FOUND THAT THE GRIEVANT SHOULD HAVE RECEIVED A TEMPORARY PROMOTION AND, THEREFORE, IS ENTITLED TO BACK PAY FOR THE PERIOD AT ISSUE LESS THE 60-DAY PERIOD PROVIDED FOR IN THE PARTIES' NEGOTIATED AGREEMENT. WE HAVE BEEN ASKED WHETHER THE ARBITRATOR'S AWARD CONFLICTS WITH APPLICABLE REGULATIONS. WITH REFERENCE TO THE VARIOUS TIME CONSTRAINTS CONCERNING DETAILS AND TEMPORARY PROMOTIONS, IT HAS BEEN THE POLICY OF THE CIVIL SERVICE COMMISSION TO DEAL WITH THESE TIME FRAMES IN TERMS OF CONTINUOUS DAYS. THIS POLICY WAS AFFIRMED BY THE GENERAL ACCOUNTING OFFICE WHEN IT DECIDED THE MATTER OF WILLIAM G. ATHERTON, B-173783.200, JULY 31, 1978. (SEE ALSO U.S. CIVIL SERVICE COMMISSION BULLETIN NO. 300-43, GAO DECISIONS ON CONSECUTIVE DETAILS AND BACKPAY AWARDS, OCTOBER 30, 1978.) IN PERTINENT PART THE GAO NOTED: IT IS EVIDENT FROM ALL OF THE ABOVE THAT THE RULE CONCERNING RETROACTIVE TEMPORARY PROMOTIONS FOR EXTENDED DETAILS ONLY APPLIES WHEN A GIVEN DETAIL LASTS MORE THAN 120 DAYS, AS AN AGENCY MAY DETAIL AN EMPLOYEE FOR A LESSER PERIOD WITHOUT PRIOR COMMISSION APPROVAL. THE FACT THAT AN EMPLOYEE MAY HAVE BEEN DETAILED TWO OR MORE TIMES, EACH DETAIL BEING LESS THAN 120 DAYS BUT ALL OF THE DETAILS TOGETHER AGGREGATING MORE THAN 120 DAYS, DOES NOT ALONE ENTITLE HIM TO A RETROACTIVE TEMPORARY PROMOTION. EACH DETAIL IS A SEPARATE PERSONNEL ACTION AND FOR THE PURPOSE OF APPLYING OUR TURNER-CALDWELL DECISIONS EACH DETAIL MUST HAVE EXCEEDED 120 DAYS BEFORE A DETERMINATION MAY BE MADE THAT THE EMPLOYEE MUST RECEIVE A RETROACTIVE TEMPORARY PROMOTION. (NOTE: THE GAO'S REFERENCE TO 120 DAYS STEMS FROM CIVIL SERVICE COMMISSION INSTRUCTIONS WHICH PLACE A 120-DAY LIMITATION ON DETAILS TO HIGHER GRADED POSITIONS WITHOUT PRIOR CIVIL SERVICE COMMISSION APPROVAL. TURNER-CALDWELL ESTABLISHED THAT BACKPAY COULD BE AWARDED FOR RETROACTIVE TEMPORARY PROMOTIONS OF EMPLOYEES DETAILED TO THE HIGHER GRADED POSITION BEYOND 120 DAYS WITHOUT PRIOR CSC APPROVAL. THESE ISSUES ARE DISCUSSED AT LENGTH IN CSC BULLETIN NO. 300-40, MAY 25, 1977.) WHILE THE GAO DECISIONS DEAL IN TERMS OF 120 DAYS AS THE MAXIMUM ALLOWABLE DETAIL TO A HIGHER GRADED POSITION WITHOUT PRIOR CSC APPROVAL, IT IS WELL ESTABLISHED THAT AN AGENCY MAY PROPERLY INCLUDE WITHIN A COLLECTIVE BARGAINING AGREEMENT A COMMITMENT TO TEMPORARILY PROMOTE AN EMPLOYEE SERVING IN A HIGHER GRADED POSITION BEFORE REACHING THE 120-DAY CEILING (E.G., AFTER 60 DAYS). IN THIS CASE, THE ARBITRATOR HAS NOTED, SEE BELOW, THAT THE PARTIES AGREED THAT THE 60 DAYS MUST BE CONTINUOUS. HOWEVER, OPM REGULATIONS DO NOT REQUIRE THAT A CONTRACTUALLY ARRIVED AT "TRIGGER" FOR TEMPORARY PROMOTION BE OF ANY SPECIFIC DURATION, NOR THAT IT MUST BE CONTINUOUS. SUCH A LIMITATION THEN BECOMES A NONDISCRETIONARY AGENCY POLICY AND MUST BE COMPLIED WITH BY THE AGENCY WHEN THE STATED CRITERIA HAVE BEEN SATISFIED. THEREFORE, WITH RESPECT TO THE INSTANT CASE, A FINDING MUST BE MADE THAT THE GRIEVANT SERVED 60 CONTINUOUS DAYS IN THE HIGHER GRADED POSITION BEFORE THE EMPLOYEE WOULD BE ENTITLED TO A TEMPORARY PROMOTION. IN SUMMARY, THE EXTENT TO WHICH THE ARBITRATOR'S AWARD MAY BE IMPLEMENTED HINGES ON A SPECIFIC DETERMINATION OF WHEN THE GRIEVANT PERFORMED THE DUTIES OF THE HIGHER GRADED POSITION. IF THE GRIEVANT PERFORMED THE DUTIES OF THE HIGHER GRADED POSITION FOR THE ENTIRE 13-MONTH PERIOD THE ARBITRATOR'S AWARD DOES NOT CONFLICT WITH APPLICABLE RULES AND REGULATIONS. HOWEVER, THE RECORD SUGGESTS THAT THE DUTIES WERE PERFORMED ON A SPORADIC BASIS: THE PARTIES HAVE STIPULATED THAT THE ONLY SENSIBLE MEANING OF 60 WORK DAYS WITHIN THE GOVERNING CONTRACT PROVISION IS 60 CONTINUOUS DAYS. FROM TESTIMONY ADDUCED AT THE HEARING IT IS IMPOSSIBLE FOR THE ARBITRATOR TO SPECIFY WHAT 60-DAY PERIOD WAS SATISFIED AS IT RELATES TO THE GRIEVANT SINCE NEITHER SIDE PRODUCED HOURLY SCHEDULES DISCLOSING WHO WORKED IN WHAT CAPACITY, AND WHEN. NONETHELESS, THE ARBITRATOR IS SUFFICIENTLY CONVINCED AND PERSUADED BY THE UNION'S CASE THAT GRIEVANT DID, IN FACT, ACT AS A SUPERVISOR FOR A PERIOD IN EXCESS OF 60 DAYS, AND THAT BETWEEN FEBRUARY 20, 1977 AND MARCH 18, 1978 HE WAS NEITHER TEMPORARILY PROMOTED NOR PROVIDED WITH COMPENSATION COMMENSURATE WITH HIS ADDED JOB RESPONSIBILITIES. THE IMPLICATION OF THE ABOVE IS THAT THE GRIEVANT DID NOT SERVE IN THE HIGHER LEVEL POSITION FOR THE ENTIRE PERIOD BETWEEN FEBRUARY 20, 1977, AND MARCH 18, 1978. IF THAT IS SO, THE AWARD, AS GRANTED BY THE ARBITRATOR, IS IN CONFLICT WITH APPLICABLE RULES AND REGULATIONS. NEVERTHELESS, THE ARBITRATOR DID FIND THAT "THE GRIEVANT DID, IN FACT, ACT AS A SUPERVISOR FOR A PERIOD IN EXCESS OF 60 DAYS. . . . " AN AWARD OF BACKPAY WOULD REQUIRE A DETERMINATION OF THE SPECIFIC PERIOD(S) OF TIME IN WHICH THE GRIEVANT SERVED AT THE HIGHER LEVEL, EXTENDING BEYOND THE "TRIGGER" OF 60 CONTINUOUS DAYS. BASED UPON THE FOREGOING INTERPRETATION OF APPLICABLE REGULATIONS BY THE OFFICE OF PERSONNEL MANAGEMENT, WE FIND THAT THE ARBITRATOR'S AWARD IN THIS CASE DOES NOT VIOLATE APPROPRIATE REGULATIONS. HOWEVER, IMPLEMENTATION OF THIS AWARD MUST BE IN ACCORDANCE WITH APPLICABLE LAWS AND REGULATIONS AND THUS, IN COMPUTING THE AMOUNT OF BACKPAY DUE THE GRIEVANT, A DETERMINATION MUST BE MADE AS TO THE SPECIFIC PERIOD(S) OF TIME IN WHICH THE THE GRIEVANT PERFORMED IN THE HIGHER LEVEL POSITION BEYOND 60 CONTINUOUS DAYS AND THE PAYMENT OF BACKPAY LIMITED TO THAT PERIOD. /2/ CONCLUSION FOR THE FOREGOING REASONS, AND PURSUANT TO SECTION 2411.37(B) OF THE AMENDED RULES OF PROCEDURE, WE SUSTAIN THE AWARD. IMPLEMENTATION OF THE AWARD MUST BE CONSISTENT WITH THIS DECISION. THE STAY OF THE AWARD IS HEREBY VACATED. /3/ ISSUED, WASHINGTON, D.C., FEBRUARY 21, 1980 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY /1/ ACCORDING TO THE ARBITRATOR, ARTICLE 21, SECTION A OF THE PARTIES AGREEMENT PROVIDES, IN RELEVANT PART: SECTION A. DETAILS ARE OFFICIAL PERSONNEL ACTIONS BY WHICH AN EMPLOYEE RECEIVES CREDIT FOR EXPERIENCE AND TRAINING WHILE ASSIGNED AWAY FROM HIS/HER OFFICIAL POSITION, BUT RECEIVES THE SALARY ATTACHED TO HIS/HER POSITION. DETAILS MAY BE USED TO MEET SITUATIONS SUCH AS: IRREGULAR WORKLOADS, CHANGE IN ORGANIZATION, UNANTICIPATED ABSENCES SUCH AS SICK OR EMERGENCY LEAVE, PENDING OFFICIAL ASSIGNMENTS, PENDING DESCRIPTION AND CLASSIFICATION OF NEW POSITIONS, PENDING SECURITY CLEARANCE, AND FOR CROSS TRAINING TO POSITIONS OF LIKE GRADE. TO THE MAXIMUM EXTENT FEASIBLE, DETAILS WILL NOT BE MADE TO LOWER GRADE DUTIES. DETAILS TO HIGHER GRADE POSITIONS WILL NOT EXCEED SIXTY (60) DAYS. ARTICLE 22, SECTION E PROVIDES, IN RELEVANT PART: ASSIGNMENT TO HIGHER GRADE POSITIONS BY TEMPORARY PROMOTION IN LIEU OF DETAIL IS REQUIRED FOR PERIODS IN EXCESS OF SIXTY (60) DAYS. NO TEMPORARY PROMOTION WILL BE MADE FOR LESS THAN SIXTY (60) DAYS OR TO EXCEED ONE YEAR. SELECTION FOR TEMPORARY PROMOTION WILL BE MADE IN ACCORDANCE WITH THE COMPETITIVE PROVISIONS OF THIS ARTICLE. /2/ WE NOTE THAT THE ARBITRATOR, AS PART OF HIS AWARD, RETAINED LIMITED JURISDICTION OVER THE AWARD AS FOLLOWS: THE PARTIES STIPULATED AT THE HEARING THAT THEY WOULD HAVE 30 DAYS FROM THE DATE OF THIS DECISION TO AGREE UPON A SUITABLE BACK PAY SUM, AND SHOULD THEY NOT BE ABLE TO SO AGREE THE ARBITRATOR, IN HIS SOLE DISCRETION AND UPON THE REQUEST OF EITHER PARTY, WILL MAKE A DECISION CONCERNING THE AMOUNT OF COMPENSATION TO BE AWARDED. THUS IT WOULD APPEAR THAT SHOULD THE PARTIES BE UNABLE TO AGREE ON THE BACKPAY DUE THE GRIEVANT IN THIS CASE, EITHER PARTY MAY REQUEST A DECISION FROM THE ARBITRATOR AS TO THE AMOUNT OF COMPENSATION TO BE AWARDED. HOWEVER, IN DETERMINING THE AMOUNT OF THAT COMPENSATION THE ARBITRATOR IS LIKEWISE BOUND BY APPLICABLE LAWS AND REGULATIONS AND MUST DETERMINE SPECIFIC PERIODS OF TIME IN WHICH THE GRIEVANT PERFORMED IN THE HIGHER LEVEL POSITION BEYOND 60 CONTINUOUS DAYS. /3/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE INSTANT CASE WAS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS OF THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE ORDER.