[ v02 p105 ]
02:0105(10)AR
The decision of the Authority follows:
2 FLRA No. 10 INTERNAL REVENUE SERVICE. BUFFALO DISTRICT and NATIONAL TREASURY EMPLOYEES UNION, CHAPTER 58 FLRC No. 78A-172 DECISION ON APPEAL FROM ARBITRATION AWARD BACKGROUND OF CASE ACCORDING TO THE ARBITRATOR'S AWARD, FROM MARCH 1974 TO DECEMBER 1976 THE GRIEVANT, A GS-11 REVENUE OFFICER, WAS ASSIGNED FULL-TIME TO A COMPLIANCE PROGRAM OPERATED BY THE ACTIVITY. APPARENTLY CONTENDING THAT DURING THIS TIME THE GRIEVANT HAD PERFORMED GS-12 DUTIES FOR WHICH HE WAS ENTITLED TO RECEIVE A SPECIAL ACHIEVEMENT AWARD UNDER THE PARTIES' NEGOTIATED AGREEMENT, THE UNION FILED A GRIEVANCE ON BEHALF OF THE GRIEVANT. THE ISSUE TO BE RESOLVED BY THE ARBITRATOR WAS STIPULATED BY THE PARTIES AS FOLLOWS: /1/ (W)HETHER GRIEVANT WAS CONTRACTUALLY ENTITLED TO RECEIVE A SPECIAL ACHIEVEMENT AWARD FOR HIS WORK PERFORMANCE IN ACCORDANCE WITH ARTICLE 9, SECTION 2 (OF THE AGREEMENT). /2/ ARBITRATOR'S AWARD AT THE ARBITRATION HEARING THE ACTIVITY RAISED A QUESTION OF ARBITRABILITY. IN THIS REGARD THE ACTIVITY ARGUED THAT THE GRAVAMEN OF THE ISSUE WAS THE PROPER GRADE LEVEL AT WHICH THE GRIEVANT WORKED. THE ACTIVITY MAINTAINED THAT GRIEVANCES CONCERNING THE ENTITLEMENT TO A SPECIAL ACHIEVEMENT AWARD UNDER ARTICLE 9, SECTION 2 OF THE NEGOTIATED AGREEMENT WERE NOT ARBITRABLE BECAUSE GRIEVANCES OVER THE GRADE LEVEL ASSIGNED TO WORK IS A MATTER FOR WHICH A STATUTORY APPEAL PROCEDURE EXISTS AND WHICH THEREFORE, UNDER EXECUTIVE ORDER NO. 11491, MAY NOT BE RAISED UNDER THE NEGOTIATED GRIEVANCE PROCEDURE. HOWEVER, THE ARBITRATOR FOUND THAT THE GRIEVANCE DID NOT SEEK TO CHALLENGE THE GRADE LEVEL ASSIGNED TO THE GRIEVANT'S WORK, BUT RATHER TO REQUIRE THE ACTIVITY TO HONOR THE GRADE LEVEL THAT IT HAD ORIGINALLY ASSIGNED TO THAT WORK. THEREFORE, THE ARBITRATOR FOUND THAT THE GRIEVANCE ARBITRABLE AND HE PROCEEDED TO THE MERITS. ON THE MERITS, THE ARBITRATOR EXPLAINED THAT NATIONALLY THE COMPLIANCE PROGRAM WORK WAS GRADED AT BOTH GS-11 AND GS-12 WITH THE DIFFERENCE BASED ON THE LEVEL OF DIFFICULTY OF THE PROGRAM STUDIES. THE ARBITRATOR OBSERVED THAT, DURING THE SIX YEARS OF OPERATION OF THE PROGRAM IN THE BUFFALO DISTRICT, ALL REVENUE OFFICERS ASSIGNED TO THE PROGRAM WERE GS-12'S EXCEPT THE GRIEVANT. THE ARBITRATOR FURTHER OBSERVED THAT THE GRIEVANT AND ANOTHER EMPLOYEE, A GS-12, WORKED AS A TEAM DURING THE PERIOD OF THE GRIEVANT'S ASSIGNMENT TO THE PROGRAM WITHOUT ANY DISTINCTIONS AS TO THE DIFFICULTY OF THE WORK PERFORMED BY EACH. THE ARBITRATOR DETERMINED THAT THESE MATTERS REFLECTED THE ACTIVITY'S JUDGMENT THAT FOR THE BUFFALO DISTRICT THE COMPLIANCE PROGRAM WORK WAS OF THE GRADE LEVEL GS-12. THEREFORE, HE CONCLUDED THAT THE GRIEVANT HAD PERFORMED SUFFICIENT GS-12 LEVEL WORK TO BE ENTITLED TO A SPECIAL ACHIEVEMENT AWARD UNDER THE PROVISIONS OF THE NEGOTIATED AGREEMENT. ACCORDINGLY, HIS AWARD AS TO THIS ISSUE, SET FORTH IN PART (2) OF THE AWARD, WAS: "(THE GRIEVANT) IS ENTITLED TO A SPECIAL ACHIEVEMENT AWARD UNDER ARTICLE 9, SECTION 2." AGENCY'S APPEAL THE AGENCY FILED A PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD WITH THE FEDERAL LABOR RELATIONS COUNCIL. THIS CASE WAS PENDING BEFORE THE COUNCIL ON DECEMBER 31, 1978. IN ACCORDANCE WITH SECTION 2400.5 OF THE TRANSITION RULES OF THE FEDERAL LABOR RELATIONS AUTHORITY (44 FED. REG. 44741) AND SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215), THE RULES OF PROCEDURE OF THE FEDERAL LABOR RELATIONS COUNCIL, 5 C.F.R. PART 2411(1978), REMAIN OPERATIVE WITH RESPECT TO THE PRESENT CASE EXCEPT THAT THE WORD "AUTHORITY" IS SUBSTITUTED, AS APPROPRIATE, WHEREVER THE WORD "COUNCIL" APPEARS IN SUCH RULES. UNDER SECTION 2411.32 OF THE RULES AS SO AMENDED, THE AUTHORITY ACCEPTED THE AGENCY'S PETITION FOR REVIEW INSOFAR AS IT RELATED TO THE AGENCY'S EXCEPTION WHICH ALLEGED THAT PART (2) OF THE ARBITRATOR'S AWARD, FINDING THAT THE GRIEVANT IS ENTITLED TO A SPECIAL ACHIEVEMENT AWARD, VIOLATES APPLICABLE LAW AND APPROPRIATE REGULATION. /3/ BOTH PARTIES FILED BRIEFS. OPINION SECTION 2411.37(A) OF THE AMENDED RULES OF PROCEDURE PROVIDES: (A) AN AWARD OF AN ARBITRATOR SHALL BE MODIFIED, SET ASIDE IN WHOLE OR IN PART, OR REMANDED ONLY ON GROUNDS THAT THE AWARD VIOLATES APPLICABLE LAW, APPROPRIATE REGULATION, OR THE ORDER, OR OTHER GROUNDS SIMILAR TO THOSE APPLIED BY THE COURTS IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS. AS PREVIOUSLY STATED, THE AUTHORITY ACCEPTED THE AGENCY'S PETITION FOR REVIEW INSOFAR AS IT RELATED TO THE AGENCY'S EXCEPTION WHICH ALLEGED THAT PART (2) OF THE ARBITRATOR'S AWARD, FINDING THAT THE GRIEVANT IS ENTITLED TO A SPECIAL ACHIEVEMENT AWARD, VIOLATES APPLICABLE LAW AND APPROPRIATE REGULATIONS. SINCE THE CIVIL SERVICE COMMISSION WAS RESPONSIBLE FOR PRESCRIBING REGULATIONS CONCERNING THE MATTERS INVOLVED IN THIS CASE, AND SINCE UNDER SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 /4/ THIS APPEAL MUST BE RESOLVED AS IF THE CIVIL SERVICE REFORM ACT HAD NOT BEEN ENACTED, THE AUTHORITY REQUESTED FROM THE OFFICE OF PERSONNEL MANAGEMENT (THE SUCCESSOR AGENCY TO THE CIVIL SERVICE COMMISSION WITH RESPECT TO THE MATTERS INVOLVED HEREIN) AN INTERPRETATION OF CIVIL SERVICE COMMISSION REGULATIONS AS THEY PERTAIN TO PART (2) OF THE ARBITRATOR'S AWARD. THE OFFICE OF PERSONNEL MANAGEMENT REPLIED IN RELEVANT PART AS FOLLOWS: PART (2) OF THE AWARD DEALS WITH THE ISSUE OF WHETHER THE GRIEVANT IS ENTITLED TO A SPECIAL ACHIEVEMENT AWARD IN ACCORDANCE WITH ARTICLE 9, SECTION 2 OF THE AGREEMENT WHICH PROVIDES, IN PART, THE FOLLOWING: WHERE IT HAS BEEN ADMINISTRATIVELY DETERMINED THAT AN EMPLOYEE HAS PERFORMED: 1. HIGHER GRADED DUTIES FOR 50% OR MORE OF THE PREVIOUS 12 MONTH PERIOD, 2. IN A MANNER WHICH FULLY MEETS THE PERFORMANCE REQUIREMENTS OF THE HIGHER GRADED DUTIES, SUCH PERFORMANCE WILL BE RECOGNIZED BY A SPECIAL ACHIEVEMENT AWARD . . . . THE ARBITRATOR FOUND THAT THE GRIEVANT HAD PERFORMED SUFFICIENT GS-12 LEVEL WORK FOR A PERIOD GREATER THAN TWELVE MONTHS FOR HIM TO BE ENTITLED, UNDER ARTICLE 9, SECTION 2 OF THE NEGOTIATED AGREEMENT, TO A SPECIAL ACHIEVEMENT AWARD. THE AGENCY CONTENDS THAT THE ARBITRATOR, IN FINDING THAT THE GRIEVANT HAD PERFORMED GS-12 LEVEL WORK, HAD IN EFFECT MADE A CLASSIFICATION DETERMINATION AND HAD THEREBY VIOLATED 5 CFR 511.603 ET SEQ. SUBPART F OF PART 511 OF TITLE 5 OF THE CODE OF FEDERAL REGULATIONS RELATES TO AN EMPLOYEE'S RIGHT TO APPEAL THE CLASS, GRADE, OR PAY SYSTEM OF THE OFFICIAL POSITION OF RECORD, AND THE RIGHT OF THE AGENCY TO APPEAL ANY CLASSIFICATION DECISION MADE BY OPM WITH RESPECT TO ANY POSITION IN THE AGENCY. IN THE CASE AT BAR THE GRIEVANT DID NOT REQUEST A CHANGE IN THE CLASS, GRADE, OR PAY SYSTEM OF HIS OFFICIALLY ASSIGNED POSITION; NOR DID THE ARBITRATOR ORDER SUCH CHANGES. SINCE THE CLASSIFICATION OF THE GRIEVANT'S OFFICIAL POSITION WAS NOT AT ISSUE IN PART (2) OF THE AWARD, WE CONCLUDE THAT THE ARBITRATOR DID NOT VIOLATE 5 CFR 511.603. /5/ BASED ON THE FOREGOING INTERPRETATION OF THE OFFICE OF PERSONNEL MANAGEMENT, WE CONCLUDE THAT PART (2) OF THE ARBITRATOR'S AWARD, FINDING THAT THE GRIEVANT IS ENTITLED TO A SPECIAL ACHIEVEMENT AWARD, IS CONSISTENT WITH APPLICABLE LAW AND APPROPRIATE REGULATION. CONCLUSION FOR THE FOREGOING REASONS, WE FIND THAT THE ARBITRATOR'S AWARD DOES NOT VIOLATE APPLICABLE LAW OR APPROPRIATE REGULATION. THEREFORE, PURSUANT TO SECTION 2411.37(B) OF THE RULES OF PROCEDURE, WE SUSTAIN THE ARBITRATOR'S AWARD AND VACATE THE STAY. /6/ ISSUED, WASHINGTON, D.C., NOVEMBER 15, 1979 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER LEON B. APPLEWHAITE, MEMBER FEDERAL LABOR RELATIONS AUTHORITY /1/ THE PARTIES ALSO SUBMITTED AN ISSUE TO THE ARBITRATOR CONCERNING THE FAIRNESS OF A PROMOTION APPRAISAL OF THE GRIEVANT. HOWEVER, THE ARBITRATOR'S AWARD AS TO THAT ISSUE, SET FORTH IN PART (1) OF HIS AWARD, IS NOT BEFORE THE AUTHORITY IN THIS CASE. /2/ ACCORDING TO THE AWARD, ARTICLE 9, SECTION 2 PROVIDES: ACTUAL WORK PERFORMANCE IS TO BE EVALUATED IN RELATION TO THE REASONABLE PERFORMANCE REQUIREMENTS OF THE JOB FOR WHICH AN EMPLOYEE IS PAID. WHERE IT HAS BEEN ADMINISTRATIVELY DETERMINED THAT AN EMPLOYEE HAS PERFORMED: 1. HIGHER GRADED DUTIES FOR 50% OR MORE OF THE PREVIOUS 12 MONTH PERIOD, 2. IN A MANNER WHICH FULLY MEETS THE PERFORMANCE REQUIREMENTS OF THE HIGHER GRADED DUTIES, SUCH PERFORMANCE WILL BE RECOGNIZED BY A SPECIAL ACHIEVEMENT AWARD. /3/ THE AGENCY REQUESTED AND THE AUTHORITY GRANTED, PURSUANT TO SECTION 2411.46(F) OF THE RULES OF PROCEDURE, A STAY OF THE AWARD PENDING DETERMINATION OF THE APPEAL. /4/ THE CIVIL SERVICE REFORM ACT OF 1978, PUB. L. NO. 95-454, SEC. 902(B), 92 STAT. 1224, PROVIDES: (B) NO PROVISION OF THIS ACT SHALL AFFECT ANY ADMINISTRATIVE PROCEEDINGS PENDING AT THE TIME SUCH PROVISION TAKES EFFECT. ORDERS SHALL BE ISSUED IN SUCH PROCEEDINGS AND APPEALS SHALL BE TAKEN THEREFROM AS IF THIS ACT HAD NOT BEEN ENACTED. /5/ IN THIS CONNECTION PLEASE COMPARE WITH THE CIVIL SERVICE COMMISSION OPINION TO THE FEDERAL LABOR RELATIONS COUNCIL, JUNE 1, 1977, IN FEDERAL AVIATION ADMINISTRATION AND PROFESSIONAL AIR TRAFFIC CONTROLLERS ORGANIZATION, FLRC NO. 76A-133. /6/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978, THE INSTANT CASE WAS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS OF THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE ORDER.