[ v01 p809 ]
01:0809(91)CA
The decision of the Authority follows:
1 FLRA No.91 INTERNAL REVENUE SERVICE, WASHINGTON, D.C. Respondent and NATIONAL TREASURY EMPLOYEES UNION, NTEU CHAPTER NO. 65 Complainant Assistant Secretary Case No. 22-08866(CA) DECISION AND ORDER ON APRIL 6, 1979, ADMINISTRATIVE LAW JUDGE PETER MCC. GIESEY ISSUED HIS RECOMMENDED DECISION AND ORDER IN THE ABOVE-ENTITLED PROCEEDING, FINDING THAT THE RESPONDENT HAD NOT ENGAGED IN THE UNFAIR LABOR PRACTICES ALLEGED IN THE COMPLAINT, AND RECOMMENDING THAT THE COMPLAINT BE DISMISSED IN ITS ENTIRETY. THEREAFTER, THE COMPLAINANT FILED TIMELY EXCEPTIONS TO THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER. THE FUNCTIONS OF THE ASSISTANT SECRETARY OF LABOR FOR LABOR-MANAGEMENT RELATIONS UNDER EXECUTIVE ORDER 11491, AS AMENDED, WERE TRANSFERRED TO THE AUTHORITY UNDER SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES AND REGULATIONS (44 F.R. 7). THE AUTHORITY CONTINUES TO BE RESPONSIBLE FOR THE PERFORMANCE OF THESE FUNCTIONS AS PROVIDED IN SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215). THEREFORE, PURSUANT TO SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES AND REGULATIONS AND SECTION 7135(B) OF THE STATUTE, THE AUTHORITY HAS REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER AND THE ENTIRE RECORD IN THE SUBJECT CASE, INCLUDING THE COMPLAINANT'S EXCEPTIONS, THE AUTHORITY HEREBY ADOPTS THE ADMINISTRATIVE LAW JUDGE'S FINDINGS, /1/ CONCLUSIONS AND RECOMMENDATIONS. /2/ ORDER IT IS HEREBY ORDERED THAT THE COMPLAINT IN ASSISTANT SECRETARY CASE NO. 22-08866(CA) BE, AND IT HEREBY IS, DISMISSED. ISSUED, WASHINGTON, D.C., JULY 31, 1979 RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER FEDERAL LABOR RELATIONS AUTHORITY KEITH A. AQUI, ESQUIRE OFFICE OF THE CHIEF COUNSEL GENERAL LEGAL SERVICES DIVISION BRANCH NO. 1, ROOM 4562 INTERNAL REVENUE SERVICE 1111 CONSTITUTION AVENUE, N.W. WASHINGTON, D.C. 20224 FOR THE RESPONDENT KENNETH A. DAVIS, ESQUIRE ASSISTANT COUNSEL NATIONAL TREASURY EMPLOYEES UNION SUITE 1101 1730 K STREET, N.W. WASHINGTON, D.C. 20006 FOR THE COMPLAINANT BEFORE: PETER MCC. GIESEY ADMINISTRATIVE LAW JUDGE DECISION AND ORDER THIS IS A PROCEEDING BROUGHT UNDER EXECUTIVE ORDER 11491, AS AMENDED, (HEREAFTER, "THE ORDER") BY NATIONAL TREASURY EMPLOYEES UNION, NTEU CHAPTER NO. 065, A LOCAL OF THE LABOR ORGANIZATION REPRESENTING THE AGENCY'S EMPLOYEES IN A UNIT APPROPRIATE FOR PURPOSES OF COLLECTIVE BARGAINING, AGAINST THE AGENCY. NTEU COMPLAINS THAT THE AGENCY VIOLATED SECTIONS 19(A) (1) AND (6) OF THE ORDER, /1/ BY REFUSING TO MEET AND CONFER WITH NTEU CONCERNING THE IMPACT AND IMPLEMENTATION OF THE PHYSICAL REARRANGEMENT OF A WORK AREA. A HEARING WAS HELD IN WASHINGTON, D.C. ON OCTOBER 27, 1978. BRIEFLY, THE RECORD SHOWS THE FOLLOWING. STATEMENT OF THE CASE MR. JOHN PETER MARTIN, VICE-PRESIDENT OF THE LOCAL CHAPTER OF THE UNION AND SHOP STEWARD, TESTIFIED THAT, ON JUNE 17, 1977, /2/ HE RECEIVED A TELEPHONE CALL FROM THE DIVISION DIRECTOR OF EMPLOYEE PLANS WHO INFORMED HIM THAT HIS DIVISION WAS CONTEMPLATING "SOME REORGANIZATION AFFECTING BARGAINING UNIT EMPLOYEES" AND THAT HE WOULD BE PROVIDED SPECIFIC INFORMATION AT SOME TIME IN THE FUTURE. ON JULY 12, MR. MARTIN RECEIVED FLOOR PLANS DEPICTING PHYSICAL REORGANIZATION OF WORK AREAS ON TWO FLOORS OF THE OFFICE BUILDING OCCUPIED BY THE AGENCY. EMPLOYEE DESK ASSIGNMENTS, BY NAME, WERE INDICATED AS WELL AS WALLS AND WINDOWS. REFERRED TO BY THE WITNESSES AS "OPEN SPACE" PLANNING, THE DRAWINGS DEPICTED WHAT IS COMMONLY KNOWN TO ARCHITECTS AND DESIGNERS AS "OFFICE LANDSCAPING", INVOLVING REMOVAL OF SELECTED WALLS AND USE OF MOVEABLE SPACE DIVIDERS IDEALLY ORGANIZED TO REFLECT THE PHYSICAL MOVEMENT OF A WORK PRODUCT. MR. MARTIN TESTIFIED THAT THE DRAWINGS WERE GIVEN HIM BY THE ASSISTANT DIRECTOR WHO "INDICATED THAT THESE WERE PROPOSED PLANS AND THAT THEY HAD TO BE SENT TO FACILITIES MANAGEMENT BRANCH . . . AND THEN, AFTER THEIR APPROVAL, HAD TO BE SENT TO GSA FOR THEIR APPROVAL AND UNTIL THESE TWO OTHER BODIES APPROVED THE PLANS, THAT NO FINAL PLANS COULD BE GIVEN TO THE UNION." MARTIN STATED THAT THE ASSISTANT DIRECTOR REQUESTED THAT HE, AS UNION STEWARD AND ON OFFICIAL TIME, "CONTACT AFFECTED EMPLOYEES AND . . . SOLICIT . . . COMMENTS FROM THEM" IN ORDER THAT "POTENTIAL GRIEVANCES BY AFFECTED EMPLOYEES" MIGHT BE AVOIDED. BY SEPTEMBER 12, ACCORDING TO MR. MARTIN, HE HAD SOLICITED AND COMPILED THE COMMENTS OF AFFECTED EMPLOYEES AND A MEETING WAS HELD BETWEEN THREE AGENCY MANAGEMENT REPRESENTATIVES AND THREE UNION OFFICERS. MR. MARTIN PRESENTED THE COMMENTS AND THEY WERE DISCUSSED BY THE PARTIES. /3/ MR. MARTIN STATED THAT ON SEPTEMBER 20, HE OBSERVED THAT WORK HAD BEGUN IN THE PLANNED AREA. HE IMMEDIATELY CONTACTED THE ACTING JOINT COUNCIL PRESIDENT WHO WROTE A LETTER TO MANAGEMENT REQUESTING "TO NEGOTIATE THE CHANGES IN THE GENERAL WORKING CONDITIONS PROPOSED IN THE EMPLOYEE PLANS DIVISION." MR. MARTIN TESTIFIED THAT HE HAD CONSISTENTLY REPRESENTED TO MANAGEMENT THAT THE UNION RESERVED ITS RIGHT TO SUBMIT ITS "INPUT" UPON BEING APPRISED THAT THE PLANS WERE FINALLY APPROVED BY THE REVIEWING BODIES AND HAD BEEN "ASSURED . . . THAT WHEN THE PLANS WERE FINALIZED . . . WE WOULD HAVE THAT OPPORTUNITY." HOWEVER, HE STATED THAT WHEN HE WAS CALLED TO THE OFFICE THE ASSISTANT DIRECTOR 7 TO 10 DAYS AFTER CONSTRUCTION WORK BEGAN, HE WAS TOLD THAT MANAGEMENT REGRETTED THAT THE EMPLOYEE COMMENTS WOULD NOT BE USED AND WHEN ASKED WHETHER THE UNION WOULD BE AFFORDED OPPORTUNITY FOR COMMENT, THE ASSISTANT DIRECTOR INDICATED THAT HE WAS SORRY BUT THE PLANS WERE FINALIZED AND THEY WERE GOING TO GO AHEAD WITH THE WORK AND THAT I WOULD HAVE TO BE LEFT TO DO WHAT I HAD TO GO, ((W)HICH INDICATED TO ME THE UNFAIR LABOR PRACTICE()). MR. JOHN BURKE, ASSISTANT DIRECTOR AT THE RELEVANT TIME, TESTIFIED THAT, FOLLOWING NEW LEGISLATION IN 1974, HIS DIVISION GREW FROM 30 OR 40 EMPLOYEES TO APPROXIMATELY 60 AND THAT IN 1976 THE "GROUP" WAS INCREASED BY "A SUBSTANTIAL NUMBER OF NEW EMPLOYEES" IN A TRAINING STATUS FOR WHOM THE ONLY AVAILABLE SPACE WAS A CORRIDOR. FOLLOWING MONTHS OF STUDY, IT WAS DECIDED THAT A CORRIDOR SHOULD BE OPENED UP BY REMOVING THE WALLS THUS CREATING "WINDOW SPACE". HE STATED THAT MANAGEMENT'S PLANS WERE REDUCED TO FLOOR PLANS IN JUNE AND THAT THE PLANS WERE THEN GIVEN TO THE UNION AND SUBMITTED TO THE ASSISTANT COMMISSIONER'S OFFICE FOR APPROVAL. HE STATED THAT HE MET WITH MR. MARTIN TO DISCUSS THE PLANS, THAT MARTIN HAD ASKED IF HE OBJECTED TO "CANVASSING" THE EMPLOYEES CONCERNING THE PLANS, AND THAT HE REPLIED THAT HOWEVER HE SOLICITED EMPLOYEES' VIEWS WAS UP TO HIM. BURKE TESTIFIED THAT HE REPLIED IN THE NEGATIVE WHEN MARTIN ASKED IF HE COULD PERFORM THIS TASK ON OFFICIAL TIME. AT THAT MEETING HE EXPLAINED TO MR. MARTIN THAT THE PLANS WERE BEING FORWARDED TO THE FACILITIES MANAGEMENT DIVISION AND THAT "UNTIL THEY CAME BACK, WE COULD NOT BEGIN TO IMPLEMENT (THEM) AND THAT THEY WOULD NOT BE THE ABSOLUTE FINAL AND/OR THE FINAL ONES." THERE WAS, IN FACT, ONE CHANGE IN THE FLOOR PLANS AFTER THAT MEETING-- ONE WALL WHICH WAS TO BE REMOVED WAS LEFT STANDING. BURKE STATED THAT AT VARIOUS TIMES HE HAS DISCUSSED WITH MARTIN THE QUESTION OF A DEFINITE DATE FOR IMPLEMENTATION AND HAD TOLD HIM THAT HE WOULD BE INFORMED OF THE DATES "AS SOON AS I GOT THEM". FINDINGS OF FACT AND CONCLUSIONS OF LAW HAVING CONSIDERED THE ENTIRE RECORD, INCLUDING THE TESTIMONY, EXHIBITS AND BRIEFS OF THE PARTIES AND HAVING OBSERVED THE DEMEANOR OF THE WITNESSES, I MAKE THE FOLLOWING FINDINGS OF FACTS, CONCLUSIONS OF LAW AND DECISION AND ORDER BASED THEREON. THE FACTS ARE AS STATED ABOVE. WHERE THERE APPEAR TO BE CONTRADICTIONS, I BELIEVE THAT THE WITNESSES HAVE TESTIFIED TO AN ADMIXTURE OF MEMORY, PERCEPTION AND INTERPRETATION. IN ANY CASE, THE FACTS ARE NOT MATERIALLY ALTERED BY THESE SEEMING CONTRADICTIONS, FOR THIS DECISION MUST BE BASED UPON THOSE THINGS WHICH HAPPENED AND NOT THE PERCEPTIONS OF THOSE EVENTS TO WHICH BOTH WITNESSES HAVE, IN PART, TESTIFIED, NASA, KENNEDY SPACE CENTER, A/SLMR 223(1972). THUS, ON JULY 12, THE UNION WAS PROVIDED WITH THE AGENCY'S PROPOSED ALTERATION PLANS TOGETHER WITH SPECIFICATION OF EACH AFFECTED UNIT MEMBER'S NEW WORKPLACE, THE UNION THEN CANVASSED ITS AFFECTED UNIT EMPLOYEES AND MET WITH MANAGEMENT AGAIN IN SEPTEMBER. WHETHER THE CANVASSING WAS ON OFFICIAL TIME OR OTHER IS IRRELEVANT AS NO PART OF THE COMPLAINT IS BASED ON THIS CIRCUMSTANCE. UNREMARKABLY, ALL EMPLOYEES OBJECTED TO THE IMPLEMENTATION OF THE PLAN. /4/ THAT THE COLLECTIVE BARGAINING AGENCY, GIVEN AMPLE OPPORTUNITY TO MEET AND CONFER REGARDING THE IMPLEMENTATION AND IMPACT OF MANAGEMENT'S PLANS, CHOSE INSTEAD TO ARGUE AGAINST ITS ADOPTION WAS THE UNION AGENTS' CHOICE, ACCURATELY REFLECTING THE UNIT MEMBER'S WISHES. HAVING MADE SUCH A CHOICE, NEITHER THE ORDER NOR THE KNOWN EXIGENCIES OF BUREAUCRATIC REALITY MAY BE USED TO JUSTIFY THE PRESUMPTION OF RIGHT TO FURTHER OPPORTUNITY TO RETURN TO THE STARTING POINT AND ENGAGE IN DISCUSSION OF IMPACT AND IMPLEMENTATION OF A WORK AREA REARRANGEMENT WHICH THE RECORD AMPLY DEMONSTRATES WAS TOTALLY UNACCEPTABLE TO THE AFFECTED EMPLOYEES. /5/ TO ARGUE, AS DOES COMPLAINANT HERE, THAT SUCH CONSTRUCTION PLANS MUST BE "FINALIZED", I.E., FULLY APPROVED BY ALL RESPONSIBLE AGENCIES, IS UNREALISTIC. I AM SURE THAT THAT BUREAUCRATIC LABYRINTH THROUGH WHICH ALL SUCH CONSTRUCTION PROPOSALS MUST PASS BEFORE "FINALIZATION" IS AS WELL KNOWN TO COMPLAINANT AS TO MANAGEMENT. IN THE BEGINNING IS MANAGEMENT'S PLAN, AND IN THE END IS WHAT REMAINS OF IT UPON REVIEW BY VARIOUS OTHER BRANCHES OF THE GOVERNMENT. SHOULD FRUITFUL DISCUSSION OF IMPLEMENTATION AND IMPACT BE MADE TO WAIT UPON "FINALIZATION", IT IS LIKELY THAT THE ENTIRE PROCESS WOULD HAVE TO BEGIN ANEW. THUS WOULD THE UNION'S UNQUESTIONED RIGHTS BE FASHIONED INTO AN INSTRUMENT TO PARALYZE MANAGEMENT-- A SORT OF MOEBIUS CURVE OF "FINALIZATION". THIS IS NEITHER CONSISTENT WITH THE INTENT OR EFFECT OF THE ORDER. ACCORDINGLY; THE COMPLAINT IS DISMISSED. PETER MCC. GIESEY ADMINISTRATIVE LAW JUDGE DATED: APRIL 6, 1979 WASHINGTON, D.C. /1/ IN REACHING THE AUTHORITY'S DECISION, IT IS NOTED PARTICULARLY THAT THE ADMINISTRATIVE LAW JUDGE FOUND THAT ON JULY 12, 1977, THE COMPLAINANT WAS PROVIDED WITH THE PROPOSED PLANS FOR THE EMPLOYEE PLANS DIVISION REORGANIZATION, WHICH WITH A MINOR DEVIATION WENT INTO EFFECT IN OCTOBER 1977, AND THAT IT NEVER REQUESTED BARGAINING ON IMPACT AND IMPLEMENTATION WHEN IT MET WITH THE RESPONDENT ON SEPTEMBER 12, 1977, AFTER HAVING SECURED EMPLOYEE COMMENTS. /2/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE PRESENT CASE IS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION AND ORDER DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE EXECUTIVE ORDER. /3/ VIZ.: SECTION 19. UNFAIR LABOR PRACTICES. (A) AGENCY MANAGEMENT SHALL NOT-- (1) INTERFERE WITH, RESTRAIN, OR COERCE AN EMPLOYEE IN THE EXERCISE OF THE RIGHTS ASSURED BY THIS ORDER; (6) REFUSE TO CONSULT, CONFER OR NEGOTIATE WITH A LABOR ORGANIZATION AS REQUIRED BY THIS ORDER. /4/ ALL DATES ARE 1977. /5/ THESE COMMENTS, COPIES OF WHICH WERE PLACED IN EVIDENCE, ARE ALL NEGATIVE, I.E., THEY CONSIST OF REASONS WHY THE "OPEN SPACE" PLAN SHOULD NOT BE IMPLEMENTED. /6/ IN MY 25 YEARS OF SERVICE WITH SIX INDEPENDENT AGENCIES, I HAVE SEEN THE BAUHAUS' OFFICE LANDSCAPE CONCEPT DISCOVERED AND REDISCOVERED ON MANY OCCASIONS. ALTHOUGH ADMIRABLY DESIGNED FOR DISCRETE FUNCTION, IT IS REPEATEDLY MISUSED BY MANAGEMENT FOR THE PURPOSE SHOWN HERE-- TO JAMB A QUART IN A PINT POT-- WITH PREDICTABLY DREARY EFFECTS UPON THE MORALE OF EMPLOYEES. /7/ COMPARE, OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION, A/SLMR 1017(1978).