[ v01 p508 ]
01:0508(59)CA
The decision of the Authority follows:
1 FLRA No. 59 DEPARTMENT OF HEALTH, EDUCATION AND WELFARE, SOCIAL SECURITY ADMINISTRATION, BUREAU OF RETIREMENT AND SURVIVORS INSURANCE, NORTHEASTERN PROGRAM SERVICE CENTER Respondent and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO Complainant Assistant Secretary Case Nos. 30-08062(CA) and 30-08264(CA) DECISION AND ORDER ON DECEMBER 13, 1978, ADMINISTRATIVE LAW JUDGE SALVATORE J. ARRIGO ISSUED HIS RECOMMENDED DECISION AND ORDER IN THE ABOVE-ENTITLED CONSOLIDATED PROCEEDING, FINDING THAT THE RESPONDENT HAD ENGAGED IN THE UNFAIR LABOR PRACTICES ALLEGED IN THE COMPLAINTS AND RECOMMENDING THAT IT CEASE AND DESIST THEREFROM AND TAKE CERTAIN AFFIRMATIVE ACTIONS AS SET FORTH IN THE ATTACHED ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER. THEREAFTER, THE RESPONDENT FILED TIMELY EXCEPTIONS TO THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER. THE FUNCTIONS OF THE ASSISTANT SECRETARY OF LABOR FOR LABOR-MANAGEMENT RELATIONS UNDER EXECUTIVE ORDER 11491, AS AMENDED, WERE TRANSFERRED TO THE AUTHORITY UNDER SECTION 304 OF REORGANIZATION PLAN NO. 2 OF 1978 (43 F.R. 36040), WHICH TRANSFER OF FUNCTIONS IS IMPLEMENTED BY SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES AND REGULATIONS (44 F.R. 7). THE AUTHORITY CONTINUES TO BE RESPONSIBLE FOR THE PERFORMANCE OF THESE FUNCTIONS AS PROVIDED IN SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215). THEREFORE, PURSUANT TO SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES AND REGULATIONS AND SECTION 7135(B) OF THE STATUTE, THE AUTHORITY HAS REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE AT THE HEARING AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND ORDER AND THE ENTIRE RECORD IN THE SUBJECT CASES, INCLUDING THE RESPONDENT'S EXCEPTIONS, THE AUTHORITY HEREBY ADOPTS THE ADMINISTRATIVE LAW JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATIONS. ORDER /1/ PURSUANT TO SECTION 2400.2 OF THE TRANSITION RULES AND REGULATIONS OF THE FEDERAL LABOR RELATIONS AUTHORITY AND SECTION 7135 OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE, THE AUTHORITY HEREBY ORDERS THAT THE DEPARTMENT OF HEALTH, EDUCATION AND WELFARE, SOCIAL SECURITY ADMINISTRATION, BUREAU OF RETIREMENT AND SURVIVORS INSURANCE, NORTHEASTERN PROGRAM SERVICE CENTER SHALL: 1. CEASE AND DESIST FROM: (A) SOLICITING FROM EMPLOYEES REPRESENTED BY THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THROUGH A QUESTIONNAIRE, OPINIONS AND SENTIMENTS INVOLVING PERSONNEL POLICIES AND PRACTICES AND MATTERS AFFECTING WORKING CONDITIONS RELATIVE TO FLEXTIME WORK HOURS WITHOUT FIRST OBTAINING THE CONSENT OF AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO, THE AUTHORIZED REPRESENTATIVE OF THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION. (B) CHANGING WORK HOURS FROM A STANDARD SCHEDULE TO A FLEXTIME PROGRAM APPLICABLE TO EMPLOYEES REPRESENTED EXCLUSIVELY BY THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), WITHOUT FIRST NOTIFYING THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO, THE AUTHORIZED REPRESENTATIVE OF THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION, AND AFFORDING IT THE OPPORTUNITY TO MEET AND CONFER, TO THE EXTENT CONSONANT WITH LAW AND REGULATIONS, ON THE DECISION, THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN IMPLEMENTING SUCH CHANGE, AND ON THE IMPACT SUCH CHANGE WILL HAVE ON ADVERSELY AFFECTED EMPLOYEES IN THE EXCLUSIVELY RECOGNIZED UNIT. (C) IN ANY LIKE OR RELATED MANNER, INTERFERING WITH, RESTRAINING, OR COERCING ITS EMPLOYEES IN THE EXERCISE OF THEIR RIGHTS ASSURED BY EXECUTIVE ORDER 11491, AS AMENDED. 2. TAKE THE FOLLOWING AFFIRMATIVE ACTIONS IN ORDER TO EFFECTUATE THE PURPOSES AND POLICIES OF EXECUTIVE ORDER 11491, AS AMENDED: (A) UPON REQUEST OF AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO, THE AUTHORIZED REPRESENTATIVE OF THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION, RESCIND THE FLEXTIME PROGRAM INSTITUTED ON NOVEMBER 11, 1977, AND RETURN TO THE PRIOR SYSTEM OF WORK HOURS OR UPON REQUEST, MEET AND CONFER WITH REGARD TO THE MODIFICATION THEREOF. (B) NOTIFY THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO, THE AUTHORIZED REPRESENTATIVE OF THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THE EMPLOYEES' EXCLUSIVE BARGAINING REPRESENTATIVE, OF ANY INTENDED CHANGE IN EMPLOYEES WORK HOURS AND, UPON REQUEST, MEET AND CONFER, TO THE EXTENT CONSONANT WITH LAW AND REGULATIONS, ON THE DECISION, THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN IMPLEMENTING SUCH CHANGE, AND ON THE IMPACT SUCH CHANGE WILL HAVE ON ADVERSELY AFFECTED EMPLOYEES IN THE EXCLUSIVELY RECOGNIZED UNIT. (C) POST AT ITS FACILITY AT THE NORTHEASTERN PROGRAM SERVICE CENTER COPIES OF THE ATTACHED NOTICE MARKED "APPENDIX" ON FORMS TO BE FURNISHED BY THE FEDERAL LABOR RELATIONS AUTHORITY. UPON RECEIPT OF SUCH FORMS, THEY SHALL BE SIGNED BY THE DIRECTOR OF THE NORTHEASTERN PROGRAM SERVICE CENTER AND SHALL BE POSTED AND MAINTAINED BY HIM FOR 60 CONSECUTIVE DAYS THEREAFTER IN CONSPICUOUS PLACES, INCLUDING ALL BULLETIN BOARDS AND OTHER PLACES WHERE NOTICES TO EMPLOYEES ARE CUSTOMARILY POSTED. THE DIRECTOR SHALL TAKE REASONABLE STEPS TO INSURE THAT SUCH NOTICES ARE NOT ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. (D) NOTIFY THE FEDERAL LABOR RELATIONS AUTHORITY, IN WRITING, WITHIN 30 DAYS FROM THE DATE OF THIS ORDER AS TO WHAT STEPS HAVE BEEN TAKEN TO COMPLY HEREWITH. ISSUED, WASHINGTON, D.C., JUNE 14, 1979 RONALD W. HAUGHTON, CHAIRMAN HENRY B.FRAZIER III, MEMBER FEDERAL LABOR RELATIONS AUTHORITY APPENDIX NOTICE TO ALL EMPLOYEES PURSUANT TO A DECISION AND ORDER OF THE FEDERAL LABOR RELATIONS AUTHORITY AND IN ORDER TO EFFECTUATE THE POLICIES OF CHAPTER 71 OF TITLE 5 OF THE UNITED STATES CODE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS WE HEREBY NOTIFY OUR EMPLOYEES THAT: WE WILL NOT SOLICIT FROM EMPLOYEES REPRESENTED BY THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THROUGH A QUESTIONNAIRE, OPINIONS AND SENTIMENTS INVOLVING PERSONNEL POLICIES AND PRACTICES AND MATTERS AFFECTING WORKING CONDITIONS RELATIVE TO FLEXTIME WORK HOURS WITHOUT FIRST OBTAINING THE CONSENT OF AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO, THE AUTHORIZED REPRESENTATIVE OF THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION. WE WILL NOT CHANGE WORK HOURS FROM A STANDARD SCHEDULE TO A FLEXTIME PROGRAM APPLICABLE TO EMPLOYEES REPRESENTED EXCLUSIVELY BY THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), WITHOUT FIRST NOTIFYING THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO, THE AUTHORIZED REPRESENTATIVE OF THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION, AND AFFORDING IT THE OPPORTUNITY TO MEET AND CONFER, TO THE EXTENT CONSONANT WITH LAW AND REGULATIONS, ON THE DECISION, THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN IMPLEMENTING SUCH CHANGE, AND ON THE IMPACT SUCH CHANGE WILL HAVE ON ADVERSELY AFFECTED EMPLOYEES IN THE EXCLUSIVELY RECOGNIZED UNIT. WE WILL NOT IN ANY LIKE OR RELATED MANNER INTERFERE WITH, RESTRAIN, OR COERCE OUR EMPLOYEES IN THE EXERCISE OF THEIR RIGHTS ASSURED BY EXECUTIVE ORDER 11491, AS AMENDED. WE WILL, UPON REQUEST OF AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO, THE AUTHORIZED REPRESENTATIVE OF THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION, RESCIND THE FLEXTIME PROGRAM INSTITUTED ON NOVEMBER 11, 1977, AND RETURN TO THE PRIOR SYSTEM OF WORK HOURS OR UPON REQUEST MEET AND CONFER WITH REGARD TO THE MODIFICATION THEREOF. WE WILL NOTIFY THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL UNION 1760, AFL-CIO, THE AUTHORIZED REPRESENTATIVE OF THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THE EMPLOYEES' EXCLUSIVE BARGAINING REPRESENTATIVE, OF ANY INTENDED CHANGE IN EMPLOYEES WORK HOURS AND, UPON REQUEST, MEET AND CONFER, TO THE EXTENT CONSONANT WITH LAW AND REGULATIONS, ON THE DECISION, THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN IMPLEMENTING SUCH CHANGE, AND ON THE IMPACT SUCH CHANGE WILL HAVE ON ADVERSELY AFFECTED EMPLOYEES IN THE EXCLUSIVELY RECOGNIZED UNIT. (AGENCY OR ACTIVITY) DATED: . . . BY: . . . (SIGNATURE) THIS NOTICE MUST REMAIN POSTED FOR 60 CONSECUTIVE DAYS FROM THE DATE OF POSTING, AND MUST NOT BE ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. IF EMPLOYEES HAVE ANY QUESTIONS CONCERNING THIS NOTICE OR COMPLIANCE WITH ITS PROVISIONS, THEY MAY COMMUNICATE DIRECTLY WITH THE REGIONAL DIRECTOR OF THE FEDERAL LABOR RELATIONS AUTHORITY WHOSE ADDRESS IS: ROOM 1751, 26 FEDERAL PLAZA, NEW YORK, NEW YORK 10007. SAMUEL S. GOLD, ESQUIRE 6401 SECURITY BOULEVARD WEST HIGHRISE BUILDING BALTIMORE, MD 21235 FOR THE RESPONDENT HERBERT COLLENDER, PRESIDENT AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL 1760 P.O. BOX 626 CORONA-ELMHURST, NY 11373 FOR THE COMPLAINANT BEFORE: SALVATORE J. ARRIGO ADMINISTRATIVE LAW JUDGE RECOMMENDED DECISION AND ORDER PRELIMINARY STATEMENT THIS PROCEEDING ARISES UNDER THE PROVISIONS OF EXECUTIVE ORDER 11491, AS AMENDED (HEREINAFTER REFERRED TO AS THE ORDER). PURSUANT TO THE REGULATIONS OF THE ASSISTANT SECRETARY OF LABOR FOR LABOR MANAGEMENT RELATIONS (HEREINAFTER REFERRED TO AS THE ASSISTANT SECRETARY), AN ORDER CONSOLIDATING CASES AND NOTICE OF HEARING ON COMPLAINTS ISSUED ON APRIL 11, 1978 WITH REFERENCE TO ALLEGED VIOLATIONS OF 19(A)(1) AND (6) OF THE ORDER. AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL UNION 1760 (HEREINAFTER REFERRED TO AS THE UNION OR COMPLAINANT) ESSENTIALLY CONTENDS THAT THE DEPARTMENT OF HEALTH, EDUCATION AND WELFARE, SOCIAL SECURITY ADMINISTRATION, BUREAU OF RETIREMENT AND SURVIVORS INSURANCE, NORTHEASTERN PROGRAM SERVICE CENTER (HEREINAFTER REFERRED TO AS THE CENTER OR THE RESPONDENT) VIOLATED THE ORDER BY ALLEGEDLY BYPASSING THE UNION WHEN DISTRIBUTING A QUESTIONNAIRE TO EMPLOYEES CONCERNING A "FLEXTIME" APPROACH TO WORK DAYS, /2/ AND REFUSING TO NEGOTIATE WITH THE UNION RELATIVE TO RESPONDENT'S ADOPTING A "FLEXTIME" PROGRAM APPLICABLE TO UNIT EMPLOYEES. /3/ AT THE HEARING HELD ON MAY 16, 1978, THE PARTIES WERE REPRESENTED AND AFFORDED FULL OPPORTUNITY TO ADDUCE EVIDENCE AND CALL, EXAMINE AND CROSS-EXAMINE WITNESSES AND ARGUE ORALLY. BOTH PARTIES FILED BRIEFS. UPON THE ENTIRE RECORD IN THIS MATTER, MY OBSERVATION OF THE WITNESSES AND THEIR DEMEANOR AND FROM MY EVALUATION OF THE EVIDENCE, I MAKE THE FOLLOWING: FINDINGS OF FACT 1. AT ALL TIMES MATERIAL HEREIN THE UNION HAS BEEN THE AGENT OF THE EXCLUSIVE REPRESENTATIVE, THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), FOR THE PURPOSE OF REPRESENTING THE RESPONDENT'S EMPLOYEES IN LOCAL MATTERS AFFECTING PERSONNEL POLICIES AND PRACTICES AND OTHER WORKING CONDITIONS. /4/ 2. ON MARCH 28, 1977, THE NORTHEASTERN PROGRAM SERVICE CENTER WAS NOTIFIED THAT THE COMMISSIONER OF THE SOCIAL SECURITY ADMINISTRATION HAD AUTHORIZED THE IMPLEMENTATION OF "FLEXTIME" WHERE FEASIBLE THROUGHOUT SOCIAL SECURITY ADMINISTRATION HEADQUARTERS AND THE SIX PROGRAM SERVICE CENTERS INCLUDING THE NORTHEASTERN CENTER. /5/ GUIDELINES FOR SUCH ACTION WERE PROVIDED AND THE CENTER WAS NOTIFIED THAT ANY DECISION REGARDING FLEXTIME MUST BE BASED ON FINDINGS FROM A FEASIBILITY STUDY CONDUCTED BY THE CENTER'S MANAGEMENT. THE CENTER WAS FURTHER NOTIFIED THAT THE FEASIBILITY STUDY WAS TO BE COMPLETED BY MAY 30, 1977 AND IF THE FEASIBILITY COMMITTEE RECOMMENDED THAT FLEXTIME BE ADOPTED A PROPOSAL COMMITTEE WAS TO BE ESTABLISHED. A PROPOSED FLEXTIME PROGRAM WOULD THEN BE SUBMITTED TO THE OFFICE OF MANAGEMENT AND ADMINISTRATION OF THE BUREAU OF RETIREMENT AND SURVIVORS INSURANCE WITHIN 90 DAYS OF APPROVAL OF THE FEASIBILITY REPORT. EMPLOYEE INTEREST AND DATA WAS TO BE ASCERTAINED BY USE OF A QUESTIONNAIRE PRIOR TO THE CENTER'S SUBMISSION OF ITS PROPOSED FLEXTIME PROGRAM TO THE OFFICE OF MANAGEMENT AND ADMINISTRATION (OMA). 3. THE CENTER DETERMINED THAT THE UNION'S PARTICIPATION IN THE DEVELOPMENT OF THE PROPOSED PROGRAM WOULD BE LIMITED TO "CONSULTATION" AS APPOSED TO "NEGOTIATION". 4. IN EARLY MAY 1977, THE CENTER'S FEASIBILITY COMMITTEE, COMPOSED OF MANAGEMENT AND SUPERVISORY EMPLOYEES ONLY, FORWARDED TO OMA, FOR APPROVAL, ITS STUDY AND DETERMINATION THAT THE ADOPTION OF FLEXTIME AT THE CENTER WAS BOTH FEASIBLE AND DESIRABLE. 5. ON OR ABOUT MAY 10, 1977, THE CENTER ESTABLISHED A COMMITTEE TO DEVELOP A PROPOSAL FOR PARTICIPATION IN A FLEXTIME PROGRAM. THE COMMITTEE CONSISTED OF FOUR MANAGEMENT REPRESENTATIVES AND ONE UNION REPRESENTATIVE, JAMES ARMET, VICE-PRESIDENT OF LOCAL 1760. 6. THE PROPOSAL COMMITTEE MET ON FIVE OCCASIONS BETWEEN MAY 10 AND JUNE 9, 1977 DURING WHICH PERIOD ALL FIVE MEMBERS OF THE COMMITTEE PARTICIPATED IN THE DEVELOPMENT OF A FLEXTIME PROPOSAL INCLUDING THE FORMULATION OF A QUESTIONNAIRE TO BE SENT TO EMPLOYEES PURSUANT TO OMA GUIDELINES. 7. AT THE PROPOSAL COMMITTEE MEETING OF MAY 10, 1977, ARMET URGED, AND THE MANAGEMENT REPRESENTATIVES REFUSED, THE INCLUSION OF TWO QUESTIONS IN THE QUESTIONNAIRE: ONE DEALING WITH THE TIMEKEEPING SYSTEM PREFERRED BY EMPLOYEES AND THE OTHER CONCERNING EMPLOYEE PREFERENCE AS TO FLEXIBLE LUNCH AND BREAK PERIODS. 8. BY MEMORANDUM DATED MAY 12, 1977 TO MYRNA REICH, THE PROPOSED COMMITTEE CHAIRPERSON, ARMET AGAIN URGED THAT THE QUESTIONNAIRE INCLUDE THE TWO QUESTIONS PREVIOUSLY PROPOSED. ARMET, INTER ALIA, NOTIFIED REICH THAT "(A) ANY UNILATERAL DECISION ON THE PART OF MANAGEMENT TO ISSUE THE SUBJECT QUESTIONNAIRE WITHOUT INCLUSION OF THE TWO QUESTIONS PROPOSED BY THE LOCAL WILL NOT BE CONDUCIVE TO GOOD LABOR-MANAGEMENT RELATIONS WITHIN THE PROGRAM SERVICE CENTER. ADDITIONALLY ANY UNILATERAL MANAGEMENT ACTION WILL NECESSITATE THE LOCAL'S REQUESTING NEGOTIATIONS ON ALL ASPECTS OF FLEXTIME IMPLEMENTATION". /6/ 9. SUBSEQUENTLY, ARMET ASCERTAINED FROM REICH THAT THE CENTER PLANNED TO ISSUE THE QUESTIONNAIRE TO EMPLOYEES ON MAY 16, 1977 WITHOUT INCLUDING THE TWO ITEMS HE OFFERED. 10. BY MEMORANDUM DATED MAY 13, 1977 HERBERT COLLENDER, PRESIDENT OF LOCAL 1760, MADE A "FORMAL REQUEST" TO NEGOTIATE ON THE MATTER OF FLEXTIME. COLLENDER ATTACHED A PROPOSED MEMORANDUM OF UNDERSTANDING COVERING NEGOTIATION GROUND RULES. 11. ON MAY 16, 1977 THE CENTER DISTRIBUTED THE QUESTIONNAIRE TO EMPLOYEES TO BE FILLED OUT ON WORK-TIME AND RETURNED THAT SAME DAY. THE QUESTIONNAIRE DID NOT CONTAIN THE TWO QUESTIONS WHICH WERE THE SUBJECT OF THE UNION'S CONCERN. THE QUESTIONNAIRE CONSISTED OF A TWO PAGE INSTRUCTION SHEET AND 27 QUESTIONS. THE INSTRUCTION SHEETS EXPLAINED HOW FLEXTIME OPERATES IN GENERAL AND SET FORTH THE CENTER'S OPINION AS TO ADVANTAGES AND DISADVANTAGES OF FLEXTIME. THUS, THE INSTRUCTIONS STATED: "FLEXTIME WILL OFFER THE ADVANTAGES OF ALLOWING PEOPLE TO ADJUST THEIR WORK HOURS TO THEIR PERSONAL SCHEDULES, MAKING IT EASIER TO FORM CARPOOLS, AND OFFERING MORE OPPORTUNITY TO PARTICIPATE IN EDUCATIONAL, CIVIC, FAMILY, AND RECREATIONAL ACTIVITIES. "THERE ARE SOME DRAWBACKS TO FLEXTIME. IT MAY NOT BE WORKABLE FOR ALL JOBS, AND THEREFORE EMPLOYEES IN CERTAIN JOBS MAY BE LIMITED IN THEIR PARTICIPATION. FOR EXAMPLE, IT WILL BE NECESSARY TO PROVIDE FOR TELEPHONE COVERAGE THROUGHOUT SET HOURS IN CERTAIN LOCATIONS. IN ORDER TO PROVIDE SUPERVISION FOR THE ENTIRE WORKDAY, SUPERVISORS MAY HAVE TO ARRANGE WORK SCHEDULES. ADDITIONALLY, AN EMPLOYEE MAY FIND THAT HIS/HER SUPERVISOR IS NOT WORKING EXACTLY THE SAME HOURS AS HE/SHE DOES." THE INSTRUCTIONS ALSO NOTED THAT THE PURPOSE OF THE QUESTIONNAIRE WAS TO "DETERMINE THE EXTENT OF EMPLOYEES INTEREST IN FLEXTIME." CERTAIN QUESTIONS SOUGHT GENERAL EMPLOYEE INFORMATION PERTAINING TO AGE, SEX, WORK COMPONENT, SUPERVISORY STATUS AND MATTERS CONCERNING COMMUTING PRACTICES AND ATTITUDES. OTHER QUESTIONS WERE SPECIFICALLY DIRECTED AT EMPLOYEE SENTIMENT ON FLEXTIME, SUCH AS: /7/ "WHAT IS YOUR OVERALL REACTION TO THE FLEXTIME GUIDELINES GIVEN ON THE INSTRUCTION PAGE OF THIS QUESTIONNAIRE", (CHOICE OF ANSWERS FROM "I LIKE THESE MUCH BETTER THAN THE RULES AND REGULATIONS COVERING STANDARD, NONFLEXTIME SHIFTS" TO "LESS WELL THAN THE RULES ETC.") "WHAT EFFECT DO YOU THINK WORKING FLEXIBLE HOURS COMPARED WITH WORKING A STANDARD SHIFT WILL HAVE ON HOW WELL YOU LIKE YOUR JOB." "WHAT EFFECT DO YOU THINK WORKING FLEXIBLE HOURS COMPARED WITH WORKING A STANDARD SHIFT WILL HAVE ON YOUR USE OF SICK LEAVE." "HOW IMPORTANT IS IT TO YOU TO 'HAVE A SAY' IN DECIDING ON YOUR WORK HOURS." "UNDER FLEXTIME, EMPLOYEES AND SUPERVISORS MAY NOT BE WORKING EXACTLY THE SAME HOURS. HOW MUCH OF A PROBLEM WILL THIS BE TO YOU". "CURRENTLY, HOW DO YOU FEEL ABOUT THE TIME AND ATTENDANCE RULES AND REGULATIONS WHERE YOU WORK." "AT THE PRESENT TIME, HOW DO YOU RATE YOUR JOB SATISFACTION." "HOW IMPORTANT IS IT FOR YOU TO HAVE SOME FLEXIBILITY IN YOUR WORK HOURS." 12. BY LETTER OF MAY 16 OR 17, 1977 THE CENTER RESPONDED TO COLLENDER'S MAY 13, 1977 MEMORANDUM, SUPRA, AND NOTIFIED THE UNION THAT IT WOULD ENTER INTO CONSULTATION WITH THE UNION PRIOR TO THE IMPLEMENTATION OF FLEXTIME BUT SINCE THERE WAS NO REQUIREMENT TO ENTER INTO NEGOTIATIONS, IT WAS RETURNING THE MEMORANDUM OF UNDERSTANDING REGARDING NEGOTIATION GROUND RULES. 13. AFTER THE EMPLOYEES RETURNED THE QUESTIONNAIRE ON MAY 16, 1977, THE RESPONSES WERE TALLIED AND THE PROPOSAL COMMITTEE, INCLUDING ARMET, MET ON SEVERAL OCCASIONS TO DISCUSS WHAT PROPOSALS SHOULD BE MADE. ARMET WAS UNABLE TO PERSUADE THE COMMITTEE TO ADOPT CERTAIN PROPOSALS, PREVIOUSLY URGED, DEALING WITH AN EARLIER STARTING TIME OPTION AND TIME RECORDATION MACHINES. ON JUNE 9, 1977, A MEMORANDUM WAS ISSUED FROM THE COMMITTEE APPROVING THE PROPOSALS THE COMMITTEE ADOPTED BY MAJORITY VOTE. 14. ON JUNE 9, 1977, THE PROPOSAL COMMITTEE SENT TO THE CENTER DIRECTOR A REPORT WHICH NOTED THAT " . . . THE REPORT REPRESENTS THE COMPOSITE FINDINGS AND RECOMMENDATIONS OF THE COMMITTEE. WHILE THERE WAS NOT UNANIMOUS AGREEMENT ON EVERY ISSUE, THE PROPOSAL AND ITS COMPONENT PARTS DOES IN FACT REPRESENT MAJORITY OPINION. 15. THEREAFTER, REPRESENTATIVES OF THE UNION MET ONCE WITH THE CENTER DIRECTOR AND TWICE WITH LABOR RELATIONS SPECIALIST JULIAN BERGMAN AND DISCUSSED THE PROPOSALS AND THE UNION'S OBJECTIONS. /8/ BERGMAN THEN TELEPHONED ARMET IN MID-JULY AND TOLD HIM THAT THE CENTER WAS SUBMITTING ITS PROPOSALS TO HIGHER HEADQUARTERS. ARMET INQUIRED IF THE CENTER WAS GOING TO INDICATE THE UNION'S POSITION ON THE MATTER AND BERGMAN ANSWERED IN THE AFFIRMATIVE. BERGMAN TOLD ARMET IF HE HAD DISAGREEMENT WITH THE SUBMISSION TO SUBMIT IT IN WRITING. 16. ON JULY 20, 1977 THE CENTER DIRECTOR FORWARDED THE CENTER'S FLEXTIME PROPOSAL TO THE BUREAU OF RETIREMENT AND SURVIVORS INSURANCE. THE COVER MEMORANDUM TO THE PROPOSAL RELATED THAT THE PROPOSAL WAS "DISCUSSED" WITH THE UNION AND "APPROPRIATE CONSULTATION" TOOK PLACE. THE MEMORANDUM INDICATED THAT IN GENERAL THE UNION AGREED WITH THE MAJORITY OF THE COMMITTEE'S FINDINGS AND RECOMMENDATIONS AND NOTED THAT "A FEW AREAS COULD NOT BE RESOLVED-- MORNING FLEXBAND HOUR, A SOLID CORE PERIOD WITH FIXED LUNCHES AND BREAKS, THE USE OF MACHINES VIS-A-VIS THE HONOR SYSTEM TO RECORD TIME AND A REQUEST FOR ADDITIONAL ADMINISTRATIVE TIME FOR UNION OFFICERS. /9/ 17. ON SEPTEMBER 12, 1977 OMA NOTIFIED THE CENTER THAT ITS FLEXTIME PROPOSAL HAD BEEN APPROVED. 18. BY LETTER TO THE CENTER DATED SEPTEMBER 28, 1977 THE UNION REQUESTED THAT THE PARTIES "MEET AND CONFER ON THE (FLEXTIME) PROPOSAL, ITS IMPLEMENTATION AND ADVERSE AFFECT." THE UNION SUGGESTED OCTOBER 3 AS THE DATE FOR A PRELIMINARY MEETING ON THE MATTER. 19. ON OCTOBER 4, 1977 THE CENTER NOTIFIED ITS EMPLOYEES THAT FLEXTIME WOULD BE IMPLEMENTED AT THE CENTER WITHIN THREE TO FIVE WEEKS. 20. BY MEMORANDUM DATED OCTOBER 5, 1977 THE CENTER RESPONDED TO THE UNION'S SEPTEMBER 28 LETTER, ABOVE, AND ADVISED THE UNION THAT THE CENTER HAD NO OBLIGATION TO "MEET AND CONFER" ONLY THAT OF "CONSULTATION." THE CENTER ALSO CONTENDED, INTER ALIA, THAT IT HAD FULLY "CONSULTED" WITH THE UNION ON THE MATTER AND SINCE THE FLEXTIME PROPOSAL SUBMITTED TO OMA WAS THE PROGRAM TO BE IMPLEMENTED, THERE WAS NO NEED TO ENTER FURTHER "CONSULTATION" AT THIS TIME. IN ADDITION, THE CENTER STATED " . . . AS THE PROPOSAL HAS BEEN APPROVED BY SSA, IT IS THIS FLEXTIME PLAN THAT WE MUST IMPLEMENT AND WE MUST IMPLEMENT IT IN ACCORD WITH THOSE GUIDELINES SET FORTH IN THE PLAN." THE CENTER WENT ON TO SUGGEST SOME ITEMS IT WOULD LIKE TO "DISCUSS" WITH THE UNION WHICH INCLUDED LOCATION OF MACHINES, THE PACKAGE OF MATERIALS TO BE DISTRIBUTED TO EMPLOYEES AND LUNCH BREAK SCHEDULES. THE UNION WAS TO CONTACT BERGMAN TO ARRANGE A MEETING "TO DISCUSS THESE ITEMS." 21. BY MEMORANDUM DATED OCTOBER 11, 1977 THE UNION NOTIFIED THE CENTER THAT IT WOULD NOT ACCEPT ANYTHING LESS THAN "BARGAINING" ON FLEXTIME AND ACCEPTING LESS MIGHT BE CONSTRUED TO BE A WAIVER OF THE UNION'S RIGHT TO "NEGOTIATE" ON THE MATTER. 22. ON OCTOBER 12, 1977 THE CENTER ADVISED THE UNION THAT IT WAS ADHERING TO ITS OCTOBER 5 MEMORANDUM TO THE UNION, SUPRA; THAT "CONSULTATION" WAS ENTERED INTO WITH THE UNION PRIOR TO SUBMISSION OF THE FLEXTIME PROPOSAL FOR APPROVAL; AND THE CENTER WAS READY TO "CONSULT" WITH THE UNION ON THOSE AREAS STILL OPEN FOR CONSULTATION AS NOTED IN THEIR OCTOBER 5 COMMUNICATION. IF SUCH "CONSULTATION" WAS DESIRED, THE UNION WAS TO NOTIFY THE CENTER BY CLOSE OF BUSINESS THAT SAME DAY. /10/ 23. ON NOVEMBER 7, 1977 THE EMPLOYEES WERE NOTIFIED BY THE CENTER THAT FLEXTIME WOULD OFFICIALLY BEGIN ON NOVEMBER 11, 1977 AND WOULD ENTAIL A NEW LUNCH AND BREAK SCHEDULE FOR EMPLOYEES. APPARENTLY IMPLEMENTATION OCCURRED ON NOVEMBER 11. DISCUSSION AND CONCLUSIONS BECAUSE OF THE UNION'S REPRESENTATIONAL STATUS THE CENTER WAS OBLIGATED TO NEGOTIATE WITH THE UNION ON LOCAL MATTERS AFFECTING PERSONNEL POLICIES AND PRACTICES AND OTHER WORKING CONDITIONS. HOWEVER, THE CENTER ACKNOWLEDGES ONLY AN OBLIGATION TO "CONSULT" AS OPPOSED TO "NEGOTIATE" WITH THE UNION, OBVIOUSLY SOMETHING LESS THAN FULFILLING THE OBLIGATION OF ENGAGING IN A GOOD-FAITH EFFORT TO REACH AGREEMENT. I CONCLUDE THAT CHANGING CENTER EMPLOYEES' WORK HOURS BY ADOPTING FLEXTIME IS A MATTER AFFECTING WORKING CONDITIONS OF EMPLOYEES AND IS A NEGOTIABLE MATTER WITHIN THE MEANING OF SECTION 11(A) OF THE ORDER. /11/ I FURTHER CONCLUDE THAT THE QUESTIONNAIRE DISTRIBUTED BY THE CENTER CONTAINED SOME MATTERS WHICH INVOLVED PERSONNEL POLICIES AND PRACTICES AND MATTERS AFFECTING WORKING CONDITIONS WITHIN THE MEANING OF SECTION 11(A) OF THE ORDER. /12/ INDEED, THE QUESTIONNAIRE ITSELF SOUGHT TO OBTAIN DIRECTLY FROM UNIT EMPLOYEES THEIR OPINIONS AND SENTIMENTS REGARDING MATTERS, WITHIN THE SCOPE OF THE COLLECTIVE BARGAINING RELATIONSHIP. SUCH DIRECT COMMUNICATIONS WITH UNIT EMPLOYEES BREACHES THE OBLIGATION THE CENTER OWES TO THE EXCLUSIVE REPRESENTATIVE TO DEAL ONLY WITH THE UNION IN SUCH MATTERS AND "TO TREAT IT AS THE ONLY FORMAL REPRESENTATIVE WHO SPEAKS FOR ALL UNIT EMPLOYEES." /13/ IN MY VIEW, THE CENTER'S ACTION IN DISTRIBUTION THE QUESTIONNAIRE TO EMPLOYEES WITHOUT THE CONSENT OF THE UNION AMOUNTED TO A BYPASS OF THE UNION WHICH UNDERMINED AND IMPAIRED ITS STATUS AS THE AGENT FOR THE EXCLUSIVE REPRESENTATIVE. THUS, THE UNION'S SOLE RIGHT TO EXPRESS OPINION AND SENTIMENTS ON BEHALF OF EMPLOYEES WAS SUBSTANTIALLY ERODED WHEN THE CENTER OBTAINED INDIVIDUAL EMPLOYEES' VIEWS OF MATTERS APPROPRIATELY BELONGING TO THE EXCLUSIVE REPRESENTATIVE. IN THE SCHEME OF COLLECTIVE BARGAINING IT IS THE EXCLUSIVE REPRESENTATIVE (OR ITS AGENT) WHICH SPEAKS ON BEHALF OF EMPLOYEES USING ITS EVALUATION OF EMPLOYEE SENTIMENT AND SUCH OTHER MATTERS IT CHOOSES TO TAKE INTO ACCOUNT THAT THE CENTER IS OBLIGATED TO CONSIDER. WHEN THE UNION IS BYPASSED ON THIS REGARD, BARGAINING, IN EFFECT, TAKES PLACE DIRECTLY WITH EMPLOYEES AND NOT THROUGH THE EXCLUSIVE REPRESENTATIVE IN DEROGATION OF THE EXCLUSIVE REPRESENTATIVE'S RIGHTS. /14/ IN THE CASE HEREIN, THE UNION PARTICIPATED WITH THE FLEXTIME PROPOSAL COMMITTEE IN THE DEVELOPMENT OF THE QUESTIONNAIRE. /15/ INDEED, THE UNION WAS PREPARED TO CONSENT TO THE DISTRIBUTION OF A QUESTIONNAIRE. HOWEVER, WHEN THE CENTER DECIDED TO REJECT THE UNION'S REQUEST FOR THE ADDITION OF TWO QUESTIONS TO THE QUESTIONNAIRE, THE UNION TIMELY NOTIFIED THE CENTER THAT IT OPPOSED ITS ISSUANCE. UNDER THESE CIRCUMSTANCES THE UNION WITHHELD ITS CONSENT TO ALLOW THE CENTER TO DIRECTLY SOLICIT THE EMPLOYEES' OPINIONS ON COLLECTIVE BARGAINING MATTERS AND ACCORDINGLY, RESPONDENT VIOLATED SECTIONS 19(A)(1) AND (6) OF THE ORDER BY ISSUING THE QUESTIONNAIRE TO UNIT EMPLOYEES. I FURTHER CONCLUDE THAT RESPONDENT VIOLATED SECTIONS 19(A)(1) AND (6) OF THE ORDER BY REFUSING THE UNION'S NEGOTIATION DEMANDS OF MAY 13, 1977, SEPTEMBER 28, 1977 AND OCTOBER 11, 1977. THE UNION WAS NOT OBLIGED TO ACCEPT "CONSULTATION" OR ANYTHING LESS THAN FULL GOOD-FAITH NEGOTIATION ON THE FLEXTIME DECISION, ITS IMPLEMENTATION AND IMPACT. RESPONDENT CONTENDS THAT SINCE FLEXTIME GUIDELINES WERE ISSUED AND CONTROLLED BY HIGHER LEVEL AUTHORITY (OMA), THERE WAS NOTHING LEFT TO BARGAIN ABOUT AT THE CENTER LEVEL. THIS CONTENTION IS REJECTED. THE EVIDENCE REVEALS THAT ALL OF THE SIX SERVICE CENTERS DO NOT HAVE IDENTICAL FLEXTIME PROGRAMS, SO OBVIOUSLY LOCAL CENTER DIFFERENCES WERE RECOGNIZED AND UNIFORMITY OF PROGRAMS WAS NOT REQUIRED BY OMA. MOREOVER, THERE HAS BEEN NO SHOWING MADE AS TO COMPELLING NEED TO CHANGE WORK HOURS TO FLEXTIME, UNIFORMLY APPLIED AT ALL SERVICE CENTERS OR OTHERWISE. /16/ IN ADDITION, IN ITS OCTOBER 5, 1977 RESPONSE TO THE UNION'S REQUEST TO NEGOTIATE, THE CENTER ACKNOWLEDGED THE EXISTENCE OF VARIOUS ITEMS WHICH WERE RESOLVABLE AT THE LOCAL LEVEL WHEN IT INDICATED IT WOULD LIKE TO "DISCUSS" SUCH MATTERS AS THE LOCATION OF MACHINES, THE PACKAGE OF MATERIALS TO BE DISTRIBUTED TO EMPLOYEES AND LUNCH BREAK SCHEDULES. RECOMMENDATIONS HAVING FOUND THAT RESPONDENT HAS ENGAGED IN CONDUCT VIOLATIVE OF SECTIONS 19(A)(1) AND (B) OF THE ORDER, I RECOMMEND THAT THE ASSISTANT SECRETARY ADOPT THE FOLLOWING ORDER DESIGNED TO AFFECTUATE THE PURPOSES OF EXECUTIVE ORDER 11491, AS AMENDED. RECOMMENDED ORDER PURSUANT TO SECTION 6(B) OF THE EXECUTIVE ORDER 11491, AS AMENDED, AND SECTION 203.26(B) OF THE REGULATIONS, THE ASSISTANT SECRETARY OF LABOR FOR LABOR-MANAGEMENT RELATIONS HEREBY ORDERS THAT THE DEPARTMENT OF HEALTH, EDUCATION AND WELFARE, SOCIAL SECURITY ADMINISTRATION, BUREAU OF RETIREMENT AND SURVIVORS INSURANCE, NORTHEASTERN PROGRAM SERVICE CENTER SHALL: 1. CEASE AND DESIST FROM: (A) SOLICITING FROM EMPLOYEES REPRESENTED BY THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THROUGH A QUESTIONNAIRE, OPINIONS AND SENTIMENTS INVOLVING PERSONNEL POLICIES AND PRACTICES AND MATTERS AFFECTING WORKING CONDITIONS RELATIVE TO FLEXTIME WORK HOURS WITHOUT FIRST OBTAINING THE CONSENT OF AMERICAN FEDERATION OF GOVERNMENT EMPLOYEE, AFL-CIO, LOCAL UNION 1760, THE AUTHORIZED REPRESENTATIVE OF THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION. (B) CHANGING WORK HOURS FROM A STANDARD SCHEDULE TO A FLEXTIME PROGRAM APPLICABLE TO EMPLOYEES REPRESENTED EXCLUSIVELY BY THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), WITHOUT FIRST NOTIFYING THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL UNION 1760, THE AUTHORIZED REPRESENTATIVE OF THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION, AND AFFORDING IT THE OPPORTUNITY TO MEET AND CONFER, TO THE EXTENT CONSONANT WITH LAW AND REGULATIONS, ON THE DECISION, THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN IMPLEMENTING SUCH CHANGE, AND ON THE IMPACT SUCH CHANGE WILL HAVE ON ADVERSELY AFFECTED EMPLOYEES IN THE EXCLUSIVELY RECOGNIZED UNIT. (C) IN ANY LIKE OR RELATED MANNER, INTERFERING WITH, RESTRAINING, OR COERCING ITS EMPLOYEES IN THE EXERCISE OF THEIR RIGHTS ASSURED BY EXECUTIVE ORDER 11491, AS AMENDED. 2. TAKE THE FOLLOWING AFFIRMATIVE ACTIONS IN ORDER TO EFFECTUATE THE PURPOSES AND POLICIES OF EXECUTIVE ORDER 11491, AS AMENDED: (A) UPON REQUEST OF LOCAL UNION 1760, THE AUTHORIZED REPRESENTATIVE OF THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION, RESCIND THE FLEXTIME PROGRAM INSTITUTED ON NOVEMBER 11, 1977 AND RETURN TO THE PRIOR SYSTEM OF WORK HOURS OR UPON REQUEST, MEET AND CONFER WITH REGARD TO THE MODIFICATION THEREOF. (B) NOTIFY THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL UNION 1760, THE AUTHORIZED REPRESENTATIVE OF THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL PAYMENT CENTER LOCALS), THE EMPLOYEES' EXCLUSIVE BARGAINING REPRESENTATIVE, OF ANY INTENDED CHANGE IN EMPLOYEES WORK HOURS AND, UPON REQUEST, MEET AND CONFER, TO THE EXTENT CONSONANT WITH LAW AND REGULATIONS, ON THE DECISION, THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN IMPLEMENTING SUCH CHANGE, AND ON THE IMPACT SUCH CHANGE WILL HAVE ON ADVERSELY AFFECTED EMPLOYEES IN THE EXCLUSIVELY RECOGNIZED UNIT. (C) POST AT ITS FACILITY AT THE NORTHEASTERN PROGRAM CENTER COPIES OF THE ATTACHED NOTICE MARKED "APPENDIX" ON FORMS TO BE FURNISHED BY THE ASSISTANT SECRETARY OF LABOR FOR LABOR-MANAGEMENT RELATIONS. UPON RECEIPT OF SUCH FORMS, THEY SHALL BE SIGNED BY THE DIRECTOR OF THE NORTHEASTERN PROGRAM SERVICE CENTER AND SHALL BE POSTED AND MAINTAINED BY HIM FOR 60 CONSECUTIVE DAYS THEREAFTER IN CONSPICUOUS PLACES, INCLUDING ALL BULLETIN BOARDS AND OTHER PLACES WHERE NOTICES TO EMPLOYEES ARE CUSTOMARILY POSTED. THE DIRECTOR SHALL TAKE REASONABLE STEPS TO INSURE THAT SUCH NOTICES ARE NOT ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. (D) PURSUANT TO SECTION 203.27 OF THE REGULATIONS, NOTIFY THE ASSISTANT SECRETARY, IN WRITING, WITHIN 30 DAYS FROM THE DATE OF THIS ORDER AS TO WHAT STEPS HAVE BEEN TAKEN TO COMPLY HEREWITH. SALVATORE J. ARRIGO ADMINISTRATIVE LAW JUDGE DATED: 13 DEC 1978 WASHINGTON, D.C. SJA:DU APPENDIX NOTICE TO ALL EMPLOYEES PURSUANT TO A DECISION AND ORDER OF THE ASSISTANT SECRETARY OF LABOR FOR LABOR-MANAGEMENT RELATIONS AND IN ORDER TO EFFECTUATE THE POLICIES OF EXECUTIVE ORDER 11491, AS AMENDED LABOR-MANAGEMENT RELATIONS IN THE FEDERAL SERVICE WE HEREBY NOTIFY OUR EMPLOYEES THAT: WE WILL NOT SOLICIT FROM EMPLOYEES REPRESENTED BY THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THROUGH A QUESTIONNAIRE, OPINIONS AND SENTIMENTS INVOLVING PERSONNEL POLICIES AND PRACTICES AND MATTERS AFFECTING WORKING CONDITIONS RELATIVE TO FLEXTIME WORK HOURS WITHOUT FIRST OBTAINING THE CONSENT OF AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL UNION 1760, THE AUTHORIZED REPRESENTATIVE OF THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION. WE WILL NOT CHANGE WORK HOURS FROM A STANDARD SCHEDULE TO A FLEXTIME PROGRAM APPLICABLE TO EMPLOYEES REPRESENTED EXCLUSIVELY BY THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), WITHOUT FIRST NOTIFYING THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL UNION 1760, THE AUTHORIZED REPRESENTATIVE OF THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION, AND AFFORDING IT THE OPPORTUNITY TO MEET AND CONFER, TO THE EXTENT CONSONANT WITH LAW AND REGULATIONS, ON THE DECISION, THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN IMPLEMENTING SUCH CHANGE, AND ON THE IMPACT SUCH CHANGE WILL HAVE ON ADVERSELY AFFECTED EMPLOYEES IN THE EXCLUSIVELY RECOGNIZED UNIT. WE WILL NOT IN ANY LIKE OR RELATED MANNER INTERFERE WITH, RESTRAIN, OR COERCE OUR EMPLOYEES IN THE EXERCISE OF THEIR RIGHTS ASSURED BY EXECUTIVE ORDER 11491, AS AMENDED. WE WILL, UPON REQUEST OF LOCAL UNION 1760, THE AUTHORIZED REPRESENTATIVE OF THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS) THE EXCLUSIVELY RECOGNIZED LABOR ORGANIZATION, RESCIND THE FLEXTIME PROGRAM INSTITUTED ON NOVEMBER 11, 1977 AND RETURN TO THE PRIOR SYSTEM OF WORK HOURS OR UPON REQUEST MEET AND CONFER WITH REGARD TO THE MODIFICATION THEREOF. WE WILL NOTIFY THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO, LOCAL UNION 1760, THE AUTHORIZED REPRESENTATIVE OF THE NATIONAL OFFICE, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (NATIONAL COUNCIL OF SOCIAL SECURITY PAYMENT CENTER LOCALS), THE EMPLOYEES' EXCLUSIVE BARGAINING REPRESENTATIVE, OF ANY INTENDED CHANGE IN EMPLOYEES WORK HOURS AND, UPON REQUEST, MEET AND CONFER, TO THE EXTENT CONSONANT WITH LAW AND REGULATIONS, ON THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN IMPLEMENTING SUCH CHANGE, AND ON THE IMPACT SUCH CHANGE WILL HAVE ON ADVERSELY AFFECTED EMPLOYEES IN THE EXCLUSIVELY RECOGNIZED UNIT. AGENCY OR ACTIVITY DATED: . . . BY: . . . SIGNATURE THIS NOTICE MUST REMAIN POSTED FOR 60 CONSECUTIVE DAYS FROM THE DATE OF POSTING, AND MUST NOT BE ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. IF EMPLOYEES HAVE ANY QUESTIONS CONCERNING THIS NOTICE OR COMPLIANCE WITH ANY OF ITS PROVISIONS, THEY MAY COMMUNICATE DIRECTLY WITH THE REGIONAL ADMINISTRATOR FOR LABOR-MANAGEMENT SERVICES, LABOR-MANAGEMENT SERVICE ADMINISTRATION, UNITED STATES DEPARTMENT OF LABOR, WHOSE ADDRESS IS: ROOM 3515-- 1515 BROADWAY, NEW YORK, NEW YORK 10036. /1/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE PRESENT CASE IS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION AND ORDER DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE EXECUTIVE ORDER. /2/ COMPLAINT FILED AUGUST 24, 1977. /3/ COMPLAINT FILED JANUARY 5, 1978. /4/ RESPONDENT CONTENDS THAT THE OBLIGATION OWED TO THE UNION WAS LIMITED ONLY TO "CONSULTATION" RATHER THAN "NEGOTIATION". THIS MATTER WAS PREVIOUSLY THROUGHLY LITIGATED BY THE PARTIES IN DEPARTMENT OF HEALTH, EDUCATION AND WELFARE, SOCIAL SECURITY ADMINISTRATION, BRSI, NORTHEASTERN PROGRAM SERVICE CENTER, A/SLMR NO. 1101. IN THAT CASE THE ASSISTANT SECRETARY ADOPTED THE ADMINISTRATIVE LAW JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATIONS REGARDING THE UNION'S REPRESENTATIONAL STATUS CONCERNING MATTERS AFFECTING THE NORTHEASTERN PROGRAM SERVICE CENTER. THIS ISSUE HAVING BEEN RESOLVED BY THE ASSISTANT SECRETARY, FURTHER TREATMENT THEREOF IS UNWARRANTED HEREIN. /5/ "FLEXTIME" IS A SYSTEM OF WORKING HOURS WHICH ALLOWS EMPLOYEES TO CHOOSE THEIR STARTING TIMES, SUBJECT TO CERTAIN LIMITATIONS, ON A DAY-TO-DAY BASIS. /6/ REICH WAS NOT AUTHORIZED TO NEGOTIATE OR CONSULT WITH THE UNION ON BEHALF OF MANAGEMENT ON THIS OR ANY OTHER MATTER IN A LABOR-MANAGEMENT RELATIONS CONTEXT. HOWEVER, COPIES OF THIS MEMORANDUM WERE SENT TO OFFICIALS OF THE CENTER RESPONSIBLE FOR LABOR-MANAGEMENT RELATIONS. /7/ MULTIPLE CHOICE ANSWERS WERE PROVIDED FOR EACH QUESTION. /8/ BERGMAN DESCRIBED HIS MEETINGS AS "FORMAL CONSULTATIONS" WHICH HE DEFINED AS AN EXCHANGE OF VIEWS AND "HEARING OUT FULLY" THE UNION'S POSITION AND THEN IMPLEMENTING THE MATTER UNDER CONSIDERATION IF NO AGREEMENT WAS REACHED. ACCORDING TO BERGMAN, NEGOTIATION WOULD ENTAIL MANAGEMENT GOING TO A HIGHER LEVEL TO RESOLVE A DISPUTED MATTER, PERHAPS EVEN TO THE FEDERAL SERVICE IMPASSES PANEL. /9/ THE MEMORANDUM NOTED THAT A COPY OF THIS MEMORANDUM WAS SENT TO "COMMITTEE MEMBERS" OF WHICH ARMET WAS A PART, AND NO INDICATION OF DISAGREEMENT WITH THE MEMORANDUM WAS RECEIVED BY THE CENTER. /10/ THERE IS NO EVIDENCE OF FURTHER COMMUNICATION BETWEEN THE PARTIES PRIOR TO THE DATE OF FLEXTIME IMPLEMENTATION. /11/ CF. SOUTHEAST EXCHANGE REGION OF THE ARMY AND AIR FORCE EXCHANGE SERVICE, ROSEWOOD WAREHOUSE, COLUMBIA, SOUTH CAROLINA, 6 A/SLMR 237 (A/SLMR NO. 652). /12/ CF. VETERANS ADMINISTRATION, WADSWORTH HOSPITAL CENTER, LOS ANGELES, CALIFORNIA, 4 A/SLMR 309 (A/SLMR NO. 388. /13/ DEPARTMENT OF THE NAVY, NAVAL AIR STATION, FALLON, NEVADA, FLRC NO. 74A-80 (OCTOBER 1975), REPORT NO. 87 AND 4 A/SLMR 590 (A/SLMR NO. 432). /14/ IBID. /15/ THE QUESTIONNAIRE SENT TO EMPLOYEES WAS ESSENTIALLY A REPRODUCTION OF A QUESTIONNAIRE SPECIMEN PROVIDED IN THE OMA GUIDELINES. /16/ SEE SECTION 11(A) OF THE ORDER.