Social Security Administration, Cincinnati Downtown District Office, Cincinnati, Ohio, A/SLMR No. 1124
[ v01 p129 ]
01:0129(12)CA
The decision of the Authority follows:
1 FLRA No. 12 APRIL 9, 1979 MR. ROBERT J. ENGLEHART STAFF ATTORNEY NATIONAL FEDERATION OF FEDERAL EMPLOYEES 1016 16TH STREET, N.W. WASHINGTON, D.C. 20036 MR. IRVING L. BECKER LABOR RELATIONS OFFICER SOCIAL SECURITY ADMINISTRATION 6401 SECURITY BOULEVARD ROOM G-402, WEST HIGH RISE BUILDING BALTIMORE, MARYLAND 21235 RE: SOCIAL SECURITY ADMINISTRATION, CINCINNATI DOWNTOWN DISTRICT OFFICE, CINCINNATI, OHIO, A/SLMR No. 1124, FLRC No. 78A-128 GENTLEMEN: THE AUTHORITY HAS CAREFULLY CONSIDERED THE PETITIONS FOR REVIEW OF THE ASSISTANT SECRETARY'S DECISION FILED IN THE ABOVE-ENTITLED CASE. IN THIS CASE, THE NATIONAL FEDERATION OF FEDERAL EMPLOYEES, LOCAL 75 (THE UNION) FILED AN UNFAIR LABOR PRACTICE COMPLAINT AGAINST THE SOCIAL SECURITY ADMINISTRATION, CINCINNATI DOWNTOWN DISTRICT OFFICE, CINCINNATI, OHIO (THE ACTIVITY). THE COMPLAINT ALLEGED THAT THE ACTIVITY HAD VIOLATED SECTION 19(A)(1) AND (6) OF THE ORDER BY UNILATERALLY IMPLEMENTING A CHANGE IN THE ACTIVITY'S POLICY REGARDING THE CONSUMPTION OF FOOD AND BEVERAGES BY EMPLOYEES DURING WORKING HOURS WITHOUT FIRST NEGOTIATING WITH THE UNION, AND BY EFFECTING A ROTATION OF EMPLOYEE WORK ASSIGNMENTS WITHOUT FIRST NEGOTIATING THE IMPACT AND IMPLEMENTATION OF THAT ROTATION. THE ASSISTANT SECRETARY ADOPTED THE FINDINGS, CONCLUSIONS AND RECOMMENDATION OF THE ADMINISTRATIVE LAW JUDGE (ALJ), WHO CONCLUDED THAT THE ACTIVITY'S CONDUCT DID NOT VIOLATE SECTION 19()(1) AND (6) OF THE ORDER AND THAT THE UNION'S COMPLAINT SHOULD BE DISMISSED. IN SO CONCLUDING, THE ALJ STATED WITH REGARD TO THE NEW FOOD AND DRINK POLICY: (T)HE RECORD DISCLOSES THAT THE UNION WAS PROVIDED SUFFICIENT NOTIFICATION OF A PROPOSED CHANGE IN THE FOOD AND DRINK POLICY TO ALLOW THE UNION OPPORTUNITY TO NEGOTIATE, AND FURTHER THAT MANAGEMENT DID IN FACT NEGOTIATE WITH THE UNION CONCERNING THE CHANGE. SIMILARLY, WITH RESPECT TO THE ASSIGNMENT ROTATION ISSUE, THE ALJ STATED: (T)HE UNION WAS PROVIDED FURTHER OPPORTUNITIES TO NEGOTIATE CONCERNING THE IMPACT OF UNIT ROTATION . . . BEFORE . . . IMPLEMENTATION. ALTHOUGH THE POSITION OF THE UNION WAS SOLICITED AT THESE LATER POINTS, AND ALTHOUGH OPPORTUNITY FOR DISCUSSION OF DIFFERENCES WAS PRESENTED, THE UNION DID NOT TAKE ADVANTAGE OF EITHER. UNDER THE PARTICULAR CIRCUMSTANCES PRESENTED IT MUST BE CONCLUDED THAT THE (ACTIVITY) FULFILLED ITS OBLIGATION TO BARGAIN ON THE IMPACT AND IMPLEMENTATION OF ITS DECISION REGARDING THE UNIT ROTATION . . . BOTH THE UNION AND THE SOCIAL SECURITY ADMINISTRATION (THE AGENCY) HAVE FILED PETITIONS FOR REVIEW OF THE ASSISTANT SECRETARY'S DECISION. IN ITS PETITION THE UNION CONTENDS THAT THE DECISION OF THE ASSISTANT SECRETARY IS ARBITRARY AND CAPRICIOUS AND PRESENTS TWO MAJOR POLICY ISSUES, NAMELY: WHETHER THE UNION WAS GIVEN SUFFICIENT ADVANCE NOTICE OF THE CHANGE IN THE FOOD AND DRINK POLICY AND THE ASSIGNMENT ROTATION PLAN, AND WHETHER THE PARTIES DID IN FACT NEGOTIATE ABOUT EITHER ISSUE. IN ITS PETITION FOR REVIEW, THE AGENCY ALLEGES THAT THE ASSISTANT SECRETARY'S DECISION IS ARBITRARY AND CAPRICIOUS AND RAISES MAJOR POLICY ISSUES INSOFAR AS IT ADOPTS CERTAIN OF THE ALJ'S THRESHOLD FINDINGS CONCERNING THE ACTIVITY'S OBLIGATION TO BARGAIN. MORE SPECIFICALLY, THE AGENCY CONTENDS, IN SUBSTANCE, THAT THERE WAS NO BASIS FOR THE DETERMINATION THAT THE ACTIVITY HAD A DUTY TO BARGAIN IN THIS CASE, OR THAT A VIOLATION OF THE ORDER RATHER THAN A QUESTION CONCERNING THE INTERPRETATION OF THE PARTIES' AGREEMENT WAS AT ISSUE. IN THE AUTHORITY'S OPINION, NEITHER PETITION FOR REVIEW MEETS THE REQUIREMENTS OF SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES, WHICH INCORPORATES BY REFERENCE SECTION 2411.12 OF THE COUNCIL'S RULES. THAT IS, THE DECISION OF THE ASSISTANT SECRETARY DOES NOT APPEAR ARBITRARY AND CAPRICIOUS OR RAISE ANY MAJOR POLICY ISSUES. WITH RESPECT TO THE PARTIES' ALLEGATIONS THAT THE ASSISTANT SECRETARY'S DECISION IS ARBITRARY AND CAPRICIOUS, IT DOES NOT APPEAR IN THE CIRCUMSTANCES OF THIS CASE THAT THE ASSISTANT SECRETARY ACTED WITHOUT REASONABLE JUSTIFICATION IN REACHING HIS DECISION. NOR DOES IT APPEAR THAT THE ASSISTANT SECRETARY'S DECISION PRESENTS ANY MAJOR POLICY ISSUES, AS ALLEGED. THE UNION'S ALLEGATIONS THAT IT WAS NOT GIVEN SUFFICIENT NOTICE OF EITHER THE CHANGED FOOD AND DRINK POLICY OR THE NEW ROTATION PLAN, AND THAT NEGOTIATIONS WERE NOT HELD ON EITHER ISSUE, CONSTITUTE ESSENTIALLY MERE DISAGREEMENT WITH THE ALJ'S CONTRARY FACTUAL DETERMINATIONS, AS ADOPTED BY THE ASSISTANT SECRETARY, AND THEREFORE PRESENT NO MAJOR POLICY ISSUES WARRANTING AUTHORITY REVIEW. LIKEWISE, THE AGENCY'S ALLEGATIONS CONCERNING WHETHER THE ACTIVITY WAS OBLIGATED TO NEGOTIATE WITH THE UNION, AND WHETHER A CONTRACTUAL ISSUE RATHER THAN AN UNFAIR LABOR PRACTICE ISSUE WAS INVOLVED, PRESENT NO BASIS FOR AUTHORITY REVIEW. IN SO CONCLUDING, THE AUTHORITY NOTES PARTICULARLY THE ASSISTANT SECRETARY'S CONCLUSION THAT, IN THE CIRCUMSTANCES OF THIS CASE, THE ACTIVITY SATISFIED ITS OBLIGATION TO BARGAIN IN GOOD FAITH. /1/ SINCE THE ASSISTANT SECRETARY'S DECISION DOES NOT APPEAR ARBITRARY AND CAPRICIOUS OR PRESENT A MAJOR POLICY ISSUE, THE APPEALS OF BOTH THE UNION AND THE AGENCY FAIL TO MEET THE REQUIREMENTS FOR REVIEW AS PROVIDED IN SECTION 2400.2 OF THE AUTHORITY'S TRANSITION RULES, WHICH INCORPORATES BY REFERENCE SECTION 2411.12 OF THE COUNCIL'S RULES. ACCORDINGLY, THE PETITIONS FOR REVIEW ARE HEREBY DENIED. /2/ RONALD W. HAUGHTON, CHAIRMAN HENRY B. FRAZIER III, MEMBER /1/ IN THIS REGARD WE DO NOT REACH OR PASS UPON THE REASONING OF THE ALJ AS TO THE APPROPRIATE LEVEL OF NEGOTIATIONS IN THIS CASE. RATHER, WE FIND ONLY THAT, IN VIEW OF THE ALJ'S DETERMINATION THAT THE ACTIVITY DID ENGAGE IN GOOD FAITH BARGAINING WITH THE UNION, NO MAJOR POLICY ISSUE IS PRESENTED BY THE ASSISTANT SECRETARY'S DECISION HEREIN. /2/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT OF 1978 (92 STAT. 1224), THE INSTANT CASE WAS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED. THE DECISION DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE RESULT WHICH WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE STATUTE RATHER THAN THE ORDER.